This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID | State | Registrant Type Sort descending |
|---|---|---|---|
| B. Riley Securities, Inc. | A7477 | CA | Broker Dealer |
| Financial Advocates Securites, LLC | A7544 | WA | Broker Dealer |
| Lesko Securities, Inc. | A5322 | NY | Broker Dealer |
| Windmill Group, Inc.(The) | A2507 | NY | Broker Dealer |
| B. Riley Wealth Management | A0877 | TN | Broker Dealer |
| Financial Northeastern Sec.Inc | A3302 | NJ | Broker Dealer |
| Valley Financial Management, Inc. | A5733 | NY | Broker Dealer |
| RW Smith & Associates, LLC | A2246 | NJ | Broker Dealer |
| LEVEL FOUR FINANCIAL, LLC | A3627 | TX | Broker Dealer |
| S.L. Reed & Company | A6330 | CA | Broker Dealer |
| Wintrust Investments, LLC | A0692 | IL | Broker Dealer |
| Financial Security Management, Inc. | A5952 | VA | Broker Dealer |
| SA Stone Wealth Management, Inc | A2689 | AL | Broker Dealer |
| Woodbury Financial Svcs., Inc. | A4193 | MN | Broker Dealer |
| Financial Sense Securities, Inc. | A5582 | CA | Broker Dealer |
| Liberty Associates, Inc. | A7500 | NY | Broker Dealer |
| Sabadell Securities USA, Inc. | A6970 | FL | Broker Dealer |
| Navigator Securities Limited | A3311 | NE | Broker Dealer |
| Financial Telesis Inc. | A5874 | CA | Broker Dealer |
| Safra Securities LLC | A7350 | NY | Broker Dealer |
| Woodmen Financial Services, Inc. | A6071 | NE | Broker Dealer |
| Samco Capital Markets, Inc. | A6695 | TX | Broker Dealer/Municipal Advisor |
| Samuel A. Ramirez & Company Inc. | A1165 | NY | Broker Dealer/Municipal Advisor |
| Wulff, Hansen & Company | A0763 | CA | Broker Dealer/Municipal Advisor |
| Barclays Capital Inc. | A6566 | NY | Broker Dealer/Municipal Advisor |
