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Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part II (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Podcast
Publication date:
Municipal Advisor Considerations in Preparing for Examination
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part I (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Podcast
Publication date:
MSRB Rule G-37: Promoting Integrity in the Municipal Securities Market
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Podcast
Publication date:
Getting the Facts on the Muni Market
Information for:

Investors, General Public

Topic:

529 Plans and ABLE Programs, Continuing Disclosure, MSRB Rules, Official Statements, Primary Market, Secondary Market

Podcast
Publication date:
Professional Qualifications - A Conversation about MSRB Rule G-3
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Podcast
Publication date:
A Conversation About Yield Curves
Information for:

Municipal Advisors, Issuers, Investors, General Public, Dealers

Topic:

Pricing, Primary Market, Secondary Market, Yield Curves and Indices

Webinar
Publication date:
MSRB Webinar: EMMA for Municipal Advisors (No CPE)
Information for:

Municipal Advisors

Topic:

Bond Types, Continuing Disclosure, Monitoring, Official Statements, Pricing, Yield Curves and Indices

Video
Publication date:
Submitting Modifying Canceling Trade through RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Regulatory Status and Error Code Review
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Compliance Reports
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
What is an Official Statement
Information for:

Investors, General Public

Topic:

Continuing Disclosure, Official Statements, Pricing, Risks and Considerations

Video
Publication date:
What's Inside an Official Statement
Information for:

Investors, General Public

Topic:

Continuing Disclosure, Official Statements, Pricing, Risks and Considerations

Video
Publication date:
How Can Issuers of Municipal Bonds Use EMMA?
Information for:

Issuers

Topic:

Pricing, Primary Market, Secondary Market

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-17 Making Disclosures to Issuers (No CPE)
Information for:

Dealers

Topic:

MSRB Rules

Video
Publication date:
Introduction to RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Webinar
Publication date:
Compliance Workshop: Small Firm Municipal Advisor Supervision (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Video
Publication date:
Using EMMA to Check Your Price
Information for:

Investors

Topic:

Pricing, Secondary Market

Video
Publication date:
Comparing Municipal Securities
Information for:

Investors

Topic:

Monitoring, Pricing

Video
Publication date:
Three Ways to Search EMMA
Information for:

Investors

Topic:

Continuing Disclosure, Pricing

Video
Publication date:
Using the New Issue Calendar
Information for:

Investors, General Public

Topic:

Pricing, Primary Market

Video
Publication date:
Navigating the SHORT System
Information for:

Dealers

Topic:

MSRB Rules

Video
Publication date:
Submitting Data Elements for Variable Rate Securities
Information for:

Dealers

Topic:

MSRB Rules

Podcast
Publication date:
Being Regulated – An Introduction for Municipal Advisors
Information for:

Municipal Advisors

Topic:

MSRB Rules

Video
Publication date:
What to Expect from Your Broker: Appropriate Recommendations
Information for:

Investors, General Public

Topic:

MSRB Rules, Risks and Considerations