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MSRB Notice
2003-33

529 College Savings Plans - MSRB Market Outreach & Education Series

Save these dates :

 

Washington 529 Market Forum

Wednesday, October 22, 2003, Washington, DC

 

Regional 529 Compliance Seminars

Monday, November 17, 2003, Boston, MA

Wednesday, November 19, 2003, Chicago, IL

Friday, November 21, 2003, San Francisco, CA

 

The Municipal Securities Rulemaking Board will be hosting a series of one-day market outreach and educational sessions focusing on the rapidly evolving 529 college savings plan market.

•       The Washington forum will bring together market participants from the state plans, primary distributors, investment managers, regulators and others to discuss marketplace structure, practices, trends and investor protection issues.

•       The regional seminars in Boston, Chicago and San Francisco will focus on MSRB compliance issues relevant to broker-dealers that market 529 college savings plans, particularly selling dealers.

These sessions will provide an opportunity to hear from and ask questions of panels of experts in the 529 college savings plan market and in broker-dealer regulatory issues applicable in this market.

 

Agendas and registration materials will be made available during the coming weeks at www.msrb.org.

 

SPACE WILL BE LIMITED – PRE-REGISTRATION WILL BE REQUIRED

 

Municipal Securities Rulemaking Board
1900 Duke Street, Suite 600
Alexandria, VA  22314
Telephone:  (703) 797-6600
Fax:  (703) 797-6700
www.msrb.org