Back to top

The list below includes all MSRB registrants that have reported to the MSRB that they are effecting municipal securities transactions; this is not a complete list of all dealers registered with the MSRB. This list is provided to facilitate transaction reporting of municipal securities under MSRB Rule G-14, which requires dealers to report both customer and inter-dealer transactions to the MSRB using the four character (alpha) symbol assigned by NASDAQ.(Click here to see Rule G-14)

Inter-dealer Transactions: MSRB Rule G-14 requires dealers to report inter-dealer transactions to the MSRB through the Real Time Trade Matching (RTTM) system operated by the Depository Trust Clearing Corporation (DTCC). The procedures for reporting inter-dealer transactions require that dealers identify themselves and the contra-parties with which they are effecting transactions. Like the Real-Time Trade Reporting System (RTRS), the dealer identifiers used in the RTTM system must include the identifying (alpha) symbols assigned to each firm by NASDAQ. This is included in the field labeled "executing broker symbol.”  The list below is designed to help research the broker symbols of other dealers who effect municipal securities transactions and to confirm that the effecting firm is known by the MSRB under the correct company name and executing broker symbol.

Company Name
Show results
MSRB Number Company Name EBS ID Sort descending
A6419 TP ICAP GLOBAL MARKETS AMERICAS LLC PATR
A7428 PAULSON INVESTMENT LLC PAUL
A7612 PRIMERICA BROKERAGE SERVICES, INC. PBSI
A7188 PEAK BROKERAGE SERVICES, LLC PBSL
A3649 PEACHCAP SECURITIES, INC. PCCA
A3988 BANKOH INVESTMENT SERVICES, INC. PCIS
A7023 PRIVATE CLIENT SERVICES, LLC PCSB
A3419 PENROD FINANCIAL SERVICES, INC PENC
A6735 PERCIVAL FINANCIAL PARTNERS, LTD. PERC
A6495 PNC INVESTMENTS LLC PERM
A0399 PERSHING LLC PERS
A5767 PREFERRED CLIENT GROUP, INC. PFCG
A7272 APEX CLEARING CORPORATION PFCL
A4144 PRINCIPAL SECURITIES, INC. PFSM
A4649 PHILIPS & COMPANY SECURITIES PHCO
A5070 NAVAID FINANCIAL SERVICES, INC. PHRS
A2602 T ROWE PRICE INVESTMENT SERV. PICE
A5489 POLAR INVESTMENT COUNSEL, INC. PICI
A7428 PAULSON INVESTMENT LLC PICL
A6918 PINNACLE INVESTMENTS LLC PINA
A1126 PIPER SANDLER & CO. PIPR
A2176 PACIFIC INVESTMENT SECS. CORP. PISC
A5232 JEFFERIES LLC PJEF
A6370 PLACE TRADE FINANCIAL, INC. PLTF
A4912 PMA SECURITIES, LLC PMAS