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Publication
Publication date:
MSRB Registration Checklist Form A-12
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

Publication
Publication date:
Frequently Asked Questions Related to COVID-19 Pandemic Regulatory Relief
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

Video
Publication date:
Submitting Primary Market Disclosures for a New Issue
Information for:

Issuers, Dealers

Topic:

MSRB Rules, Official Statements, Primary Market

Video
Publication date:
Adding to or Removing from a Primary Market Submission
Information for:

Dealers

Topic:

Continuing Disclosure, MSRB Rules, Primary Market

Video
Publication date:
Adding to or Removing an Issue or a Series from a Primary Market Submission
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

MSRB Rules, Primary Market

Video
Publication date:
Submitting Remarketing Data and Information
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

MSRB Rules, Primary Market

Video
Publication date:
Submitting an Advance Refunding
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

MSRB Rules, Official Statements, Primary Market

Video
Publication date:
Submitting a Security Ineligible for CUSIP Assignment
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements, Primary Market

Video
Publication date:
Submitting Commercial Paper for a Primary Offering
Information for:

Municipal Securities Dealers, Bank Dealers, Dealers

Topic:

MSRB Rules, Official Statements, Primary Market

Video
Publication date:
Submitting Variable Rate Securities Documents
Information for:

Dealers

Topic:

Continuing Disclosure, MSRB Rules

Video
Publication date:
Submitting Modifying Canceling Trade through RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Regulatory Status and Error Code Review
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Compliance Reports
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
Introduction to RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Publication
Publication date:
Minimum Denominations of Municipal Securities
Information for:

Dealers

Topic:

MSRB Rules, Primary Market

Publication
Publication date:
Overview of Disclosure Obligations for a Primary Offering
Information for:

Municipal Advisors, Issuers, Investors, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements

Publication
Publication date:
Senior Investor Protection
Information for:

Investors, General Public, Dealers

Topic:

MSRB Rules

Publication
Publication date:
What to Expect from Your Underwriter
Information for:

Issuers, Dealers

Topic:

MSRB Rules, Pricing, Primary Market

Publication
Publication date:
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements, Primary Market

Publication
Publication date:
Legal Entity Identifiers
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

MSRB Rules

Publication
Publication date:
Specifications for the EMMA Primary Market Submission Service
Information for:

Dealers

Topic:

MSRB Rules, Official Statements, Primary Market

Video
Publication date:
Navigating the SHORT System
Information for:

Dealers

Topic:

MSRB Rules

Video
Publication date:
Submitting Data Elements for Variable Rate Securities
Information for:

Dealers

Topic:

MSRB Rules

Publication
Publication date:
MSRB Glossary of Municipal Securities Terms
Information for:

Municipal Advisors, Issuers, Investors, General Public, Dealers

Topic:

529 Plans and ABLE Programs, Continuing Disclosure, MSRB Rules, Monitoring, Official Statements, Pricing, Primary Market, Risks and Considerations, Secondary Market, Yield Curves and Indices

Publication
Publication date:
EMMA Dataport Manual for Primary Market Submissions
Information for:

Dealers

Topic:

MSRB Rules, Official Statements