This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name | MSRB ID | State | Registrant Type Sort descending |
---|---|---|---|
Washington Securities Corp. | A5397 | MD | Broker Dealer |
Andrew Garrett Inc. | A4131 | NY | Broker Dealer |
Kensington Capital Corp. | A0823 | NY | Broker Dealer |
Raymond James (USA) Ltd. | A7269 | BC | Broker Dealer |
Anovest Financial Services, Inc. | A6646 | GA | Broker Dealer |
Elmer E Powell & Company | A1137 | PA | Broker Dealer |
Kestra Investment Services, LLC | A5273 | TX | Broker Dealer |
Raymond James Financial Svcs. Inc. | A0717 | FL | Broker Dealer |
WauBank Securities LLC | A7582 | PA | Broker Dealer |
Aon Securities LLC | A6138 | IL | Broker Dealer |
Emerson Equity LLC | A6524 | CA | Broker Dealer |
WBB Securities, LLC | A5984 | CA | Broker Dealer |
AOS, Inc. | A6577 | IL | Broker Dealer |
Emmet & Co., Inc. | A2082 | NJ | Broker Dealer |
Key Investment Services LLC | A6708 | OH | Broker Dealer |
RBC CMA LLC | A7254 | NY | Broker Dealer |
Wealth Enhancement Brokerage Services, LLC | A6534 | MN | Broker Dealer |
Apex Clearing Corporation | A7272 | TX | Broker Dealer |
Empire Asset Management Company | A6852 | NY | Broker Dealer |
Wealthfront Brokerage LLC | A7401 | CA | Broker Dealer |
Apexus Capital LLC | A7449 | CA | Broker Dealer |
EMPIRE STATE FINANCIAL, INC. | A7296 | NY | Broker Dealer |
Kiley Partners, Inc. | A4684 | NV | Broker Dealer |
Regal Securities, Inc. | A2014 | IL | Broker Dealer |
Wedbush Securities Inc. | A1436 | CA | Broker Dealer |