Select Resources by format:
Back to top
Webinar
Publication date:
MSRB Webinar: Compliance On-Demand: Mark-Up Disclosure (1 CPE Credit)
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

MSRB Rules, Secondary Market

Publication
Publication date:
MSRB Registration Checklist Form A-12
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Compliance on Demand: Rule G-20 - Gifts, Gratuities, Non-Cash Compensation and Expenses of Issuance (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers

Topic:

MSRB Rules

Webinar - On demand
Publication date:
MSRB Webinar: Rule G-37 - Political Contributions and Prohibitions (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers

Topic:

MSRB Rules

Publication
Publication date:
Frequently Asked Questions Related to COVID-19 Pandemic Regulatory Relief
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

Video
Publication date:
Submitting Primary Market Disclosures for a New Issue
Information for:

Issuers, Dealers

Topic:

MSRB Rules, Official Statements, Primary Market

Video
Publication date:
Adding to or Removing from a Primary Market Submission
Information for:

Dealers

Topic:

Continuing Disclosure, MSRB Rules, Primary Market

Video
Publication date:
Adding to or Removing an Issue or a Series from a Primary Market Submission
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

MSRB Rules, Primary Market

Video
Publication date:
Submitting Remarketing Data and Information
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

MSRB Rules, Primary Market

Video
Publication date:
Submitting an Advance Refunding
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

MSRB Rules, Official Statements, Primary Market

Video
Publication date:
Submitting a Security Ineligible for CUSIP Assignment
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements, Primary Market

Video
Publication date:
Submitting Commercial Paper for a Primary Offering
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

MSRB Rules, Official Statements, Primary Market

Webinar
Publication date:
MSRB Webinar: Interpretive Guidance Retrospective Review (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

Podcast
Publication date:
Building the Board
Information for:

Municipal Advisors, Issuers, Investors, General Public, Dealers

Topic:

MSRB Rules

Podcast
Publication date:
Enhancing Board Governance
Information for:

Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public, Bank Dealers, Dealers

Topic:

MSRB Rules

Podcast
Publication date:
Leading through Crisis
Information for:

Municipal Advisors, Issuers, Investors, General Public, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Pricing

Video
Publication date:
Submitting Variable Rate Securities Documents
Information for:

Dealers

Topic:

Continuing Disclosure, MSRB Rules

Podcast
Publication date:
MSRB Rule G-37: Promoting Integrity in the Municipal Securities Market
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Podcast
Publication date:
Professional Qualifications - A Conversation about MSRB Rule G-3
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Video
Publication date:
Submitting Modifying Canceling Trade through RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Regulatory Status and Error Code Review
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Compliance Reports
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-17 Making Disclosures to Issuers (No CPE)
Information for:

Dealers

Topic:

MSRB Rules

Video
Publication date:
Introduction to RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Publication
Publication date:
Minimum Denominations of Municipal Securities
Information for:

Dealers

Topic:

MSRB Rules, Primary Market