| MSRB
Number |
Company
Name |
|
A5255
|
ConvergEx Execution Solutions LLC
|
|
A4779
|
1st Discount Brokerage, Inc.
|
|
A4432
|
1st Global Capital Corp
|
|
A6607
|
1st Worldwide Financial Partners, LLC
|
|
A5518
|
A & F Financial Securities Inc
|
|
A4892
|
A. BRIDGE - Realvest Securities Corp.
|
|
A6373
|
A.P. Securities, Inc.
|
|
A4327
|
Abacus International Capital
|
|
A4454
|
Abacus Investments, Inc.
|
|
A3048
|
Abel/Noser Corp.
|
|
A0005
|
Abner, Herrman & Brock, LLC
|
|
A6717
|
Abramson Financial, LLC
|
|
A6788
|
Abshier Webb Donnelly & Baker, Inc.
|
|
A6224
|
ACA/Prudent Investors Planning Corporation
|
|
A3858
|
Academy Securities, Inc.
|
|
A4335
|
Access Financial Group, Inc.
|
|
A5363
|
ACGM, Inc.
|
|
A6746
|
ACP Securities, LLC
|
|
A7076
|
Actinver Securities, Inc.
|
|
A5605
|
Adirondack Trading Group LLC
|
|
A6131
|
Advance Capital Services, Inc.
|
|
A6783
|
Advanced Advisor Group,LLC
|
|
A5624
|
Advanced Equities, Inc.
|
|
A6855
|
Advantage Securities LLC
|
|
A5434
|
Advisors Asset Management, Inc.
|
|
A6867
|
Advisors Clearing Network, Inc.
|
|
A5235
|
Advisory Group Equity Svcs Ltd
|
|
A7122
|
Advoca Securities, LLC
|
|
A3490
|
Aegis Capital Corp.
|
|
A2999
|
Aegis Investments, Inc.
|
|
A6044
|
Affinity Investment Services
|
|
A4951
|
AG BD LLC
|
|
A7017
|
Agency Trading Group, Inc.
|
|
A5889
|
AJ Pace & Co., Inc.
|
|
A7015
|
AK Capital LLC
|
|
A3686
|
Alamo Capital
|
|
A0538
|
Albert Fried & Co.
|
|
A4524
|
Alerus Securities
|
|
A5312
|
Aletheia Securities, Inc.
|
|
A6968
|
Alexander Capital, L.P.
|
|
A6379
|
Alexander Investment Services Co.
|
|
A0021
|
All Funds, Inc.
|
|
A0022
|
Allegheny Investments, Ltd.
|
|
A5754
|
Allegiance Capital, LLC, DBA Richard Brothers, Financial Advisors
|
|
A6654
|
Allegiant Securities, LLC
|
|
A0024
|
Allen & Company LLC
|
|
A0025
|
Allen & Company of Florida,Inc
|
|
A7168
|
Allen C. Ewing & Co.
|
|
A6805
|
Allen, Mooney & Barnes Brokerage Srvs, LLC
|
|
A3906
|
Alliance Financial Group, Inc.
|
|
A5694
|
AllianceBernstein Investments, Inc.
|
|
A0166
|
Alliant Securities Inc.
|
|
A5968
|
Allianz Global Investors Distributors LLC
|
|
A3439
|
Allied Asset Management, Inc.
|
|
A6539
|
Allied Beacon Partners, Inc.
|
|
A0029
|
Allison-Williams Company
|
|
A5706
|
Allstate Financial Svcs., LLC
|
|
A6857
|
Alluvion Securities, LLC
|
|
B0502
|
AloStar Bank of Commerce
|
|
A4840
|
Alton Securities Group
|
|
A6833
|
Ambassador Financial Group, Inc.
|
|
A6174
|
Amegy Investments, Inc
|
|
A2880
|
America Invest Online, Inc.
|
|
A7085
|
America's Choice Equities, LLC
|
|
A6006
|
American Capital Partners, LLC
|
|
A5228
|
American Century Brokerage
|
|
A6158
|
American Century Investment Services, Inc.
|
|
A5618
|
American Diversified Fin'l Grp
|
|
A3666
|
American Enterprise Invest.Ser
|
|
A7079
|
American Equity Investment Corporation
|
|
A6233
|
American Financial Associates, Inc.
