Regulation and Compliance
As a part of its mission to promote a fair and efficient market, the MSRB establishes rules, related guidance and supporting compliance resources for municipal securities dealers and municipal advisors.
Click below to view the rulemaking process, which provides many opportunities for market participants and the public to provide input.
What’s New in This Section
Rules & Interpretive Guidance
The MSRB establishes rules to regulate the activities of broker-dealers and banks that buy, sell and underwrite municipal securities, and municipal advisors that provide advice to state and local governments.
Compliance Resources
The MSRB supports regulatory compliance by providing checklists, sample templates and other educational material about MSRB rules.
Submitting Data & Disclosures
Submit Disclosures & Data
Learn about submitting information to the MSRB's market transparency systems.
MSRB Gateway
Learn about MSRB Gateway, the secure access point for all market systems operated by the MSRB.
Registration
Dealers and municipal advisors must register with the MSRB before engaging in municipal securities transactions and municipal advisory activities.
Professional Qualification
Bill Payment
View MSRB bill payment options, including the online payment portal.
