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Webinar - On demand
Publication date:
MSRB Webinar: Rule G-37 - Political Contributions and Prohibitions (1 CPE Credit)
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Interpretive Guidance Retrospective Review (1 CPE Credit)
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Outreach Program for Municipal Advisors (2 CPE Credits)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Preparing to Take the MSRB's Pilot for the Municipal Advisor Principal Qualification Examination (Series 54) (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part II (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part I (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-37 Completing Form G-37 (No CPE)
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-17 Making Disclosures to Issuers (No CPE)
Information for:

Dealers

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: Small Firm Municipal Advisor Supervision (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: Amended MSRB Rule G-21 on Advertising by Dealers and MSRB Rule G-40 on Advertising by Municipal Advisors (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-42 Advice and Recommendations (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-42 Conflicts of Interest and Documentation of the Municipal Advisory Relationship (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Amendments to MSRB Rule G-3 on Professional Qualification Standards for Municipal Advisors (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: What to Expect From Your Municipal Advisor - Post Series 50 Exam (No CPE)
Information for:

Issuers

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Municipal Advisor Compliance Advisory (1 CPE Credit)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On-Demand: Municipal Advisor Compliance Advisory (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On-Demand: Amendments to the MSRB’s Customer and Client Complaints and Related Recordkeeping Rules for Municipal Advisors and Dealers (No CPE)
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Municipal Advisor Solicitor Guidance (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Municipal Advisor Representative Qualification Examination (Series 50 Exam) (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Request for Comment on Draft Amendments to MSRB Rule G-21 on Advertising and on Draft Rule G-40 on Advertising by Municipal Advisors
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On Demand: Amended MSRB Rules G-15 and G-30 (No CPE)
Information for:

Dealers

Topic:

MSRB Rules, Pricing