This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID Sort descending | State | Registrant Type |
|---|---|---|---|
| NI Advisors Inc. | A7118 | CA | Broker Dealer |
| McLaughlin Ryder Investments, Inc. | A7120 | VA | Broker Dealer |
| CAVU Securities, LLC. | A7121 | NY | Broker Dealer |
| Signet Securities, LLC | A7122 | OH | Broker Dealer/Municipal Advisor |
| SumRidge Partners, LLC | A7126 | NJ | Broker Dealer |
| Virtu Americas LLC | A7128 | NY | Broker Dealer |
| Glendale Securities, Inc. | A7129 | CA | Broker Dealer |
| Industrial and Commercial Bank of China Financial Services LLC | A7131 | NY | Broker Dealer |
| MBS Capital Markets LLC | A7132 | FL | Broker Dealer |
| McDermott Investment Services, LLC | A7134 | PA | Broker Dealer |
| Gradient Securities, LLC | A7139 | MN | Broker Dealer |
| Central States Capital Markets, LLC | A7140 | KS | Broker Dealer |
| MSEC, LLC | A7142 | KS | Broker Dealer |
| Fortune Financial Services, Inc. | A7147 | PA | Broker Dealer |
| Potomac Investment Co | A7162 | FL | Broker Dealer |
| LPS Capital LLC | A7167 | NY | Broker Dealer |
| Aurora Securities Inc | A7175 | MI | Broker Dealer |
| LINCOLN DOUGLAS INVESTMENTS, LLC | A7179 | OH | Broker Dealer |
| Peak Brokerage Services, LLC | A7188 | FL | Broker Dealer |
| Capital Research Brokerage Services, LLC | A7189 | CA | Broker Dealer |
| VOYA INVESTMENTS DISTRIBUTOR, LLC | A7201 | CT | Broker Dealer |
| Concorde Investment Services LLC | A7202 | MI | Broker Dealer |
| Dealerweb Inc. | A7211 | NJ | Broker Dealer |
| PHX Financial, Inc. | A7227 | NY | Broker Dealer |
| Brownstone Investment Group, LLC | A7236 | NY | Broker Dealer |