|
|
A6327
|
American Financial Securities, Inc.
|
|
A5979
|
American Fund Distributors, Inc.
|
|
A4167
|
American Heritage Secs., Inc.
|
|
A6672
|
American Independent Securities Grp,LLC
|
|
A0036
|
American Investors Company
|
|
A0039
|
American Municipal Securities Inc.
|
|
A1817
|
American Network Securities
|
|
A4944
|
American Portfolios Financial Services, Inc.
|
|
A0041
|
American Research & Management
|
|
A6446
|
American Trust Investment Services
|
|
A3901
|
American Wealth Management Inc
|
|
A2663
|
Ameriprise Financial Services, Inc.
|
|
A2110
|
Ameritas Investment Corp.
|
|
A4215
|
Amherst Securities Group, L.P.
|
|
A6521
|
Anchor Bay Securities, LLC
|
|
A2238
|
Ancora Securities, Inc.
|
|
A0049
|
Anderson & Strudwick, Inc.
|
|
A6670
|
Andes Capital Group, LLC
|
|
A4131
|
Andrew Garrett Inc.
|
|
A6646
|
Anovest Financial Services, Inc.
|
|
A7151
|
Antaeus Capital, Inc.
|
|
A6138
|
Aon Benfield Securities, Inc.
|
|
A6577
|
AOS, Inc.
|
|
A5171
|
APB Financial Group, LLC
|
|
A1264
|
AR Schmeidler & Co., Inc.
|
|
A7075
|
Arbor Research & Trading, Inc.
|
|
A6182
|
Ardour Capital Investments, LLC
|
|
A6910
|
Arete Wealth Management, LLC
|
|
A6853
|
Arjent Services
|
|
A5294
|
Arlington Securities Inc.
|
|
A2810
|
ArMA Financial Services Inc.
|
|
A6770
|
Arque Capital, Ltd.
|
|
A0758
|
Arthur W Wood Company
|
|
A5030
|
Arvest Asset Management
|
|
A4307
|
Asia Pacific Financial Management Group, Inc.
|
|
A2033
|
Askar Corp.
|
|
A7207
|
Aspen Equity Partners, LLC.
|
|
A4447
|
Assist Investment Management
|
|
A4282
|
Associated Bond Brokers, Inc.
|
|
A0277
|
Associated Investment Services
|
|
A6984
|
ATIS, Inc.
|
|
A6411
|
Atlas One Financial Group LLC
|
|
A7231
|
Auriga USA, LLC
|
|
A5380
|
Aurora Capital LLC
|
|
A7175
|
Aurora Securities
|
|
A0069
|
Ausdal Financial Partners, Inc.
|
|
A6165
|
Auto Club Funds, Inc.
|
|
A6215
|
Avalon Investment & Securities Group, Inc.
|
|
A7184
|
Avatar Capital Group LLC
|
|
A6808
|
Aventura Securities, LLC
|
|
A6362
|
Avisen Securities, Inc.
|
|
A6194
|
AVM, L.P.
|
|
A6722
|
Avondale Partners, LLC
|
|
A2690
|
AXA Advisors LLC.
|
|
A3696
|
Axiom Capital Management, Inc.
|
|
A5198
|
Ayre Investments, Inc.
|
|
A5498
|
B. B. Graham & Co., Inc.
|
|
A0072
|
Bacher & Co.
|
|
A6298
|
Backstrom McCarley Berry & Co., LLC
|
|
A0080
|
Baird, Patrick & Co., Inc.
|
|
A0082
|
Baker & Co., Incorporated
|
|
A6069
|
Baker Tilly Capital, LLC
|
|
A4301
|
Ballew Investments, Inc.
|
|
A6689
|
BancorpSouth Investment Services, Inc.
|
|
A5394
|
BancWest Investment Svcs. Inc.
|
|
B0019
|
Bank of America, NA
|
|
B0027
|
Bank of Oklahoma, N.A.
|
|
B0467
|
Bank of the West
|
|
A0089
|
Bankers & Investors Co.
|
|
B0368
|
Bankers' Bank Investment Dept.
|
|
A3988
|
Bankoh Investment Services, Inc.
|
|
A6604
|
Banorte Securities International Ltd.
|
|
A7109
|
Barclay Investments, Inc
|
|
A6566
|
Barclays Capital Inc.
