This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID Sort descending | State | Registrant Type |
|---|---|---|---|
| Symphonic Securities, LLC | A6839 | NY | Broker Dealer |
| N.E. Private Client, Ltd. | A6841 | RI | Broker Dealer |
| Quoin Capital LLC | A6847 | PA | Broker Dealer |
| Empire Asset Management Company | A6852 | NY | Broker Dealer |
| Advantage Securities LLC | A6855 | IL | Broker Dealer |
| Spire Securities, LLC | A6862 | VA | Broker Dealer |
| NGC Financial, LLC | A6868 | NY | Broker Dealer |
| AW Securities | A6871 | CA | Broker Dealer |
| Wilmington Capital Securities, LLC | A6874 | NY | Broker Dealer |
| Parsonex Securities, Inc. | A6875 | CO | Broker Dealer |
| St. Germain Securities Inc. | A6879 | MA | Broker Dealer |
| Infinity Financial Services | A6883 | CA | Broker Dealer |
| Bonds.com, LLC | A6885 | NY | Broker Dealer |
| CastleOak Securities, LP | A6897 | NY | Broker Dealer |
| Spartan Capital Securities, LLC | A6901 | NY | Broker Dealer |
| Blaylock Van, LLC | A6906 | NY | Broker Dealer |
| Arete Wealth Management, LLC | A6910 | IL | Broker Dealer |
| Interactive Brokers LLC | A6912 | CT | Broker Dealer |
| Capital City Securities, LLC | A6913 | OH | Broker Dealer |
| Northwest Financial Group, LLC | A6916 | VA | Broker Dealer |
| Pinnacle Investments LLC | A6918 | NY | Broker Dealer |
| JBS Liberty Securities, Inc. | A6925 | NC | Broker Dealer |
| Sendero Securities, LLC | A6926 | TX | Broker Dealer |
| XML Securities, LLC | A6927 | MD | Broker Dealer |
| Investments For You, Inc. | A6933 | OH | Broker Dealer |
