This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name Sort descending | MSRB ID | State | Registrant Type |
|---|---|---|---|
| The Jeffrey Matthews Financial Group, L.L.C. | A4990 | NJ | Broker Dealer |
| The Leaders Group, Inc. | A5930 | CO | Broker Dealer |
| The Oak Ridge Financial Services Group, Inc. | A5073 | MN | Broker Dealer |
| The Rockwell Financial Group Inc, | A5639 | NY | Broker Dealer |
| The Strategic Alliance Corporation | A4369 | NC | Broker Dealer |
| The Strategic Financial Alliance, Inc. | A6415 | GA | Broker Dealer |
| THOMPSON DAVIS & CO. INC. | A6101 | VA | Broker Dealer |
| Thornton Farish Inc. | A1357 | AL | Broker Dealer/Municipal Advisor |
| Thoroughbred Financial Services, LLC | A5497 | TN | Broker Dealer |
| Thrasher and Chambers, Inc | A6652 | AR | Broker Dealer |
| Thrivent Investment Management, Inc. | A5034 | MN | Broker Dealer |
| Thurston Springer Financial | A1355 | IN | Broker Dealer |
| TIAA -CREF Indivdl Inst'l Svcs, LLC | A5341 | NC | Broker Dealer |
| TIB, N.A. | B0270 | TX | Bank Dealer |
| TIGRESS FINANCIAL PARTNERS LLC | A7385 | NY | Broker Dealer |
| Titleist Capital, LLC | A6438 | TX | Broker Dealer |
| Tocqueville Securities L.P. | A3638 | NY | Broker Dealer |
| TP ICAP Global Markets Americas LLC | A6419 | NY | Broker Dealer |
| Trade-PMR, Inc. | A5402 | FL | Broker Dealer |
| TradeStation Securities | A4971 | FL | Broker Dealer |
| TradeUP Securities, Inc. | A2770 | NY | Broker Dealer |
| Tradeweb Direct LLC | A5773 | NY | Broker Dealer |
| Tradeweb LLC | A6797 | NY | Broker Dealer |
| Tradition Securities and Derivatives LLC | A5644 | NY | Broker Dealer |
| Transamerica Financial Advisors, Inc. | A3831 | FL | Broker Dealer |
