This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name Sort descending | MSRB ID | State | Registrant Type |
---|---|---|---|
TradeStation Securities | A4971 | FL | Broker Dealer |
TradeUP Securities, Inc. | A2770 | NY | Broker Dealer |
Tradeweb Direct LLC | A5773 | NY | Broker Dealer |
Tradeweb LLC | A6797 | NY | Broker Dealer |
Tradition Securities and Derivatives LLC | A5644 | NY | Broker Dealer |
Transamerica Financial Advisors, Inc. | A3831 | FL | Broker Dealer |
Transwestern Capital Markets, LLC | A7027 | RI | Broker Dealer |
TRB Capital Markets, LLC | A7614 | TX | Broker Dealer/Municipal Advisor |
Tribal Capital Markets, LLC | A7406 | NY | Broker Dealer |
Trident Partners Ltd. | A5689 | NY | Broker Dealer |
Trubee Wealth Advisors, Inc. | A1375 | NY | Broker Dealer |
Truist Investment Services, Inc. | A2748 | GA | Broker Dealer |
Truist Securities, Inc. | A0438 | GA | Broker Dealer |
Trumid Financial LLC | A7503 | NY | Broker Dealer |
TrustFirst, Inc. | A4764 | TN | Broker Dealer |
Trustmont Financial Group, Inc. | A3315 | PA | Broker Dealer |
Trutoro | A7473 | AR | Broker Dealer |
U.S. Bancorp Advisors, LLC | A1847 | CA | Broker Dealer |
U.S. Bank Municipal Products Group | B0475 | NY | Bank Dealer |
U.S. Brokerage, Inc. | A5836 | OH | Broker Dealer |
U.S. Investors, Inc. | A6436 | VA | Broker Dealer |
UBS Financial Services | A1091 | NJ | Broker Dealer |
UBS Securities LLC | A1381 | NY | Broker Dealer |
Uhlmann Price Securities, LLC | A5142 | IL | Broker Dealer |
UHY CAPITAL GROUP, LLC | A6025 | MI | Broker Dealer |