This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name Sort ascending | MSRB ID | State | Registrant Type |
---|---|---|---|
Backstrom McCarley Berry & Co., LLC | A6298 | CA | Broker Dealer/Municipal Advisor |
B. Riley Wealth Management | A0877 | TN | Broker Dealer |
B. Riley Securities, Inc. | A7477 | CA | Broker Dealer |
B. B. Graham & Co., Inc. | A5498 | CA | Broker Dealer |
Axos Invest LLC | A7563 | NV | Broker Dealer |
AXOS CLEARING LLC | A5948 | NE | Broker Dealer |
Axiom Capital Management Inc, | A3696 | NY | Broker Dealer |
AW Securities | A6871 | CA | Broker Dealer |
Avisen Wealth Management, Inc. | A6362 | CA | Broker Dealer |
Aventura Securities, LLC | A6808 | FL | Broker Dealer |
Avantax Investment Services, Inc. | A1681 | TX | Broker Dealer |
Ausdal Financial Partners, Inc. | A0069 | IA | Broker Dealer |
Aurora Securities Inc | A7175 | MI | Broker Dealer |
Atomic Brokerage LLC | A7609 | NY | Broker Dealer |
ATIS, Inc. | A6984 | IN | Broker Dealer |
Associated Investment Services | A0277 | WI | Broker Dealer |
Ascensus Broker Dealer Services, LLC | A5709 | MA | Broker Dealer |
Arvest Wealth Management | A5030 | AR | Broker Dealer |
Arthur W Wood Company | A0758 | MA | Broker Dealer |
Arlington Securities Inc. | A5294 | MO | Broker Dealer |
Arkadios Capital | A7471 | GA | Broker Dealer |
ARK Global LLC | A7413 | NY | Broker Dealer/Municipal Advisor |
Arive Capital Markets LLC | A1178 | NY | Broker Dealer |
Arete Wealth Management, LLC | A6910 | IL | Broker Dealer |
ARCADIA SECURITIES LLC | A7381 | NY | Broker Dealer |