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Compliance Resource
Publication date:
FAQs on Municipal Advisor Professional Qualification and Examination Requirements
Information for:

Municipal Advisors

Rule Number:

Rule G-2, Rule G-3

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Notice 2021-11 - Informational Notice
Publication date:
MSRB Provides Further Extension of Time to Take the Series 54 Qualification Examination
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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Notice 2021-10 - Informational Notice
Publication date:
MSRB Provides Interim Accommodation for the Municipal Advisor Principal Qualification Examination (Series 54 Exam)
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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Notice 2021-02 - Informational Notice
Publication date:
MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

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Compliance Resource
Publication date:
Understanding the Municipal Advisor Principal Qualification Examination
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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