Select Resources by format:
MSRB Registration Checklist Form A-12
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
MSRB Webinar: Compliance on Demand: Rule G-20 - Gifts, Gratuities, Non-Cash Compensation and Expenses of Issuance (1 CPE Credit)
Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers
MSRB Rules
Frequently Asked Questions Related to COVID-19 Pandemic Regulatory Relief
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
About Municipal Asset-Backed Securities
Municipal Advisors, Issuers, Investors, Dealers
Bond Types, Continuing Disclosure
SEC Rule 15c2-12 Webinar Transcript
Municipal Advisors, Issuers, Dealers
Continuing Disclosure
Sources of Repayment
Investors, General Public, Dealers
Primary Market, Secondary Market
Principal Repayment
Investors, Dealers
Primary Market, Secondary Market
Bond Basics
Investors, Dealers
Primary Market
What Investors See on EMMA
Municipal Advisors, Issuers, Dealers
Continuing Disclosure
Using CUSIP Numbers on EMMA Dataport
Municipal Advisors, Issuers, Dealers
Continuing Disclosure, Monitoring, Official Statements, Primary Market, Secondary Market
Municipal Securities Market Disclosure
Issuers, Dealers
Continuing Disclosure
10 Things to Know: New SEC Rule 15c2-12 Requirements
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, Primary Market, Risks and Considerations
G-37 Municipal Securities Business Import Instructions
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure
Minimum Denominations of Municipal Securities
Dealers
MSRB Rules, Primary Market
Overview of Disclosure Obligations for a Primary Offering
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, MSRB Rules, Official Statements
Puerto Rico Bond Data and Information
Investors, General Public, Dealers
Continuing Disclosure, Official Statements
Senior Investor Protection
Investors, General Public, Dealers
MSRB Rules
About Premium Municipal Bonds
Investors, General Public, Dealers
Pricing, Primary Market, Risks and Considerations, Secondary Market
The Conduit Issuer's Guide to Continuing Disclosures
Municipal Advisors, Issuers, Dealers
Continuing Disclosure
Financing-Team.pdf
Municipal Advisors, Issuers, Dealers
Deal Team, Primary Market