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Webinar - On demand
Publication date:
MSRB Webinar: Rule G-37 - Political Contributions and Prohibitions (1 CPE Credit)
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Interpretive Guidance Retrospective Review (1 CPE Credit)
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Outreach Program for Municipal Advisors (2 CPE Credits)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Preparing to Take the MSRB's Pilot for the Municipal Advisor Principal Qualification Examination (Series 54) (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part II (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part I (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: EMMA for Municipal Advisors (No CPE)
Information for:

Municipal Advisors

Topic:

Bond Types, Continuing Disclosure, Monitoring, Official Statements, Pricing, Yield Curves and Indices

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-37 Completing Form G-37 (No CPE)
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: Small Firm Municipal Advisor Supervision (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On-Demand: EMMA New Features (No CPE)
Information for:

Municipal Advisors, Issuers, Investors, Dealers

Topic:

Bond Types, Continuing Disclosure, Monitoring, Official Statements, Pricing, Yield Curves and Indices

Webinar
Publication date:
Compliance Workshop: Amended MSRB Rule G-21 on Advertising by Dealers and MSRB Rule G-40 on Advertising by Municipal Advisors (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-42 Advice and Recommendations (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-42 Conflicts of Interest and Documentation of the Municipal Advisory Relationship (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Amendments to MSRB Rule G-3 on Professional Qualification Standards for Municipal Advisors (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Municipal Advisor Compliance Advisory (1 CPE Credit)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On-Demand: Municipal Advisor Compliance Advisory (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
On-Demand: Amendments to the MSRB’s Customer and Client Complaints and Related Recordkeeping Rules for Municipal Advisors and Dealers (No CPE)
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Municipal Advisor Solicitor Guidance (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Municipal Advisor Representative Qualification Examination (Series 50 Exam) (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Request for Comment on Draft Amendments to MSRB Rule G-21 on Advertising and on Draft Rule G-40 on Advertising by Municipal Advisors
Information for:

Municipal Advisors

Topic:

MSRB Rules