| MSRB
Number |
Company
Name |
State |
Registrant Type |
|
A4892
|
A. BRIDGE - Realvest Securities Corp.
|
NJ
|
Municipal Advisor/Broker Dealer
|
|
K0243
|
A. Dashen & Associates
|
WA
|
Municipal Advisor
|
|
K0104
|
A. M. Miller & Co., Inc
|
CA
|
Municipal Advisor
|
|
K0205
|
A. M. Peche & Associates LLC
|
CA
|
Municipal Advisor
|
|
K0468
|
A.C. Advisory, Inc.
|
IL
|
Municipal Advisor
|
|
K0116
|
Acacia Financial Group, Inc.
|
NJ
|
Municipal Advisor
|
|
K0118
|
Acacia Investment Advisory Group, Inc.
|
NJ
|
Municipal Advisor
|
|
A3858
|
Academy Securities, Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0405
|
AccessAlpha Worldwide LLC
|
IL
|
Municipal Advisor
|
|
K0408
|
Advanced Engineering and Environmental Services, Inc.
|
ND
|
Municipal Advisor
|
|
K0803
|
ADVISORY SERVICES GROUP LLC
|
TN
|
Municipal Advisor
|
|
A7122
|
Advoca Securities, LLC
|
OH
|
Municipal Advisor/Broker Dealer
|
|
K0370
|
Aery LLC
|
VA
|
Municipal Advisor
|
|
K0449
|
AFL-CIO Investment Trust Corporation
|
DC
|
Municipal Advisor
|
|
K0479
|
AKF Consulting Group
|
NY
|
Municipal Advisor
|
|
A3993
|
Akin Bay Company
|
NY
|
Municipal Advisor
|
|
K0321
|
Alex Brown Consulting
|
CO
|
Municipal Advisor
|
|
K0519
|
All American Investment Group, LLC
|
CO
|
Municipal Advisor
|
|
A0024
|
Allen & Company LLC
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0632
|
Alliance for Cooperative Energy Services Power Marketing LLC
|
IN
|
Municipal Advisor
|
|
A5968
|
Allianz Global Investors Distributors LLC
|
NY
|
Municipal Advisor/Broker Dealer
|
|
A6857
|
Alluvion Securities, LLC
|
TN
|
Municipal Advisor/Broker Dealer
|
|
K0338
|
Alpha Stratagies Investment Consulting Inc.
|
CA
|
Municipal Advisor
|
|
K0455
|
Ameresco, Inc.
|
MA
|
Municipal Advisor
|
|
K0353
|
American Deposit Management LLC
|
WI
|
Municipal Advisor
|
|
A0039
|
American Municipal Securities Inc.
|
FL
|
Municipal Advisor/Broker Dealer
|
|
K0460
|
American National Trust and Investment Management Company dba Old National Trust Company
|
IN
|
Municipal Advisor
|
|
A2663
|
Ameriprise Financial Services, Inc.
|
MN
|
Municipal Advisor/Broker Dealer
|
|
A2110
|
Ameritas Investment Corp.
|
NE
|
Municipal Advisor/Broker Dealer
|
|
K0852
|
AMKO Advisors
|
ND
|
Municipal Advisor
|
|
K0474
|
Andrew Dorton
|
KY
|
Municipal Advisor
|
|
K0486
|
Andrew Kalotay Associates, Inc.
|
NY
|
Municipal Advisor
|
|
K0324
|
Andrist Capital Advisors, LLC
|
CO
|
Municipal Advisor
|
|
K0463
|
Androscoggin Savings Bank
|
ME
|
Municipal Advisor
|
|
K0315
|
Anne M Donahoe
|
IL
|
Municipal Advisor
|
|
K0249
|
Annette Yee and Company
|
CA
|
Municipal Advisor
|
|
K0368
|
Aqueduct Capital Group, LLC
|
NC
|
Municipal Advisor
|
|
K0868
|
Aramas Financial LLC
|
OH
|
Municipal Advisor
|
|
K0448
|
Armadale Capital Inc.
|
NY
|
Municipal Advisor
|
|
K0177
|
Arrow Partners
|
NY
|
Municipal Advisor
|
|
K0299
|
Arup Advisory, Inc.
