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Contact: Jennifer A. Galloway, Chief Communications Officer
             (703) 797-6600
             jgalloway@msrb.org

MSRB AND SIFMA CO-HOST NEW YORK MUNICIPAL SECURITIES REGULATION SEMINAR

Alexandria, VA – The Municipal Securities Rulemaking Board (MSRB) and the Securities Industry and Financial Markets Association (SIFMA) announced today they will co-host a municipal securities regulation seminar for municipal market participants on Tuesday, October 2, 2012 from 2:30 p.m. to 5:30 p.m. at SIFMA’s headquarters, 120 Broadway, New York, New York 10271. A reception will follow the event. View the agenda.

A panel discussion will address current MSRB initiatives, including duties of underwriters to issuers, retail order periods, the regulation of broker’s brokers and the development of risk-based examinations. MSRB staff will also discuss MSRB Rule G-23 and the prohibition on role-switching, updates to the definition of “sophisticated municipal market professional” and the MSRB’s electronic brokerage concept proposal.

Senior staff from the Financial Industry Regulatory Authority and Internal Revenue Service will also participate in the conference and will discuss current compliance and enforcement priorities.

The seminar is open to all members of the municipal securities community, including dealers, municipal advisors, issuers and bond counsel. There is no charge to attend; however, pre-registration is required. Register for the seminar.

The Municipal Securities Rulemaking Board (MSRB) protects and strengthens the municipal bond market, enabling access to capital, economic growth, and societal progress in tens of thousands of communities across the country. MSRB fulfills this mission by creating trust in our market through informed regulation of dealers and municipal advisors that protects investors, issuers and the public interest; building technology systems that power our market and provide transparency for issuers, institutions, and the investing public; and serving as the steward of market data that empowers better decisions and fuels innovation for the future. MSRB is a self-regulatory organization governed by a board of directors that has a majority of public members, in addition to representatives of regulated entities. MSRB is overseen by the Securities and Exchange Commission and Congress.

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