This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name Sort descending | MSRB ID | State | Registrant Type |
|---|---|---|---|
| UBS Financial Services | A1091 | NJ | Broker Dealer |
| UBS Securities LLC | A1381 | NY | Broker Dealer |
| Uhlmann Price Securities, LLC | A5142 | IL | Broker Dealer |
| UHY CAPITAL GROUP, LLC | A6025 | MI | Broker Dealer |
| UMB Bank, n.a. | B0286 | MO | Bank Dealer |
| UMB Financial Services, Inc. | A4589 | MO | Broker Dealer/Municipal Advisor |
| Union Capital Company | A6134 | AZ | Broker Dealer |
| United Bankers' Bank | B0171 | MN | Bank Dealer |
| United Brokerage Services, Inc. | A4786 | WV | Broker Dealer |
| United First Partners LLC | A7547 | NY | Broker Dealer |
| United Planners'Fin.Svc.of Ame | A2873 | AZ | Broker Dealer |
| US Bancorp Investments, Inc. | A3500 | MN | Broker Dealer |
| US Boston Capital Corporation | A5786 | MA | Broker Dealer |
| US Securities Int'l, Corp | A3712 | NY | Broker Dealer |
| US Sterling Securities, Inc. | A4467 | NY | Broker Dealer |
| USA Financial Securities Corporation | A5759 | MI | Broker Dealer |
| USAA Investment Services Company | A1711 | TX | Broker Dealer |
| USCA Securities LLC | A5571 | TX | Broker Dealer |
| USI Securities, Inc. | A5246 | CT | Broker Dealer |
| Valdes & Moreno, Inc. | A4637 | MO | Broker Dealer |
| VALIC Financial Advisors, Inc | A5652 | TX | Broker Dealer |
| Valley Financial Management, Inc. | A5733 | NY | Broker Dealer |
| Valley National Investments | A2742 | PA | Broker Dealer |
| Valmark Securities, Inc. | A5223 | OH | Broker Dealer |
| Valor Financial Securities LLC | A7039 | FL | Broker Dealer |