|
NY
|
Municipal Advisor
|
|
K0580
|
Ascension Capital Enterprises, LLC
|
PA
|
Municipal Advisor
|
|
K0487
|
Associated Trust Company, N.A.
|
WI
|
Municipal Advisor
|
|
K0179
|
Atlantic-Pacific Capital, Inc.
|
CT
|
Municipal Advisor
|
|
K0337
|
Aureus Partners, Inc.
|
TX
|
Municipal Advisor
|
|
K0481
|
Austin Meade Financial Ltd
|
IL
|
Municipal Advisor
|
|
K0563
|
Avant Energy, Inc.
|
MN
|
Municipal Advisor
|
|
A6722
|
Avondale Partners, LLC
|
TN
|
Municipal Advisor/Broker Dealer
|
|
A6298
|
Backstrom McCarley Berry & Co., LLC
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0607
|
Baker Tilly Virchow Krause
|
WI
|
Municipal Advisor
|
|
K0410
|
Banco Bilbao Vizcaya Argentaria S.A.
|
NY
|
Municipal Advisor
|
|
K0218
|
Banco do Brasil Securities LLC
|
NY
|
Municipal Advisor
|
|
K0614
|
Bangor Savings Bank
|
ME
|
Municipal Advisor
|
|
K0428
|
Bank of Hawaii
|
HI
|
Municipal Advisor
|
|
K0512
|
BANKK Management Systems, LLC
|
MS
|
Municipal Advisor
|
|
A6566
|
Barclays Capital Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0414
|
Bartle Wells Associates
|
CA
|
Municipal Advisor
|
|
K0485
|
Bassett Financial Management, LLC
|
VA
|
Municipal Advisor
|
|
A6823
|
BB&T Securities, LLC
|
VA
|
Municipal Advisor/Broker Dealer
|
|
K0751
|
BBC Consulting, LLC
|
NC
|
Municipal Advisor
|
|
A0775
|
BC Ziegler and Company
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0170
|
BD Advisors LLC
|
CO
|
Municipal Advisor
|
|
K0437
|
Beacon Hill Financial Corporation
|
MA
|
Municipal Advisor
|
|
K0762
|
Becker Capital and Finance
|
GA
|
Municipal Advisor
|
|
K0220
|
Bendzinski & Co.
|
MI
|
Municipal Advisor
|
|
K0268
|
Benedetto, Gartland & Company, Inc.
|
NY
|
Municipal Advisor
|
|
A6963
|
Benjamin F. Edwards & Company
|
MO
|
Municipal Advisor/Broker Dealer
|
|
K0267
|
BerchWood Partners LLC
|
NY
|
Municipal Advisor
|
|
K0211
|
Bernard P. Donegan, Inc.
|
NY
|
Municipal Advisor
|
|
A2043
|
Bernardi Securities, Inc.
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0676
|
Bill Gunter & Associates
|
FL
|
Municipal Advisor
|
|
K0139
|
Bittel Financial Advisors, LLC
|
NH
|
Municipal Advisor
|
|
K0244
|
Blackstone Advisory Partners L.P.
|
NY
|
Municipal Advisor
|
|
A4229
|
Bley Investment Group, Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0186
|
Blitch Associates, Inc.
|
TX
|
Municipal Advisor
|
|
K0611
|
Blue Rose Capital Advisors
|
MN
|
Municipal Advisor
|
|
K0143
|
BLX Group LLC
|
CA
|
Municipal Advisor
|
|
A0593
|
BMO Capital Markets GKST Inc.
|
IL
|
Municipal Advisor/Broker Dealer
|
|
A4685
|
BNY Mellon Capital Markets, LLC
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0548
|
BNY Mellon, National Association
|
PA
|
Municipal Advisor
|
|
A0156
|
Boenning & Scattergood, Inc.
|
PA
|
Municipal Advisor/Broker Dealer
|
|
A4700
|
BOSC, Inc.
