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This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.

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Firm Name Sort descending MSRB ID State Registrant Type
Aventura Securities, LLC A6808 FL Broker Dealer
Avisen Wealth Management, Inc. A6362 CA Broker Dealer
AW Securities A6871 CA Broker Dealer
Axiom Capital Management Inc, A3696 NY Broker Dealer
AXOS CLEARING LLC A5948 NE Broker Dealer
Axos Invest LLC A7563 NV Broker Dealer
B. B. Graham & Co., Inc. A5498 CA Broker Dealer
B. Riley Securities, Inc. A7477 CA Broker Dealer
B. Riley Wealth Management A0877 TN Broker Dealer
Backstrom McCarley Berry & Co., LLC A6298 CA Broker Dealer/Municipal Advisor
Baker Group LP A0081 OK Broker Dealer/Municipal Advisor
Bancroft Capital, LLC A7479 PA Broker Dealer/Municipal Advisor
Bank of America, NA / MSD B0019 NY Bank Dealer
Bankers Life Securities Inc. A7412 IL Broker Dealer
Bankers' Bank Investment Dept. B0368 WI Bank Dealer
Bankoh Investment Services, Inc. A3988 HI Broker Dealer
BANORTE SECURITIES INTERNATIONAL LTD A7574 TX Broker Dealer
Barclays Capital Inc. A6566 NY Broker Dealer/Municipal Advisor
Barrett & Company A0097 RI Broker Dealer
Bates Securities, Inc. A6121 IL Broker Dealer
BBVA Securities Inc. A7035 NY Broker Dealer
BC Ziegler and Company A0775 IL Broker Dealer/Municipal Advisor
BCG Securities, Inc. A0085 NJ Broker Dealer
BCI SECURITIES INC A7554 FL Broker Dealer
Beaconsfield Financial Services, Inc. A1809 PA Broker Dealer