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Podcast
Publication date:
Professional Qualifications - A Conversation about MSRB Rule G-3
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
Frequently Asked Questions Related to Amended SEC Rule 15c2-12 (No CPE)
Information for:

Issuers

Topic:

Continuing Disclosure, Official Statements, Primary Market

Publication
Publication date:
Municipal Securities Market Disclosure
Information for:

Issuers, Dealers

Topic:

Continuing Disclosure

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-37 Completing Form G-37 (No CPE)
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Video
Publication date:
Submitting Modifying Canceling Trade through RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Regulatory Status and Error Code Review
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
RTRS Web Compliance Reports
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Video
Publication date:
The Municipal Market and the MSRB
Information for:

Municipal Advisors, Issuers, Investors, General Public, Dealers

Topic:

Continuing Disclosure, Monitoring, Risks and Considerations

Video
Publication date:
The Issuance Process
Information for:

Municipal Advisors, Issuers, Investors, General Public, Dealers

Topic:

Continuing Disclosure, Deal Team, Official Statements, Primary Market

Publication
Publication date:
G-37 Municipal Advisory Business Import Instructions
Information for:

Municipal Advisors

Topic:

Continuing Disclosure

Publication
Publication date:
G-37 Municipal Securities Business Import Instructions
Information for:

Municipal Advisors, Issuers, Investors, Dealers

Topic:

Continuing Disclosure

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-17 Making Disclosures to Issuers (No CPE)
Information for:

Dealers

Topic:

MSRB Rules

Video
Publication date:
Introduction to RTRS Web
Information for:

Dealers

Topic:

MSRB Rules, Secondary Market

Webinar
Publication date:
Compliance Workshop: Small Firm Municipal Advisor Supervision (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Publication
Publication date:
Regulatory Framework for Municipal Market Derivatives
Information for:

Municipal Advisors, Issuers

Topic:

Secondary Market

Publication
Publication date:
Minimum Denominations of Municipal Securities
Information for:

Dealers

Topic:

MSRB Rules, Primary Market

Publication
Publication date:
Overview of Disclosure Obligations for a Primary Offering
Information for:

Municipal Advisors, Issuers, Investors, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements

Webinar
Publication date:
Compliance Workshop: Amended MSRB Rule G-21 on Advertising by Dealers and MSRB Rule G-40 on Advertising by Municipal Advisors (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Publication
Publication date:
MSRB Registration Checklist Form A-12
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-42 Advice and Recommendations (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-42 Conflicts of Interest and Documentation of the Municipal Advisory Relationship (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Amendments to MSRB Rule G-3 on Professional Qualification Standards for Municipal Advisors (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On-Demand: Municipal Advisor Compliance Advisory (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Publication
Publication date:
The Conduit Issuer's Guide to Continuing Disclosures
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Continuing Disclosure

Publication
Publication date:
Establishing Priority of Orders
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

MSRB Rules, Pricing, Primary Market