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Notice 2014-14 - Request for Comment
Publication date: | Comment due:
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14


1.  Bond Dealers of America: Letter from Michael Nicholas, Chief Executive Officer, dated September 26, 2014

2   Financial Information Forum: Letter from Darren Wasney, Program Manager, dated September 19, 2014

3.  Herbert Murez: E-mail dated August 13, 2014

4.  Income Securities Advisor Inc.: E-mail from Richard Lehmann dated August 26, 2014

5.  Loren Trigo: E-mail dated August 13, 2014

6.  RW Smith & Associates, LLC: E-mail from Paige W. Pierce, President and Chief Executive Officer, dated September 26, 2014 

7.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated September 25, 2014