Select Resources by format:
MSRB Registration Checklist Form A-12
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
Frequently Asked Questions Related to COVID-19 Pandemic Regulatory Relief
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
Submitting Primary Market Disclosures for a New Issue
Issuers, Dealers
MSRB Rules, Official Statements, Primary Market
Adding to or Removing an Issue or a Series from a Primary Market Submission
Municipal Securities Dealers, Bank Dealers, Dealers
MSRB Rules, Primary Market
Submitting Remarketing Data and Information
Municipal Securities Dealers, Bank Dealers, Dealers
MSRB Rules, Primary Market
Submitting an Advance Refunding
Municipal Securities Dealers, Bank Dealers, Dealers
MSRB Rules, Official Statements, Primary Market
Submitting a Security Ineligible for CUSIP Assignment
Municipal Securities Dealers, Bank Dealers, Dealers
Continuing Disclosure, MSRB Rules, Official Statements, Primary Market
Submitting Commercial Paper for a Primary Offering
Municipal Securities Dealers, Bank Dealers, Dealers
MSRB Rules, Official Statements, Primary Market
Adding to or Removing from a Primary Market Submission
Dealers
Continuing Disclosure, MSRB Rules, Primary Market
Tax Treatment
Investors, Dealers
Bond Types, Risks and Considerations
Submitting Variable Rate Securities Documents
Dealers
Continuing Disclosure, MSRB Rules
10 Things to Know: New SEC Rule 15c2-12 Requirements
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, Primary Market, Risks and Considerations
Submitting Modifying Canceling Trade through RTRS Web
Dealers
MSRB Rules, Secondary Market
RTRS Web Regulatory Status and Error Code Review
Dealers
MSRB Rules, Secondary Market
RTRS Web Compliance Reports
Dealers
MSRB Rules, Secondary Market
The Municipal Bond Market and the MSRB
Municipal Advisors, Issuers, Investors, General Public, Dealers
Continuing Disclosure, Monitoring, Risks and Considerations
The Issuance Process
Municipal Advisors, Issuers, Investors, General Public, Dealers
Continuing Disclosure, Deal Team, Official Statements, Primary Market
Introduction to RTRS Web
Dealers
MSRB Rules, Secondary Market
Minimum Denominations of Municipal Securities
Dealers
MSRB Rules, Primary Market
Overview of Disclosure Obligations for a Primary Offering
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, MSRB Rules, Official Statements
Senior Investor Protection
Investors, General Public, Dealers
MSRB Rules
About Premium Municipal Bonds
Investors, General Public, Dealers
Pricing, Primary Market, Risks and Considerations, Secondary Market
Financing-Team.pdf
Municipal Advisors, Issuers, Dealers
Deal Team, Primary Market
What to Expect from Your Underwriter
Issuers, Dealers
MSRB Rules, Pricing, Primary Market
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Municipal Advisors, Issuers, Dealers
Continuing Disclosure, MSRB Rules, Official Statements, Primary Market