Select Resources by format:
MSRB Registration Checklist Form A-12
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
MSRB Webinar: Compliance on Demand: Rule G-20 - Gifts, Gratuities, Non-Cash Compensation and Expenses of Issuance (1 CPE Credit)
Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers
MSRB Rules
Frequently Asked Questions Related to COVID-19 Pandemic Regulatory Relief
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
Working with Financial Professionals
Issuers, Investors, General Public
MSRB Rules
Selecting Event Disclosure Categories on EMMA Dataport
Municipal Advisors, Issuers
Continuing Disclosure, Monitoring
Using CUSIP Numbers on EMMA Dataport
Municipal Advisors, Issuers, Dealers
Continuing Disclosure, Monitoring, Official Statements, Primary Market, Secondary Market
Overview of Disclosure Obligations for a Primary Offering
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, MSRB Rules, Official Statements
Getting to Know EMMA: An Introductory Guide for Issuers
Issuers
Continuing Disclosure, Monitoring, Official Statements, Primary Market, Secondary Market
Customizing an EMMA Issuer Homepage
Issuers
Continuing Disclosure, Monitoring, Official Statements, Secondary Market
What to Expect from Your Municipal Advisor
Municipal Advisors, Issuers
MSRB Rules, Pricing, Primary Market
Selecting Financial/Operating Disclosure Categories on EMMA Dataport
Municipal Advisors, Issuers
Continuing Disclosure, Monitoring
What to Expect from Your Underwriter
Issuers, Dealers
MSRB Rules, Pricing, Primary Market
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Municipal Advisors, Issuers, Dealers
Continuing Disclosure, MSRB Rules, Official Statements, Primary Market
SEC Rule15c2-12
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, Monitoring, Risks and Considerations
Legal Entity Identifiers
Municipal Advisors, Issuers, Dealers
MSRB Rules
Municipal Advisor Participating in the Rulemaking Process
Municipal Advisors
MSRB Rules