|
|
A0097
|
Barrett & Company
|
|
A6395
|
Barrington Research Associates, Inc.
|
|
A5514
|
Basis Financial, LLC
|
|
A6121
|
Bates Securities, Inc.
|
|
A7065
|
Bay Colony Securities Co., Inc.
|
|
A6589
|
Bay Mutual Financial, LLC
|
|
A4350
|
BB & T Investment Services,Inc
|
|
A4907
|
BBVA Compass Investment Solutions, Inc.
|
|
A7035
|
BBVA Securities Inc.
|
|
A4850
|
BBVA Securities of Puerto Rico, Inc.
|
|
B0469
|
BBVAPR Division de Valores Municipales
|
|
A0775
|
BC Ziegler and Company
|
|
A0085
|
BCG Securities, Inc.
|
|
A1809
|
Beaconsfield Financial Services, Inc.
|
|
A6759
|
Bear Creek Securities, LLC
|
|
A5863
|
Beard Financial Services, Inc
|
|
A4845
|
Bedminster Financial Group,
|
|
A1572
|
BedRok Securities LLC
|
|
A3445
|
Beech Hill Securities
|
|
A4477
|
Beekman Securities, Inc.
|
|
A6669
|
Bel Air Securities LLC
|
|
A0117
|
Bellamah, Neuhauser & Barrett,
|
|
A3977
|
Belle Haven Investments, LP
|
|
A6574
|
Benchmark Investments, Inc.
|
|
A6963
|
Benjamin F. Edwards & Company
|
|
A0118
|
Benjamin Securities, Inc.
|
|
A0121
|
Berghoff & Co., Inc.
|
|
A0647
|
Bernard Herold & Co., Inc.
|
|
A2043
|
Bernardi Securities, Inc.
|
|
A4714
|
Berry-Shino Securities, Inc.
|
|
A1765
|
Berthel Fisher & Co.Fin.Serv.
|
|
A6353
|
Berwyn Financial Services Corp.
|
|
A7187
|
BEST Direct Securities, LLC
|
|
A4867
|
BestVest Investments, Ltd.
|
|
A6568
|
Beta Capital Management, L.P.
|
|
A1784
|
Bettinger & Leech Financial Co
|
|
A6253
|
BFT Financial Group, LLC
|
|
A7021
|
BGC Financial, LP
|
|
A6680
|
BHK Securities, LLC
|
|
A7133
|
Bianco Financial
|
|
A4991
|
Bill Few Securities, Inc.
|
|
A6520
|
Biondo Asset Management LLC
|
|
A2248
|
Birkelbach Investment Sec.
|
|
A0133
|
Bishop, Rosen & Co., Inc.
|
|
A6904
|
BlackRock Fund Distribution Company
|
|
A7038
|
BlackRock Investments, LLC
|
|
A3616
|
Blakeslee & Blakeslee Inc.
|
|
A6906
|
Blaylock Robert Van, LLC
|
|
A4229
|
Bley Investment Group, Inc.
|
|
A6518
|
Blue Creek Securities, LLC
|
|
A7103
|
BMA Securities, Inc. dba BMA Securities
|
|
A0593
|
BMO Capital Markets GKST Inc.
|
|
B0190
|
BMO Harris Bank NA.
|
|
A6696
|
BMO Harris Financial Advisors, Inc.
|
|
A6172
|
BNP Paribas Securities Corp
|
|
A4685
|
BNY Mellon Capital Markets, LLC
|
|
A0155
|
Bodell Overcash Anderson & Co.
|
|
A0156
|
Boenning & Scattergood, Inc.
|
|
A7013
|
Bolton Securities
|
|
A5773
|
BondDesk Trading, LLC
|
|
A6885
|
BONDS.com, Inc.
|
|
A4700
|
BOSC, Inc.
|
|
A6749
|
Bostonia Global Securities LLC
|
|
A2288
|
BPU Investment Management, Inc.
|
|
A6198
|
Brandis Tallman LLC
|
|
A6398
|
Brandt, Kelly & Simmons Securities, LLC
|
|
A3954
|
Braver Stern Securities LLC
|
|
A6320
|
Braymen, Lambert and Noel Securities, Ltd.
|
|
A6430
|
Brazos Securities, Inc.
