Select Resources by format:
MSRB Registration Checklist Form A-12
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
MSRB Webinar: Compliance on Demand: Rule G-20 - Gifts, Gratuities, Non-Cash Compensation and Expenses of Issuance (1 CPE Credit)
Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers
MSRB Rules
Frequently Asked Questions Related to COVID-19 Pandemic Regulatory Relief
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
Minimum Denominations of Municipal Securities
Dealers
MSRB Rules, Primary Market
Overview of Disclosure Obligations for a Primary Offering
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, MSRB Rules, Official Statements
Senior Investor Protection
Investors, General Public, Dealers
MSRB Rules
What to Expect from Your Underwriter
Issuers, Dealers
MSRB Rules, Pricing, Primary Market
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Municipal Advisors, Issuers, Dealers
Continuing Disclosure, MSRB Rules, Official Statements, Primary Market
Legal Entity Identifiers
Municipal Advisors, Issuers, Dealers
MSRB Rules
Specifications for the EMMA Primary Market Submission Service
Dealers
MSRB Rules, Official Statements, Primary Market
MSRB Glossary of Municipal Securities Terms
Municipal Advisors, Issuers, Investors, General Public, Dealers
529 Plans and ABLE Programs, Continuing Disclosure, MSRB Rules, Monitoring, Official Statements, Pricing, Primary Market, Risks and Considerations, Secondary Market, Yield Curves and Indices
EMMA Dataport Manual for Primary Market Submissions
Dealers
MSRB Rules, Official Statements
Specifications for Real-Time Reporting of Municipal Securities Transactions
Dealers
MSRB Rules
EMMA Dataport Manual and Specifications for 529 Savings Plans/ABLE Programs Data (Form G-45) Submissions
Dealers, Municipal Funds Securities
529 Plans and ABLE Programs, MSRB Rules
MSRB Real-Time Transaction Reporting System (RTRS) Manual
Dealers
MSRB Rules
Specifications for SHORT System Document Submission Service
Dealers
MSRB Rules
Short-term Obligation Rate Transparency (SHORT) System User Interface Submission Manual
Dealers
MSRB Rules
MSRB Rulemaking Process
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public, Bank Dealers, Dealers, Municipal Funds Securities
MSRB Rules
Specifications for the SHORT System Data Submission Services
Dealers
MSRB Rules
Instructions for Forms G-37 and G-37x
Municipal Advisors, Dealers
MSRB Rules
MSRB Registration Manual
Municipal Advisors, Dealers
MSRB Rules
