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Notice 2012-64 - Informational Notice
Publication date:
SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

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Notice 2012-54 - Informational Notice
Publication date:
Reminder of November 1, 2012 Effective Date Regarding Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

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Notice 2012-52 - Informational Notice
Publication date:
MSRB Files Amendments with SEC to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

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Notice 2012-48 - Informational Notice
Publication date:
Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities Approved
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

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Notice 2012-35 - Informational Notice
Publication date:
MSRB Files Proposed Amendment to Rule G-34 Concerning the Designation of “Not Reoffered” in Connection with New Issues of Municipal Securities
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

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Notice 2012-20 - Informational Notice
Publication date:
MSRB Reminds Dealers of Limits on Redactions of SHORT System Documents
Rule Number:

Rule G-17, Rule G-34

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Notice 2012-19 - Request for Comment
Publication date: | Comment due:
Request for Comment on Proposal to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Rule Number:

Rule G-32, Rule G-34


1.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated May 8, 2012

2.  TD Securities (USA) LLC: E-mail from Frank Alessandro dated May 8, 2012

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Notice 2012-14 - Request for Comment
Publication date: | Comment due:
Request for Comment on Proposed Changes to MSRB Rule G-34 Concerning the Designation of “Not Reoffered” in Connection with New Issues of Municipal Securities
Rule Number:

Rule G-34


1.  Bond Dealers of America: Letter from Michael Nicholas, Chief Executive Officer, dated April 10, 2012

2.  Full Life Financial LLC: Letter from Keith Newcomb, Portfolio Manager, dated April 14, 2012

3.  Government Finance Officers Association: Letter from Susan Gaffney, Director, Federal Liaison Center, dated April 6, 2012

4.  Kious and Co.: E-mail from Michael Kious dated March 13, 2012

5.  M. E. Allison & Co., Inc.: Letter from Christopher R. Allison, Chief Financial Officer, dated March 13, 2012

6.  McGuirk, Hugh: E-mail dated March 14, 2012

7.  National Association of Independent Public Finance Advisors: Letter from Colette J. Irwin-Knott, President, dated April 9, 2012

8.  Oppenheimer & Co. Inc.: Letter from Allison F. Fleitas II, Managing Director, Municipal Capital Markets Group

9.  UMB Bank, N.A.: E-mail from Kristin Koziol dated March 30, 2012

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