|
|
A3814
|
Brean Murray, Carret & Co., LLC
|
|
A0174
|
Brighton Securities Corp.
|
|
A2694
|
Brill Securities, Inc.
|
|
A5343
|
Brinker Cap. Securities, Inc.
|
|
A6731
|
Bristol Financial Services, Inc.
|
|
A3998
|
Broker Dealer Fin. Serv. Corp.
|
|
A6990
|
BrokerageSelect
|
|
A6776
|
Brokers International Financial Services, LLC
|
|
A6474
|
brokersXpress LLC
|
|
A7229
|
Brookline Seucrities, LLC
|
|
A3960
|
Brookstone Securities, Inc.
|
|
A2125
|
Brown & Brown Securities, Inc.
|
|
A6164
|
Brown Advisory Securities, LLC
|
|
A0189
|
Brown Associates, Inc.
|
|
A4182
|
Brown, Gibbons, Lang & Co.,Sec
|
|
A0196
|
Brown, Lisle/Cummings, Inc.
|
|
A7236
|
Brownstone Investment Group, LLC
|
|
A5860
|
Bruce A. Lefavi Securities, Inc.
|
|
A7098
|
BTIG LLC
|
|
A7198
|
BTMU Securities, Inc.
|
|
A6127
|
BTS Securities Corporation
|
|
A3317
|
Buckman, Buckman & Reid, Inc.
|
|
A6410
|
Buckram Securities Ltd.
|
|
A0198
|
Buell Securities Corp.
|
|
A6336
|
Bull & Bear Brokerage Services, Inc.
|
|
A3830
|
Bullaro Securities Corp.
|
|
A0205
|
Burke, Lawton,Brewer & Burke LLC
|
|
A3573
|
Burnham Securities, Inc.
|
|
A0212
|
Butler Muni LLC
|
|
A3743
|
Buttonwood Partners, Inc.
|
|
A1153
|
C.E. Gaye & Sons Securities LTD
|
|
A6339
|
C.G. Menk & Associates, Inc.
|
|
A6779
|
C.K. Cooper & Company
|
|
A0165
|
CA Botzum & Co.
|
|
A4470
|
Cabrera Capital Markets, LLC
|
|
A1558
|
Cadaret, Grant & Co., Inc.
|
|
A1793
|
Cain Brothers & Co.
|
|
A5715
|
Caldwell Intn'l Securities Cor
|
|
A7050
|
Caldwell Securities, Incorporated
|
|
A6077
|
Callaway Financial Services, Inc.
|
|
A2912
|
Calton & Associates, Inc.
|
|
A6209
|
Calvert Investment Distributors, Inc.
|
|
A6947
|
Cambria Capital
|
|
A6582
|
Cambridge International Securities, Inc.
|
|
A4785
|
Cambridge Investment Research
|
|
A6453
|
Cambridge Legacy Securities, L.L.C.
|
|
A0225
|
Cameron, Murphy & Spangler,Inc
|
|
A0230
|
Cantella & Co., Inc.
|
|
A3127
|
Canterbury Consulting Incorporated
|
|
A3664
|
Cantone Research, Inc.
|
|
A6429
|
Cantor Fitzgerald & Co.
|
|
A7178
|
Cape Fear Securities, Inc
|
|
A0232
|
Cape Securities, Inc.
|
|
A6854
|
Capital & Credit International, Inc.
|
|
A0233
|
Capital Analysts, Incorporated
|
|
A6913
|
Capital City Securities, LLC
|
|
A4639
|
Capital Financial Services,Inc
|
|
A6733
|
Capital Guardian, LLC
|
|
A0236
|
Capital Institutional Services, Inc.
|
|
A5064
|
Capital Investment Brokerage
|
|
A3355
|
Capital Investment Group, Inc.
|
|
A0231
|
Capital Management Securities,
|
|
A3581
|
Capital One Investment Services LLC
|
|
A4008
|
Capital Portfolio Management,
|
|
A7189
|
Capital Research Brokerage Services, LLC
|
|
A1595
|
Capital Securities Investment
|
|
A6979
|
Capital Synergy Partners, Inc.
|
|
A0630
|
Capitol Securities & Associates, Inc.
|
|
A2210
|
Capitol Securities Management, Inc.
