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Webinar
Publication date:
Compliance Workshop: MSRB Rule G-42 Conflicts of Interest and Documentation of the Municipal Advisory Relationship (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Amendments to MSRB Rule G-3 on Professional Qualification Standards for Municipal Advisors (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: What to Expect From Your Municipal Advisor - Post Series 50 Exam (No CPE)
Information for:

Issuers

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Municipal Advisor Compliance Advisory (1 CPE Credit)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On-Demand: Municipal Advisor Compliance Advisory (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On-Demand: Amendments to the MSRB’s Customer and Client Complaints and Related Recordkeeping Rules for Municipal Advisors and Dealers (No CPE)
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Municipal Advisor Solicitor Guidance (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Municipal Advisor Representative Qualification Examination (Series 50 Exam) (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Request for Comment on Draft Amendments to MSRB Rule G-21 on Advertising and on Draft Rule G-40 on Advertising by Municipal Advisors
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On Demand: Amended MSRB Rules G-15 and G-30 (No CPE)
Information for:

Dealers

Topic:

MSRB Rules, Pricing