MSRB Reports April 1999 - Calendar

July 31, 2001

Due date for Form G-37/G-38 to be sent to the MSRB (for the period of April 1, 2001 – June 30, 2001)

August 6, 2001 Effective date of rule change providing a temporary alternative method for qualification of municipal securities principals in connection with municipal fund securities
September 17, 2001 Comments due on the application of MSRB rules to fees, disclosure and other market practices relating to municipal fund securities
September 30, 2001

Comments due on review of rule G-37

September 30, 2001 Comments due on planned operational aspects for mandatory dealer submission of trade data in real time

October 1, 2001

Comments due on draft interpretive guidance on rule G-17 and draft internce concerning sophisticated municipal market profepretive guidassionals
October 31, 2001

Due date for payment of MSRB’s annual fee

October 31, 2001 Due date for Form G-37/G-38 to be sent to the MSRB (for the period of July 1, 2001 – September 30, 2001)
Pending

Amendments to rule G-36 concerning an optional system of electronic submissions by underwriters of official statements, advance refunding documents and Forms G-36(OS) and G-36(ARD) to the MSRB

Amendments concerning in-firm delivery of the Regulatory Element of the continuing education requirement

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