|
|
A6212
|
Capnet Securities Corporation
|
|
A0238
|
Caprock Securities, Inc.
|
|
A7136
|
Capstone Financial Group, Inc
|
|
A7148
|
CapStone Investments
|
|
A6439
|
CapTrust Finanical Advisors
|
|
A6844
|
CapWealth Investment Services
|
|
A4423
|
CapWest Securities, Inc.
|
|
A4529
|
Cardinal Investments, Inc.
|
|
A4792
|
Carey, Thomas, Hoover, & Breault, Inc.
|
|
A0643
|
Carl M Hennig, Inc.
|
|
A1467
|
Carl P Sherr & Co., LLC
|
|
A4701
|
Carolina Capital Markets
|
|
A4563
|
Carolina Municipal Securities, Inc.
|
|
A5718
|
Carolinas Investment Consulting LLC
|
|
A3116
|
Carter, Terry & Company, Inc.
|
|
A2962
|
Carthage Group, Inc.
|
|
A0251
|
Carty and Company, Inc.
|
|
A6822
|
Cary Street Partners LLC
|
|
A6004
|
Cascade Financial Management, Inc.
|
|
A4434
|
Cascade Investment Grp. Inc.
|
|
A5725
|
Casimir Capital, LP
|
|
A6897
|
CastleOak Securities, LP
|
|
A5901
|
Catholic Financial Services Corporation
|
|
A0266
|
CBG Financial Group
|
|
A2206
|
CBIZ Financial Services, Inc.
|
|
A6724
|
CCF Investments, Inc.
|
|
A7125
|
CCM Securities, LLC
|
|
A4803
|
CCO Investment Services Corp
|
|
A6511
|
Cedar Creek Securities, Inc.
|
|
A4831
|
Celadon Financial Group LLC
|
|
A5276
|
Centaurus Financial, Inc.
|
|
A0255
|
Centennial Securities Co., Inc
|
|
A6942
|
Center Street Securities, Inc
|
|
A6025
|
Centerprise Capital LLC
|
|
A7119
|
Centerre Capital, LLC
|
|
B0470
|
CenterState Bank of Florida
|
|
A7140
|
Central States Capital Markets, LLC
|
|
B0429
|
Central Trust Bank
|
|
A4987
|
Centurion Institutional Svcs.
|
|
A3914
|
Century Securities Associates
|
|
A7019
|
Ceros Financial Services, Inc.
|
|
A6829
|
CertusSecurities, Inc
|
|
A7096
|
CF Global Trading, LLC
|
|
A5772
|
CFD Investments, Inc.
|
|
A6824
|
CFG Capital Markets, LLC
|
|
A5729
|
CFS Securities, Inc.
|
|
A5719
|
CFT Securities, LLC
|
|
A6274
|
CG Brokerage L.L.C.
|
|
A7166
|
CGIS SECURITIES LLC
|
|
A0262
|
Chapdelaine & Company
|
|
A3840
|
Chapin, Davis
|
|
A4109
|
Charles Jordan & Co., Inc.
|
|
A1271
|
Charles Schwab & Co., Inc.
|
|
A7009
|
Charles Vista LLC
|
|
A3548
|
Chase Investment Services Corp
|
|
A6303
|
Chatsworth Securities LLC
|
|
A6106
|
Chelsea Financial Services
|
|
A0625
|
Chester Harris and Co., Inc.
|
|
A6485
|
Chickasaw Securities, LLC
|
|
A2412
|
Choice Investments, Inc.
|
|
A3705
|
Christopher Weil & Co, Inc
|
|
A6760
|
Chrysalis Capital Group, LLC
|
|
A6564
|
CIG Securities
|
|
A7165
|
Citation Financial
|
|
B0504
|
Citibank, N.A., Municipal Securities Division
|
|
A1487
|
Citigroup Global Markets Inc.
|
|
A5564
|
City National Securities, Inc.
|
|
A0278
|
City Securities Corporation
|
|
A0836
|
CL King and Associates, Inc.
|
|
A6494
|
Clark Dodge & Company, Inc.
|
|
A6447
|
Clary Investment and Insurance Planning Corp.
|
|
A5207
|
Clayton Lowell & Conger, Inc.
|
|
A7104
|
Clean Energy Capital Securities LLC
|
|
A6823
|
Clearview Correspondent Services, LLC
|
|
A5426
|
Cleary Gull Inc.
|
|
A7099
|
Client One Securities, LLC
|
|
A6282
|
CliftonLarsonAllen Wealth Advisors, LLC
|
|
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Coastal Equities, Inc.
