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Podcast
Publication date:
Professional Qualifications - A Conversation about MSRB Rule G-3
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Video
Publication date:
Submitting Modifying Canceling Trade through RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Regulatory Status and Error Code Review
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Compliance Reports
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-17 Making Disclosures to Issuers (No CPE)
Information for:

Dealers

Topic:

MSRB Rules

Video
Publication date:
Introduction to RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Webinar
Publication date:
Compliance Workshop: Small Firm Municipal Advisor Supervision (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Publication
Publication date:
Minimum Denominations of Municipal Securities
Information for:

Dealers

Topic:

MSRB Rules, Primary Market

Publication
Publication date:
Overview of Disclosure Obligations for a Primary Offering
Information for:

Municipal Advisors, Issuers, Investors, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements

Publication
Publication date:
Senior Investor Protection
Information for:

Investors, General Public, Dealers

Topic:

MSRB Rules

Publication
Publication date:
What to Expect from Your Municipal Advisor
Information for:

Municipal Advisors, Issuers

Topic:

MSRB Rules, Pricing, Primary Market

Publication
Publication date:
What to Expect from Your Underwriter
Information for:

Issuers, Dealers

Topic:

MSRB Rules, Pricing, Primary Market

Publication
Publication date:
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements, Primary Market

Publication
Publication date:
Legal Entity Identifiers
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

MSRB Rules

Publication
Publication date:
Specifications for the EMMA Primary Market Submission Service
Information for:

Dealers

Topic:

MSRB Rules, Official Statements, Primary Market

Video
Publication date:
Navigating the SHORT System
Information for:

Dealers

Topic:

MSRB Rules

Video
Publication date:
Submitting Data Elements for Variable Rate Securities
Information for:

Dealers

Topic:

MSRB Rules

Publication
Publication date:
Municipal Advisor Participating in the Rulemaking Process
Information for:

Municipal Advisors

Topic:

MSRB Rules

Podcast
Publication date:
Being Regulated – An Introduction for Municipal Advisors
Information for:

Municipal Advisors

Topic:

MSRB Rules

Publication
Publication date:
MSRB Glossary of Municipal Securities Terms
Information for:

Municipal Advisors, Issuers, Investors, General Public, Dealers

Topic:

529 Plans and ABLE Programs, Continuing Disclosure, MSRB Rules, Monitoring, Official Statements, Pricing, Primary Market, Risks and Considerations, Secondary Market, Yield Curves and Indices

Publication
Publication date:
EMMA Dataport Manual for Primary Market Submissions
Information for:

Dealers

Topic:

MSRB Rules, Official Statements

Publication
Publication date:
Specifications for Real-Time Reporting of Municipal Securities Transactions
Information for:

Dealers

Topic:

MSRB Rules

Publication
Publication date:
EMMA Dataport Manual and Specifications for 529 Savings Plans/ABLE Programs Data (Form G-45) Submissions
Information for:

Dealers, Municipal Funds Securities

Topic:

529 Plans and ABLE Programs, MSRB Rules

Publication
Publication date:
MSRB Real-Time Transaction Reporting System (RTRS) Manual
Information for:

Dealers

Topic:

MSRB Rules

Publication
Publication date:
Specifications for SHORT System Document Submission Service
Information for:

Dealers

Topic:

MSRB Rules