This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID Sort descending | State | Registrant Type |
|---|---|---|---|
| Livingston Securities, LLC | A6945 | NY | Broker Dealer |
| Cambria Capital | A6947 | UT | Broker Dealer |
| J K Financial Services, Inc. | A6948 | CA | Broker Dealer |
| HighTower Securities, LLC | A6950 | IL | Broker Dealer |
| SCH Enterprises, Inc. | A6961 | IN | Broker Dealer |
| TD Securities (USA) LLC | A6962 | NY | Broker Dealer |
| Benjamin F. Edwards & Company | A6963 | MO | Broker Dealer |
| Alexander Capital, L.P. | A6968 | NJ | Broker Dealer |
| SECU Brokerage Services | A6969 | NC | Broker Dealer |
| Sabadell Securities USA, Inc. | A6970 | FL | Broker Dealer |
| John Hancock Investment Management Distributors LLC | A6971 | MA | Broker Dealer |
| North South Capital, LLC | A6973 | IL | Broker Dealer |
| Capital Synergy Partners, Inc. | A6979 | CA | Broker Dealer |
| ETC Brokerage Services, LLC | A6980 | OH | Broker Dealer |
| Davis Securities LLC | A6982 | NY | Broker Dealer |
| Penserra Securities LLC | A6983 | CA | Broker Dealer |
| ATIS, Inc. | A6984 | IN | Broker Dealer |
| Tandem Securities, Inc. | A6988 | KS | Broker Dealer |
| BrokerageSelect | A6990 | NY | Broker Dealer |
| Rockfleet Financial Services, Inc. | A6991 | NY | Broker Dealer/Municipal Advisor |
| Morgan Stanley Smith Barney LLC | A7007 | NY | Broker Dealer |
| Bolton Securities | A7013 | MA | Broker Dealer |
| Ceros Financial Services, Inc. | A7019 | MD | Broker Dealer |
| Private Client Services, LLC | A7023 | KY | Broker Dealer |
| Transwestern Capital Markets, LLC | A7027 | RI | Broker Dealer |
