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Notice 2009-55 - Informational Notice
Publication date:
Amendments Approved to Rules G-11 AND G-12 Regarding Settlement Dates and Payments of Designations
Rule Number:

Rule G-11, Rule G-12

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Notice 2009-47 - Request for Comment
Publication date: | Comment due:
Request for Comment Regarding Priority of Orders in Primary Offerings
Rule Number:

Rule G-11, Rule G-17


Comments on MSRB Notice 2009-47 (August 11, 2009)

  1. First Southwest Company: Letter from Carl Giles, Managing Director, dated September 10, 2009
  2. Metropolitan Washington Airports Authority: Letter from Lynn Hampton, CPA, Vice President for Finance and Chief Financial Officer, dated August 18, 2009
  3. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 11, 2009
  4. Securities Industry and Financial Markets Association: Letter from Leon J. Bijou, Managing Director and Associate General Counsel, dated September 11, 2009
  5. Siebert Brandford Shank & Co., LLC: Letter from Napoleon Brandford, III, Chairman, dated September 8, 2009
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Notice 2009-46 - Informational Notice
Publication date:
Amendments to Rules G-11 and G-12 Filed with SEC
Rule Number:

Rule G-11, Rule G-12

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Notice 2009-20 - Request for Comment
Publication date: | Comment due:
Request for Comment Regarding Settlement of Syndicate Accounts under Rule G-11 and Secondary Market Trading Accounts under Rule G-12
Rule Number:

Rule G-11, Rule G-12


Comments on MSRB Notice 2009-20 (May 12, 2009)

  1. First Southwest Company: Letter from Hill A. Feinberg, Chairman, dated June 26, 2009
  2. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 29, 2009
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