1.  Bond Dealers of America: Letter from Mike Nicholas, CEO, dated November 10, 2016

2.  Center for Municipal Finance: Letter from Marc D. Joffe dated November 6, 2016

3.  City of New York: Letter from Prescott D. Ulrey, General Counsel, New York City Office of Management and Budget, and Al Rodriguez, Chief, Municipal Finance Division, New York City Law Department, dated November 11, 2016

4.  City of New York, Office of the Comptroller: Letter from Tim Martin, Assistant Comptroller for Public Finance, dated November 11, 2016

5.  Darcy Versions I and II: E-mail from G. Letti dated October 12, 2016

6.  Financial Services Institute: Letter from Robin Traxler, Vice President, Regulatory Affairs and Associate General Counsel, dated November 11, 2016

7.  Government Finance Officers Association: Letter from Emily Swenson Brock, Director, Federal Liaison Center, dated November 10, 2016

8.  Kevin M. Bronner: Letter dated November 11, 2016

9.  Michael Paganini: E-mail dated October 12, 2016

10. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated November 14, 2016

11.  National Association of State Treasurers: Letter from Hon. James McIntire, President, dated November 16, 2016

12.  National Federation of Municipal Analysts: Letter from Lisa Washburn, Chair, dated November 10, 2016

13.  Richard Li: E-mail (1) and E-mail (2) dated October 13, 2016

14.  San Francisco International Airport: Letter from Kevin Kone, Managing Director, Finance, dated November 10, 2016

15.  Securities Industry and Financial Markets Association: Letter from Michael Decker, Managing Director, dated November 11, 2016

16.  Sunlight Foundation: Letter from Noel Isama, Policy Associate, dated November 10, 2016

17.  Wells Fargo Advisors, LLC: Letter from Robert J. McCarthy, Director of Regulatory Policy, dated November 11, 2016

1.  Breena LLC: E-mail from G. Letti dated September 30, 2016

2.  Castle Advisory Company LLC: E-mail from Garth Schulz dated September 30, 2016

3.  Columbia Capital Management, LLC: Letter from Jeff White, Principal, dated November 11, 2016

4.  Financial Services Institute: Letter from David T. Bellaire, Executive Vice President and General Counsel, dated November 14, 2016

5.  Lamont Financial Services Corporation: Letter from Robert A. Lamb, President, dated October 21, 2016

6.  Lawrence Goldberg: E-mail dated September 30, 2016

7.  National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated November 14, 2016

8.  PFM Group: Letter from Leo Karwejna, Managing Director and Chief Compliance Officer, dated November 14, 2016

9.  Public Resources Advisory Group: Letter from Marianne F. Edmonds, Senior Managing Director, dated November 14, 2016

10.  Roberts Consulting, LLC: E-mail from Jonathan Roberts dated October 14, 2016

11.  Third Party Marketers Association: Letter from Donna DiMaria, Chairman of the Board of Directors, dated November 17, 2016

1.  Bond Dealers of America: Letter from Mike Nicholas, Chief Executive Officer, dated October 18, 2016

2.  Darcy Versions I and II: E-mail from G. Letti dated September 27, 2016

3.  Financial Services Institute: Letter from David T. Bellaire, Executive Vice President & General Counsel, dated October 11, 2016

4.  James J. Angel: Letter dated October 22, 2016

5.  National Association of Bond Lawyers: Letter from Clifford M. Gerber, President, dated December 23, 2016

6.  Romano Brothers & Co.: Letter from Eric Bederman, Chief Operating and Compliance Officer, dated October 18, 2016

7.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated October 18, 2016

1.  American Municipal Securities, Inc.: Letter from Michael Petagna, President, dated May 25, 2016

2.  Bond Dealers of America: Letter from Mike Nicholas, Chief Executive Officer, dated May 25, 2016

3.  Breena LLC: E-mail from G. Letti dated April 19, 2016

4.  Center for Municipal Finance: Letter from Marc D. Joffe, President, dated April 7, 2016

5.  Neighborly.com: E-mail from Jase Wilson dated May 25, 2016

6.  Regional Brokers, Inc.: Letter from H. Deane Armstrong, CCO

7.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated May 25, 2016

8.  Thomas Kiernan: E-mail dated April 7, 2016

9.  Vista Securities: E-mail from Rick DeLong dated May 9, 2016

10.  Wells Fargo Advisors, LLC: Letter from Robert J. McCarthy, Director of Regulatory Policy, dated May 25, 2016

1.  Bond Dealers of America: Letter from Michael Nicholas, Chief Executive Officer, dated March 31, 2016

2.  Breena LLC: E-mail from G. Lettieri dated February 23, 2016; and e-mail from G. Lettieri dated March 10, 2016

3.  Brian Shaw: Letter dated March 28, 2016

4.  Herbert Murez: E-mail dated March 28, 2016

5.  Markit: Letter from Marcus Schuler, Head of Regulatory Affairs, dated March 31, 2016

6.  Office of the Investor Advocate, U.S. Securities and Exchange Commission: Letter from Rick A. Fleming, Investor Advocate, dated March 31, 2016

7.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Municipal Securities Division, and Sean Davy, Managing Director, Capital Markets Division, dated March 31, 2016

8.  State of Florida, Division of Bond Finance: Letter from J. Ben Watkins III, Director, dated March 31, 2016

9.  Thomson Reuters: Letter from Manisha Kimmel, Chief Regulatory Officer, Wealth Management, dated March 31, 2016

1.  Bond Dealers of America: Letter from Mike Nicholas, Chief Executive Officer, dated March 4, 2016

2.  Breena LLC: E-mail from Geraldine Lettieri dated January 6, 2016

3.  National Securities Clearing Corporation: Letter from Murray C. Pozmanter, Managing Director, dated January 12, 2016

4.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated March 6, 2016