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Coastal Securities Inc
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Collins Stewart LLC
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Colonial Securities, Inc.
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Colony Park Financial Services, LLC
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Columbia Management Investment Distributors, Inc.
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Comerica Securities, Inc.
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B0069
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Commerce One Financial Inc.
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Commerce Square Trading, LLC
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Commerce Street Capital, LLC
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Commonwealth Financial Group, Inc.
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Comprehensive Asset Management
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Concept Capital Markets, LLC
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Concorde Investment Services LLC
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Condera Securities, LLC
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Conifer Securities, LLC
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Conners & Company, Inc.
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Conover Securities Corporation
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Constellation Wealth Advisors, LLC
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Consultiva Securities, Inc.
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Cooper Malone McClain, Inc.
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Coordinated Capital Securities
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Corby Capital Markets, Inc.
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Corinthian Partners, L.L.C.
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Cornerstone Capital Corp.
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Correll Co. Investment Services Corp.
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Cortview Capital Securities LLC
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Cosse'International Securities
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COUNTRY Capital Manangement Company
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Country Club Financial Services, Inc.
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Coventry Capital, Inc.
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Coyle Securities, LLC
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CP Capital Securities
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CPI Capital, Inc.
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Credit Agricole Securities (USA) Inc.
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Credit Suisse Private Advisors
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Credit Suisse Securities (USA) LLC
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A3600
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Cresap, Inc.
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Crescent Securities Group, Inc.
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Cressman Esser Securities,Inc.
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Crestone Securities LLC
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Crews & Associates, Inc.
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CRI Securities, LLC
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Cronin & Co., Inc.
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A7026
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Cross Point Capital LLC
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A0339
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Crowell, Weedon & Co.
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Crown Capital Securities, LP
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CRT Capital Group LLC
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Cullen Investment Group, Ltd.
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CUNA Brokerage Services, Inc.
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Curian Clearing, LLC
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Curran Advisory Services
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Curren & Company
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A4995
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CUSO Financial Services, LP
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A3216
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Cutter & Company Brokerage,Inc
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CV Brokerage Inc
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A6304
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CW Securities, LLC
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A6051
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D.H. Hill Securities, LLP
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D.J. St. Germain Co, Inc.
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DA Davidson & Company
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Dalton Strategic Invest. Serv.
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Darcy Group (The), LLC
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Dart, Papesh & Co., Inc.
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Darwood Associates, Inc.
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Davenport & Company LLC
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A1061
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David A Noyes & Company
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David Harris & Co., Inc.
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A0887
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David Lerner Associates, Inc
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DaVinci Capital Management
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Davis Securities LLC
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Dawson James Securities, Inc.
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A7027
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de Koning Capital Markets, LLC
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A7211
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Dealerweb Inc..
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Dearborn Capital Markets Group, LLC
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Delta Equity Services Corp.
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A5457
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Delta Trust Investments
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A6812
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Dempsey, Lord, Smith LLC
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A4800
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DesPain Financial Corporation
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A6273
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Destiny Capital Securities Corporation
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A7234
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Destra Capital Investments LLC
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Detwiler Fenton Wealth Management Inc.
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Deutsche Bank Securities Inc.
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A6478
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Devenir LLC
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A6795
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DeWaay Financial Network, LLC
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Dexia Securities USA LLC
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A0381
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Diamant Investment Corporation
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Dillon Gage Securities, Inc.
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A6392
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Dinosaur Securities, L.L.C.
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A6989
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Direct Access Partners, LLC
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A6316
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Diversified Resources, LLC
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A6992
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Divine Capital Markets LLC
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DM Kelly & Company
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Doley Securities, Inc.
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Domestic Securities, Inc.
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Dominick & Dominick, LLC
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Dominion Investor Services
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Donegal Securities, Inc.
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Dougherty & Company LLC
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Downstate Securities Group, Inc.
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Drexel Hamilton, LLC
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Duncan-Williams, Inc.
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DWS Investment Distributors Inc.
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Dynasty Capital Partners, Inc.
