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Webinar
Publication date:
MSRB Webinar: Municipal Advisor Compliance Advisory (1 CPE Credit)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On-Demand: Municipal Advisor Compliance Advisory (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On-Demand: Amendments to the MSRB’s Customer and Client Complaints and Related Recordkeeping Rules for Municipal Advisors and Dealers (No CPE)
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Publication
Publication date:
The Conduit Issuer's Guide to Continuing Disclosures
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Continuing Disclosure

Publication
Publication date:
Establishing Priority of Orders
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

MSRB Rules, Pricing, Primary Market

Publication
Publication date:
Preparing to Submit Financial Disclosures to EMMA
Information for:

Municipal Advisors, Issuers

Topic:

Continuing Disclosure, Official Statements

Publication
Publication date:
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements, Primary Market

Publication
Publication date:
Reaching the Retail Investor
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Deal Team, MSRB Rules, Primary Market

Webinar
Publication date:
MSRB Webinar: Municipal Advisor Solicitor Guidance (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Municipal Advisor Representative Qualification Examination (Series 50 Exam) (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Request for Comment on Draft Amendments to MSRB Rule G-21 on Advertising and on Draft Rule G-40 on Advertising by Municipal Advisors
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On Demand: Amended MSRB Rules G-15 and G-30 (No CPE)
Information for:

Dealers

Topic:

MSRB Rules, Pricing

Publication
Publication date:
Legal Entity Identifiers
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

MSRB Rules

Video
Publication date:
Navigating the SHORT System
Information for:

Dealers

Topic:

MSRB Rules

Video
Publication date:
Submitting Data Elements for Variable Rate Securities
Information for:

Dealers

Topic:

MSRB Rules

Podcast
Publication date:
Being Regulated – An Introduction for Municipal Advisors
Information for:

Municipal Advisors

Topic:

MSRB Rules

Podcast
Publication date:
Providing Disclosure Information to Investors
Information for:

Municipal Advisors, Issuers

Topic:

Continuing Disclosure

Publication
Publication date:
Instructions for Forms G-37 and G-37x
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Publication
Publication date:
MSRB Registration Manual
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Publication
Publication date:
MSRB Gateway User Manual for Dealers and Municipal Advisors
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Publication
Publication date:
2016 Compliance Advisory for Municipal Advisors
Information for:

Municipal Advisors

Topic:

Video
Publication date:
Submitting Commercial Paper for a Primary Offering
Information for:

Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements, Primary Market