Back to top

This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.

Find a Firm
Show results
Firm Name MSRB ID Sort descending State Registrant Type
Allegheny Investments, Ltd. A0022 PA Broker Dealer
Allen & Company LLC A0024 NY Broker Dealer
ME Allison & Co., Inc. A0028 TX Broker Dealer/Municipal Advisor
American Investors Company A0036 CA Broker Dealer
Amuni Financial Inc. A0039 FL Broker Dealer
Ausdal Financial Partners, Inc. A0069 IA Broker Dealer
Robert W Baird & Co., Inc. A0079 WI Broker Dealer/Municipal Advisor
Baker Group LP A0081 OK Broker Dealer/Municipal Advisor
BCG Securities, Inc. A0085 NJ Broker Dealer
Barrett & Company A0097 RI Broker Dealer
J.P. Morgan Securities LLC A0105 NY Broker Dealer
Intercoastal Capital Markets Inc. A0117 FL Broker Dealer
Benjamin Securities, Inc. A0118 NY Broker Dealer
Sanford C Bernstein & Co.,LLC A0125 NY Broker Dealer
James I Black & Company A0136 FL Broker Dealer
Prospera Financial Services, Inc. A0137 TX Broker Dealer
William Blair & Company, L.L.C. A0147 IL Broker Dealer
Steward Partners Investment Solutions, LLC A0149 OR Broker Dealer
Alliant Securities Inc. A0166 WA Broker Dealer
Brighton Securities Corp. A0174 NY Broker Dealer
Smith, Brown and Groover, Inc. A0193 GA Broker Dealer
Brown, Lisle/Cummings, Inc. A0196 RI Broker Dealer
Buell Securities Corp. A0198 CT Broker Dealer
Jack V Butterfield Invest. A0215 MI Broker Dealer
Capital Management Securities, A0231 MN Broker Dealer