Select Resources by format:
MSRB Registration Checklist Form A-12
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
MSRB Webinar: Compliance on Demand: Rule G-20 - Gifts, Gratuities, Non-Cash Compensation and Expenses of Issuance (1 CPE Credit)
Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers
MSRB Rules
Frequently Asked Questions Related to COVID-19 Pandemic Regulatory Relief
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
Using CUSIP Numbers on EMMA Dataport
Municipal Advisors, Issuers, Dealers
Continuing Disclosure, Monitoring, Official Statements, Primary Market, Secondary Market
EMMA: A Resource for Municipal Advisors and Their Issuer Clients
Municipal Advisors, Issuers
Continuing Disclosure, Official Statements, Pricing, Primary Market, Secondary Market, Yield Curves and Indices
10 Things to Know: New SEC Rule 15c2-12 Requirements
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, Primary Market, Risks and Considerations
Overview of Disclosure Obligations for a Primary Offering
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, MSRB Rules, Official Statements
Posting Preliminary Official Statements on EMMA
Municipal Advisors, Issuers
Official Statements, Primary Market
What to Expect from Your Municipal Advisor
Municipal Advisors, Issuers
MSRB Rules, Pricing, Primary Market
Financial Consideration for Hiring Municipal Advisors
Municipal Advisors, Issuers
Deal Team, Primary Market
Financing-Team.pdf
Municipal Advisors, Issuers, Dealers
Deal Team, Primary Market
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Municipal Advisors, Issuers, Dealers
Continuing Disclosure, MSRB Rules, Official Statements, Primary Market
SEC Rule15c2-12
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, Monitoring, Risks and Considerations
Legal Entity Identifiers
Municipal Advisors, Issuers, Dealers
MSRB Rules
Municipal Advisor Participating in the Rulemaking Process
Municipal Advisors
MSRB Rules
MSRB Glossary of Municipal Securities Terms
Municipal Advisors, Issuers, Investors, General Public, Dealers
529 Plans and ABLE Programs, Continuing Disclosure, MSRB Rules, Monitoring, Official Statements, Pricing, Primary Market, Risks and Considerations, Secondary Market, Yield Curves and Indices
MSRB Rulemaking Process
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public, Bank Dealers, Dealers, Municipal Funds Securities
MSRB Rules
Instructions for Forms G-37 and G-37x
Municipal Advisors, Dealers
MSRB Rules