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E Magnus Oppenheim & Co., Inc.
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E*TRADE Clearing LLC
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E*Trade Securities LLC
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E-W Investments, Inc.
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Eagle Equities, Inc.
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Eagle One Investments, LLC
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EarlyBirdCapital Inc.
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East Shore Partners Inc.
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East/West Securities Corp
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B0446
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Eastern Bank
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A5939
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Easton Investment Services, LLC
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A7149
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Eaton Partners, LLC
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A0425
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Economy Securities, Incorporated
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A2641
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EDI Financial Inc.
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Edward Jones
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A5966
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Edwin C. Blitz Investments, Inc.
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EFG Capital International
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Eide Bailly Securities LLC
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EK Riley Investments, LLC
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Elish & Elish Inc.
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A5810
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Eltekon Securities, LLC
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Emerson Equity LLC
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Emmet & Co., Inc.
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Empire Asset Management Company
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A3250
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Ensemble Financial Services, Inc
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A6611
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Envoy Securities, LLC
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A5960
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Equable Securities Corporation
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Equibond, Inc.
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Equinox Securities Inc.
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Equity Services, Inc.
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Essex National Securities, Inc
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Essex Securities LLC
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Estrada Hinojosa & Co., Inc.
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Euro Pacific Capital, Inc.
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Everence Securities, Inc.
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Fairfax Securities Corporation
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Fairport Capital, Inc.
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Family Investors Company
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A5219
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Family Mgmt. Securities LLC
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Farmers Financial Solution LLC
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FBL Marketing Services, LLC
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FBT Investments, Inc.
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FCG Advisors, LLC
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Federated Securities Corp.
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Federated Securities, Inc.
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A3995
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Feldman, Ingardona & Co.
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A5859
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Feldstein Financial Group, LLC
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A6072
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Feltl & Company
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A0463
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Fidelity Brokerage Servs. LLC
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Fidelity Investments Institutional Services Co, Inc
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A3290
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Fieldpoint Private Securities, LLC.
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Fieldstone Services Corp.
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A1070
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Fifth Third Securities, Inc.
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FIG Partners LLC
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A4729
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Finance 500, Inc.
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A6792
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Financial Advisers of America, LLC
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A0466
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Financial America Securities,
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A1673
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Financial Network Investment Corporation
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A3302
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Financial Northeastern Sec.Inc
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A0468
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Financial Planning Consultants
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Financial Security Management, Inc.
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A5874
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Financial Telesis Inc.
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A2291
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Financial West Group, Inc.
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A6937
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FinTech Securities, LLC
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A5099
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Fintegra, LLC
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First Allied Securities, Inc.
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A6035
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First American Capital & Trading Corporation
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A3255
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First American Municipals, Inc
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First Asset Financial Inc.
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A6337
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First Ballantyne, LLC
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A1942
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First Bankers' Banc Securities, Inc.
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A5126
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First Brokerage America, L.L.C
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A4066
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First Brokers Securities, LLC
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A6426
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First Capital Equities Ltd.
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A3262
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First Citizens Financial Plus,
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A5189
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First Citizens Investor Svcs.
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A6764
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First Citizens Securities Corporation
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A5359
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First Clearing, LLC.
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First Command Financial Planning, Inc.
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A2865
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First Commonwealth Sec.Corp.
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First Dallas Securities, Inc.
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First Empire Securities, Inc.
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First Financial Equity Corporation
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First Financial Securities of America, Inc.
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A1452
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First Georgetown Securities,In
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A4455
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First Heartland Capital
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First Honolulu Securities, Inc
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First Independent Financial Services, Inc.
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First Integrity Capital Partners, Corp.
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A2727
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First Internet Secs. Network
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A5053
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First Investors Corporation
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A0487
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First Kentucky Secur. Corp.
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A1877
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First Liberties Securities, In
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A0488
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First Manhattan Co.
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A0495
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First Midstate Inc.
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A3866
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First Midwest Securities, Inc.
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B0360
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First National Banker's Bank
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A5914
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First National Capital Markets, Inc.
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A3175
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First New York Securities Co.
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A6497
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First Public, LLC
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A5730
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First Republic Secs. Co., LLC
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A4686
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First Research Finance Inc.
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A6588
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First Savings Securities, Inc.
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B0373
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First Source Bank (1st)
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A2296
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First South Carolina Secs.
