Board Members: 1997-1998 Bank Representatives Howard D. Curlett, III, President First Union Capital Markets Corp. ......Charlotte, North Carolina James P. Fitzgerald, Managing Director Banc One Capital Corp. .......Chicago, Illinois Paul D. Muller, Managing Director ABN AMRO Securities, Inc. .......New York, New York Damon P. Smith, III, Managing Director, Municipal Bond Department J.P. Morgan Securities Inc. ............New York, New York
Public Representatives Phyllis E. Currie, Chief Financial Officer Los Angeles Department of Water and Power........Los Angeles, California William D. Dawson, III, Executive Vice President, Fixed Income Mutual Funds Federated Research Corp. .........Pittsburgh, Pennsylvania Lynn Hampton, Chief Financial Officer Metropolitan Washington Airports Authority......Alexandria, Virginia Thomas J. Kenny, Senior Vice President-Director, Municipal Bond Department Franklin Templeton...........San Mateo, California Robert Dean Pope, Partner Hunton & Williams................Richmond, Virginia Securities Firm Representatives Terry L. Atkinson, Managing Director PaineWebber Incorporated..................New York, New York Robert A. Estrada, Chairman and Chief Executive Officer Estrada Hinojosa & Co. ..........Dallas, Texas Richard Kolman, Vice President and Manager, Municipal Underwriting Goldman, Sachs & Co. ...............New York, New York Scott C. Sollers, Principal Stone & Youngberg LLC...............San Francisco, California Thomas E. Stanberry, Managing Director, Fixed Income Capital Markets Piper Jaffray Inc. ..........................Minneapolis, Minnesota |
Calendar October 30 Effective date for technical amendments to rules G-37, G-38 and G-8
October 31 Due date for payment of the Board's annual fee ($200)
October 31 Due date for Form G-37/G-38 to be filed with the Board (for the period July 1, 1997 - September 30, 1997)
Comments due on draft amendments to rules G-38 and G-8, and revisions to Form G-37/G-38 January 1 Effective date of revised Series 53 study outline
January 31 Due date for Form G-37/G-38 to be filed with the Board (for the period October 1, 1997 - December 31, 1997)
Pending Amendment to rule G-35 |
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