Back to top

This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.

Find a Firm
Show results
Firm Name Sort descending MSRB ID State Registrant Type
RF Lafferty and Co., Inc. A0862 NY Broker Dealer
Rhodes Securities, Inc. A2796 TX Broker Dealer
RICE FINANCIAL PRODUCTS COMPANY A2966 TN Broker Dealer
Richard Brothers Securities A5754 ME Broker Dealer
Richards, Merrill & Peterson Inc. A1193 WA Broker Dealer
Riedl First Securities Co. of Kansas A4199 KS Broker Dealer
RNR Securities, L.L.C. A6002 NY Broker Dealer
Robert Blum Municipals, Inc. A4721 CA Broker Dealer
Robert W Baird & Co., Inc. A0079 WI Broker Dealer/Municipal Advisor
Roberts & Ryan Inc. A2790 NY Broker Dealer
Robertson Stephens Capital Markets, LLC A7531 CA Broker Dealer
Rockefeller Financial LLC A7521 NY Broker Dealer
Rockfleet Financial Services, Inc. A6991 NY Broker Dealer/Municipal Advisor
Rogan & Associates, Inc. A6032 FL Broker Dealer
Romano Brothers & Company A1214 IL Broker Dealer
Roosevelt & Cross Incorporated A1218 NY Broker Dealer/Municipal Advisor
Rothschild Investment LLC A1231 IL Broker Dealer
Russell Investments Implementation Services, LLC. A6238 WA Broker Dealer
RW Smith & Associates, LLC A2246 NJ Broker Dealer
S.L. Reed & Company A6330 CA Broker Dealer
Sabadell Securities USA, Inc. A6970 FL Broker Dealer
Safra Securities LLC A7350 NY Broker Dealer
Sage, Rutty & Co., Inc. A1249 NY Broker Dealer
Samco Capital Markets, Inc. A6695 TX Broker Dealer/Municipal Advisor
Samuel A. Ramirez & Company Inc. A1165 NY Broker Dealer/Municipal Advisor