This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name | MSRB ID Sort descending | State | Registrant Type |
---|---|---|---|
Allied Millennial Partners, LLC | A7258 | NY | Broker Dealer |
MCG Securities LLC | A7264 | PA | Broker Dealer |
Hartford Funds Distributors, LLC | A7266 | PA | Broker Dealer |
TCFG Wealth Management, LLC | A7268 | CA | Broker Dealer |
Raymond James (USA) Ltd. | A7269 | BC | Broker Dealer |
Apex Clearing Corporation | A7272 | TX | Broker Dealer |
HB Securities, LLC | A7281 | CA | Broker Dealer |
TD Private Client Wealth LLC | A7285 | NY | Broker Dealer |
EMPIRE STATE FINANCIAL, INC. | A7296 | NY | Broker Dealer |
Four Points Capital Partners LLC | A7298 | NJ | Broker Dealer |
Investment Security Corporation | A7299 | CA | Broker Dealer |
Falcon Square Capital, LLC | A7303 | NC | Broker Dealer |
H2C Securities Inc. | A7304 | GA | Broker Dealer/Municipal Advisor |
Jane Street Capital, LLC | A7305 | NY | Broker Dealer |
Snowden Account Services LLC | A7307 | NY | Broker Dealer |
Santander US Capital Markets LLC | A7312 | NY | Broker Dealer |
CU Investment Solutions LLC | A7317 | KS | Broker Dealer |
Ministry Partners Securities, LLC | A7319 | CA | Broker Dealer |
StoneX Financial Inc. | A7327 | FL | Broker Dealer |
Millennium Advisors LLC | A7334 | NC | Broker Dealer |
Regulus Financial Group, LLC | A7338 | MI | Broker Dealer |
DFPG Investments LLC | A7339 | UT | Broker Dealer |
Weitzel Financial Services, Inc. | A7345 | IA | Broker Dealer |
Copper Financial | A7346 | KS | Broker Dealer |
Millington Investments, LLC | A7348 | IL | Broker Dealer |