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The list below includes all MSRB registrants that have reported to the MSRB that they are effecting municipal securities transactions; this is not a complete list of all dealers registered with the MSRB. This list is provided to facilitate transaction reporting of municipal securities under MSRB Rule G-14, which requires dealers to report both customer and inter-dealer transactions to the MSRB using the four character (alpha) symbol assigned by NASDAQ.(Click here to see Rule G-14)

Inter-dealer Transactions: MSRB Rule G-14 requires dealers to report inter-dealer transactions to the MSRB through the Real Time Trade Matching (RTTM) system operated by the Depository Trust Clearing Corporation (DTCC). The procedures for reporting inter-dealer transactions require that dealers identify themselves and the contra-parties with which they are effecting transactions. Like the Real-Time Trade Reporting System (RTRS), the dealer identifiers used in the RTTM system must include the identifying (alpha) symbols assigned to each firm by NASDAQ. This is included in the field labeled "executing broker symbol.”  The list below is designed to help research the broker symbols of other dealers who effect municipal securities transactions and to confirm that the effecting firm is known by the MSRB under the correct company name and executing broker symbol.

Company Name
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MSRB Number Company Name EBS ID Sort descending
A5773 TRADEWEB DIRECT LLC BDDK
A5773 TRADEWEB DIRECT LLC BDTR
A1809 BEACONSFIELD FINANCIAL SERVICES, INC. BEAF
A0118 BENJAMIN SECURITIES, INC. BENJ
A0125 SANFORD C BERNSTEIN & CO.,LLC BERN
A0105 J.P. MORGAN SECURITIES LLC BEST
A6963 BENJAMIN F. EDWARDS & COMPANY BFEC
A1765 BERTHEL FISHER & CO.FIN.SERV. BFFI
A6253 LEO BROKERAGE, LLC BFTG
A0174 BRIGHTON SECURITIES CORP. BGHT
A2206 CBIZ FINANCIAL SOLUTIONS, INC. BGSG
A3977 BELLE HAVEN INVESTMENTS, LP BHII
A6680 BHK SECURITIES, LLC BHKS
A6776 BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC BIFS
A7236 BROWNSTONE INVESTMENT GROUP, LLC BIGG
A7236 BROWNSTONE INVESTMENT GROUP, LLC BIGP
A7236 BROWNSTONE INVESTMENT GROUP, LLC BIGZ
A7574 BANORTE-IXE SECURITIES INTERNATIONAL LTD BISI
A6248 ESSEX SECURITIES LLC BJCM
A4434 CASCADE INVESTMENT GROUP, INC. BJRC
A4685 BNY MELLON CAPITAL MARKETS, LLC BKCM
A3317 BUCKMAN, BUCKMAN & REID, INC. BKRT
A7523 SAN BLAS SECURITIES, LLC BLAS
A4229 BLEY INVESTMENT GROUP, INC. BLAY
A0136 JAMES I BLACK & COMPANY BLCK