Back to top

The list below includes all MSRB registrants that have reported to the MSRB that they are effecting municipal securities transactions; this is not a complete list of all dealers registered with the MSRB. This list is provided to facilitate transaction reporting of municipal securities under MSRB Rule G-14, which requires dealers to report both customer and inter-dealer transactions to the MSRB using the four character (alpha) symbol assigned by NASDAQ.(Click here to see Rule G-14)

Inter-dealer Transactions: MSRB Rule G-14 requires dealers to report inter-dealer transactions to the MSRB through the Real Time Trade Matching (RTTM) system operated by the Depository Trust Clearing Corporation (DTCC). The procedures for reporting inter-dealer transactions require that dealers identify themselves and the contra-parties with which they are effecting transactions. Like the Real-Time Trade Reporting System (RTRS), the dealer identifiers used in the RTTM system must include the identifying (alpha) symbols assigned to each firm by NASDAQ. This is included in the field labeled "executing broker symbol.”  The list below is designed to help research the broker symbols of other dealers who effect municipal securities transactions and to confirm that the effecting firm is known by the MSRB under the correct company name and executing broker symbol.

Company Name
Show results
MSRB Number Company Name EBS ID Sort descending
A6439 CAPFINANCIAL SECURITIES LLC CAPP
A0251 CARTY & COMPANY, INC. CART
A6822 CARY STREET PARTNERS LLC CARY
A3116 CARTER, TERRY & COMPANY, INC. CATE
A7121 CAVU SECURITIES, LLC. CAVU
A5098 WESBANCO SECURITIES, INC. CBII
B0069 COMMERCE BANK CBKC
A1806 MUTUAL SECURITIES, INC. CBOL
A7546 CAMBRIDGE INTERNATIONAL SECURITIES, LLC CBSE
A1715 SYNOVUS SECURITIES INC. CBTD
B0350 COUNTRY CLUB BANK CCBI
A7478 COWEN AND COMPANY, LLC CCCM
A7407 CARNES CAPITAL CORPORATION CCCO
A7576 CINCAP INVESTMENT GROUP, LLC CCIG
A5964 CORRELL CO. INVESTMENT SERVICES CORP. CCIS
A7478 COWEN AND COMPANY, LLC CCMB
A7478 COWEN AND COMPANY, LLC CCMK
A7478 COWEN AND COMPANY, LLC CCML
A7408 CRAFT CAPITAL MANAGEMENT LLC CCMM
A7202 CONCORDE INVESTMENT SERVICES LLC CCRD
A5423 CROWN CAPITAL SECURITIES, L.P. CCSS
A7019 CEROS FINANCIAL SERVICES, INC. CERS
A6429 CANTOR FITZGERALD & CO. CFCO
A6429 CANTOR FITZGERALD & CO. CFCS
A5772 CFD INVESTMENTS, INC. CFDI