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Notice 2010-30 - Request for Comment
Publication date: | Comment due:
MSRB Files Interpretive Guidance and Publishes a Request for Comment on Dealer-Affiliated PACs Under Rule G-37
Rule Number:

Rule G-37


Comments on MSRB Notice 2010-30 (August 25, 2010)

1.  ABA Securities Association: Letter from Carolyn Walsh, Deputy General Counsel, dated October 29, 2010

2.  BOK Financial Corporation: Letter from Tom Vincent, Senior Vice President, Manager, Corporate Governance and Wealth Management Compliance, dated October 29, 2010

3.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated October 29, 2010

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