This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name Sort descending | MSRB ID | State | Registrant Type |
|---|---|---|---|
| PHX Financial, Inc. | A7227 | NY | Broker Dealer |
| Pinnacle Investments LLC | A6918 | NY | Broker Dealer |
| Piper Sandler & Co. | A1126 | MN | Broker Dealer/Municipal Advisor |
| Place Trade Financial, Inc. | A6370 | NC | Broker Dealer |
| PlanMember Securities Corp. | A5799 | CA | Broker Dealer |
| Planned Financial Programs, Inc. | A6377 | NY | Broker Dealer |
| PMA Securities, LLC | A4912 | IL | Broker Dealer/Municipal Advisor |
| PNC Capital Markets LLC | A2091 | PA | Broker Dealer |
| PNC Investments LLC | A6495 | PA | Broker Dealer |
| Polar Investment Counsel, Inc. | A5489 | MN | Broker Dealer |
| POPULAR SECURITIES, LLC | A1555 | PR | Broker Dealer |
| Port Securities, Inc. | A5238 | CA | Broker Dealer |
| Portfolio Resources Group, Inc. | A6097 | FL | Broker Dealer |
| Portsmouth Financial Services | A1723 | CA | Broker Dealer |
| Potomac Investment Co | A7162 | FL | Broker Dealer |
| Preferred Client Group, Inc. | A5767 | TX | Broker Dealer |
| Primerica Brokerage Services, Inc. | A7612 | GA | Broker Dealer |
| Principal Funds Distributor, Inc. | A7543 | IA | Broker Dealer |
| Principal Securities, Inc. | A4144 | IA | Broker Dealer |
| Private Client Services, LLC | A7023 | KY | Broker Dealer |
| Private Portfolio of San Diego, Inc. | A7087 | CA | Broker Dealer |
| Prospera Financial Services, Inc. | A0137 | TX | Broker Dealer |
| Pruco Securities, LLC | A5286 | NJ | Broker Dealer |
| PTI Securities & Futures, L.P. | A5779 | IL | Broker Dealer |
| PTS Brokerage, LLC | A6234 | NJ | Broker Dealer |
