July 31, 2001 | Due date for Form G-37/G-38 to be sent to the MSRB (for the period of April 1, 2001 – June 30, 2001) |
August 6, 2001 | Effective date of rule change providing a temporary alternative method for qualification of municipal securities principals in connection with municipal fund securities |
September 17, 2001 | Comments due on the application of MSRB rules to fees, disclosure and other market practices relating to municipal fund securities |
September 30, 2001 |
Comments due on review of rule G-37 |
September 30, 2001 | Comments due on planned operational aspects for mandatory dealer submission of trade data in real time |
October 1, 2001 |
Comments due on draft interpretive guidance on rule G-17 and draft internce concerning sophisticated municipal market profepretive guidassionals |
October 31, 2001 |
Due date for payment of MSRB’s annual fee |
October 31, 2001 | Due date for Form G-37/G-38 to be sent to the MSRB (for the period of July 1, 2001 – September 30, 2001) |
Pending |
Amendments to rule G-36 concerning an optional system of electronic submissions by underwriters of official statements, advance refunding documents and Forms G-36(OS) and G-36(ARD) to the MSRB Amendments concerning in-firm delivery of the Regulatory Element of the continuing education requirement |
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