This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name Sort descending | MSRB ID | State | Registrant Type |
---|---|---|---|
Aventura Securities, LLC | A6808 | FL | Broker Dealer |
Avisen Wealth Management, Inc. | A6362 | CA | Broker Dealer |
AW Securities | A6871 | CA | Broker Dealer |
Axiom Capital Management Inc, | A3696 | NY | Broker Dealer |
AXOS CLEARING LLC | A5948 | NE | Broker Dealer |
Axos Invest LLC | A7563 | NV | Broker Dealer |
B. B. Graham & Co., Inc. | A5498 | CA | Broker Dealer |
B. Riley Securities, Inc. | A7477 | CA | Broker Dealer |
B. Riley Wealth Management | A0877 | TN | Broker Dealer |
Backstrom McCarley Berry & Co., LLC | A6298 | CA | Broker Dealer/Municipal Advisor |
Baker Group LP | A0081 | OK | Broker Dealer/Municipal Advisor |
Bancroft Capital, LLC | A7479 | PA | Broker Dealer/Municipal Advisor |
Bank of America, NA / MSD | B0019 | NY | Bank Dealer |
Bankers Life Securities Inc. | A7412 | IL | Broker Dealer |
Bankers' Bank Investment Dept. | B0368 | WI | Bank Dealer |
Bankoh Investment Services, Inc. | A3988 | HI | Broker Dealer |
BANORTE SECURITIES INTERNATIONAL LTD | A7574 | TX | Broker Dealer |
Barclays Capital Inc. | A6566 | NY | Broker Dealer/Municipal Advisor |
Barrett & Company | A0097 | RI | Broker Dealer |
Bates Securities, Inc. | A6121 | IL | Broker Dealer |
BBVA Securities Inc. | A7035 | NY | Broker Dealer |
BC Ziegler and Company | A0775 | IL | Broker Dealer/Municipal Advisor |
BCG Securities, Inc. | A0085 | NJ | Broker Dealer |
BCI SECURITIES INC | A7554 | FL | Broker Dealer |
Beaconsfield Financial Services, Inc. | A1809 | PA | Broker Dealer |