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Video
Publication date:
Submitting Modifying Canceling Trade through RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Regulatory Status and Error Code Review
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Compliance Reports
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-17 Making Disclosures to Issuers (No CPE)
Information for:

Dealers

Topic:

MSRB Rules

Video
Publication date:
Introduction to RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Webinar
Publication date:
Compliance Workshop: Small Firm Municipal Advisor Supervision (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Video
Publication date:
Navigating the SHORT System
Information for:

Dealers

Topic:

MSRB Rules

Video
Publication date:
Submitting Data Elements for Variable Rate Securities
Information for:

Dealers

Topic:

MSRB Rules

Podcast
Publication date:
Being Regulated – An Introduction for Municipal Advisors
Information for:

Municipal Advisors

Topic:

MSRB Rules

Video
Publication date:
What to Expect from Your Broker: Appropriate Recommendations
Information for:

Investors, General Public

Topic:

MSRB Rules, Risks and Considerations

Video
Publication date:
What to Expect from Your Broker: Fair Prices
Information for:

Investors, General Public

Topic:

MSRB Rules, Pricing

Video
Publication date:
What to Expect from Your Broker: Information about Features and Risks
Information for:

Investors, General Public

Topic:

Bond Types, MSRB Rules, Official Statements, Pricing, Risks and Considerations