This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID | State | Registrant Type Sort descending |
|---|---|---|---|
| White Mountain Capital, LLC | A5676 | FL | Broker Dealer |
| FHN Financial Securities Corp | A7363 | TN | Broker Dealer |
| LaSalle St. Securities, LLC | A0859 | IL | Broker Dealer |
| Rogan & Associates, Inc. | A6032 | FL | Broker Dealer |
| AW Securities | A6871 | CA | Broker Dealer |
| Fidelity Brokerage Services LLC | A0463 | RI | Broker Dealer |
| LB Fisher & Company | A2841 | TX | Broker Dealer |
| Romano Brothers & Company | A1214 | IL | Broker Dealer |
| Axiom Capital Management Inc, | A3696 | NY | Broker Dealer |
| Fidelity Distributors Company LLC | A5752 | RI | Broker Dealer |
| Lebenthal Financial Services, Inc. | A6731 | NY | Broker Dealer |
| William Blair & Company, L.L.C. | A0147 | IL | Broker Dealer |
| AXOS CLEARING LLC | A5948 | NE | Broker Dealer |
| Dominari Securities LLC | A3290 | NY | Broker Dealer |
| Leigh Baldwin & Co., LLC | A4752 | NY | Broker Dealer |
| Rothschild Investment LLC | A1231 | IL | Broker Dealer |
| Wilmington Capital Securities, LLC | A6874 | NY | Broker Dealer |
| Axos Invest LLC | A7563 | NV | Broker Dealer |
| Osaic Wealth, Inc. | A3249 | NJ | Broker Dealer |
| Wilson Parker Connally Stephenson Inc | A2197 | TX | Broker Dealer |
| B. B. Graham & Co., Inc. | A5498 | CA | Broker Dealer |
| Finance 500, Inc. | A4729 | CA | Broker Dealer |
| Lenox Financial Services, Inc. | A4502 | IL | Broker Dealer |
| Russell Investments Implementation Services, LLC. | A6238 | WA | Broker Dealer |
| Wilson-Davis & Co., Inc. | A3338 | UT | Broker Dealer |