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A5297
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First Southeast Investor Svcs., Inc.
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A7093
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First Southern Securities, LLC
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A0503
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First Southwest Company
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A2263
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First State Financial Management
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A4773
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First Tennessee Brokerage
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A3898
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First Trust Portfolios L.P.
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A4993
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First Tryon Securities, LLC
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B0465
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First Tuskegee Capital Markets
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A0506
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First Washington Corporation
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A2155
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First Western Advisors
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A2800
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First Western Securities, Inc.
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A2937
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First Winston Securities, Inc.
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FirstBank Puerto Rico Securities Corp.
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A7032
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FirstMerit Financial Services, Inc.
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Firstrade Securities, Inc.
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A5981
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Five Star Investment Services, Inc.
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Fixed Income Capital Partners, LLC
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A5125
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Florida Atlantic Secs. Corp.
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A5910
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Florida Investment Advisors, Inc.
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A6091
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FMN Capital Corporation
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A0489
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FNB Brokerage Services, Inc.
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A6676
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FNBB Capital Markets, LLC
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Fogel Neale Securities,LLC
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A0516
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Folger Nolan Fleming Douglas
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Foothill Securities, Inc.
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Fordham Financial Management,
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Foresight Investements LLC
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A6650
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Foresters Equity Services, Inc.
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A2204
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Forsyth Securities, Inc.
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Fortress Group
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Fortune Financial Services, Inc.
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A6692
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Fortune Securities, Inc.
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A6727
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Founders Financial Securities, LLC
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A6542
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Fox Chase Capital Partners LLC
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A0527
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Fox, Reusch & Co., Inc.
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Franklin Street Securities, In
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Franklin Templeton Distributors, Inc.
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A0529
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Frazer Lanier Company,Inc.(The
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A6408
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Freedom Investors Corp.
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A6286
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Freestone Securities, LLC
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A1617
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Freimark, Blair & Company, Inc
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A2720
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Friedman Luzzatto & Co.
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A5240
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Frost Brokerage Services, Inc.
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B0358
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Frost National Bank
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FRS Securities, LLC
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A2290
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FSB Warner Financial, Inc.
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A0453
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FSC Securities Corporation
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A4650
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FSIC
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B0144
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FTN Financial Capital Markets
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A6765
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Fulcrum Securities, LLC
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A5928
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Further Lane Securities, L.P.
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A6053
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A6085
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G.L.S. & Associates, Inc.
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A2729
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GA Repple & Company
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A0549
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Gage-Wiley & Co., Inc.
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A2161
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Gain Securities
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Gar Wood Securities, LLC
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A5399
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Garden State Securities, Inc.
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A3682
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A3776
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Gardner Rich, LLC
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A4112
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Gardnyr Michael Capital, Inc.
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A1036
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Garrett Nagle & Co., Inc.
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A7092
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Gates Capital Corporation
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GBS Financial Corporation
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A2167
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General Securities Corp.
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Genworth Financial Securities Corporation
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A6340
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Geoffrey Richards Securities Corp.
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A0104
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George K Baum & Company
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A0958
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A6618
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GF Investment Services, LLC
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A6595
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GFA Securities, LLC
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GFI Securities, LLC
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A0566
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A0567
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Gilford Securities, Inc
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A1819
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Gill Capital Partners
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Girard Securities, Inc.
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Glen Eagle Advisors, LLC
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A7129
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Glendale Securities, Inc.
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A5661
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A7010
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Global Arena Capital Corp
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A4970
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Global Brokerage Services, Inc
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A4446
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Global Investor Services, L.C.
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A6590
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A1293
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Government Perspectives, LLC
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A0941
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Great Pacific Securities
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A7049
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A6057
|
WWK Investments, Inc.
|
|
A6661
|
YieldQuest Securities, LLC.
|
|
A1537
|
York Securities Inc.
|
|
A0773
|
Young, Stovall and Company
|
|
A6671
|
Zecco Trading, Inc.
|
|
A2513
|
Zeus Securities, Inc.
|
|
A6663
|
Zimbalist Smith Investments, LLC
|
|
A3962
|
Zions Direct, Inc.
|
|
B0300
|
Zions First National Bank
|
|
A0777
|
Ziv Investment Company
|
|
|
|