|
OK
|
Municipal Advisor/Broker Dealer
|
|
K0759
|
Boze Capital Inc
|
GA
|
Municipal Advisor
|
|
K0105
|
Bradley Payne LLC
|
OH
|
Municipal Advisor
|
|
A6198
|
Brandis Tallman LLC
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0445
|
Brattle Advisors LLC
|
MA
|
Municipal Advisor
|
|
K0817
|
Braun Research Consulting, LLC
|
CT
|
Municipal Advisor
|
|
K0653
|
Bretwood Capital Partners, LLC
|
GA
|
Municipal Advisor
|
|
K0583
|
Bridgeport Partners, LLC
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0800
|
Bridgewater James Limited, LLC
|
CA
|
Municipal Advisor
|
|
K0780
|
Brotherhood Bank & Trust
|
KS
|
Municipal Advisor
|
|
K0746
|
Brown Advisory, LLC
|
MD
|
Municipal Advisor
|
|
K0698
|
Browning Municipal Solutions, LLC
|
OH
|
Municipal Advisor
|
|
K0592
|
BST Associates
|
WA
|
Municipal Advisor
|
|
K0215
|
BT ProjectPoint, LLC
|
IN
|
Municipal Advisor
|
|
A7098
|
BTIG LLC
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0541
|
Buck Financial Advisors LLC
|
CO
|
Municipal Advisor
|
|
K0307
|
ButcherMark Financial Advisors LLC
|
NY
|
Municipal Advisor
|
|
K0509
|
Butler Capital Investments
|
VA
|
Municipal Advisor
|
|
K0595
|
C.H. Elliott & Associates
|
CA
|
Municipal Advisor
|
|
K0128
|
C.M.de Crinis & Co., Inc.
|
CA
|
Municipal Advisor
|
|
K0684
|
C2 Financial LLC
|
UT
|
Municipal Advisor
|
|
K0700
|
Caelus Consulting LLC
|
NY
|
Municipal Advisor
|
|
A1793
|
Cain Brothers & Co.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0184
|
Caine Mitter & Associates Incorporated
|
MA
|
Municipal Advisor
|
|
K0214
|
Caldwell Flores Winters, Inc
|
CA
|
Municipal Advisor
|
|
K0148
|
Calhoun, Baker Inc.
|
PA
|
Municipal Advisor
|
|
K0549
|
California Financial Services
|
CA
|
Municipal Advisor
|
|
K0798
|
Callahan CPA Group, P.C.
|
IN
|
Municipal Advisor
|
|
A2912
|
Calton & Associates, Inc.
|
FL
|
Municipal Advisor/Broker Dealer
|
|
K0760
|
Calvin F. Vismale, Jr.
|
GA
|
Municipal Advisor
|
|
K0465
|
Campbell Lutyens & Co., Inc.
|
NY
|
Municipal Advisor
|
|
A6429
|
Cantor Fitzgerald & Co.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0362
|
Cap M Funding
|
NV
|
Municipal Advisor
|
|
A0236
|
Capital Institutional Services, Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0680
|
Capital Link
|
MA
|
Municipal Advisor
|
|
K0489
|
Capital Markets Advisors LLC
|
NY
|
Municipal Advisor
|
|
K0526
|
Capital Markets Management, L.L.C.
|
NJ
|
Municipal Advisor
|
|
K0535
|
Capital Venture Consultants, Inc.
|
WV
|
Municipal Advisor
|
|
K0554
|
Capitol Public Finance Group
|
CA
|
Municipal Advisor
|
|
A0238
|
Caprock Securities, Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0421
|
Cardea Partners East, LLC
|
OH
|
Municipal Advisor
|
|
K0484
|
Cardea Partners West, Inc.
|
CA
|
Municipal Advisor
|
|
A4563
|
Carolina Municipal Securities, Inc.
|
SC
|
Municipal Advisor/Broker Dealer
|
|
K0862
|
Carter Dillon Umbaugh LLC
|
IN
|
Municipal Advisor
|
|
K0597
|
Cascadia Investor Services Group LLC
|
WA
|
Municipal Advisor
|
|
K0255
|
CaseCon Capital Inc
|
PA
|
Municipal Advisor
|
|
K0111
|
Casey Financial Consulting
|
NM
|
Municipal Advisor
|
|
K0492
|
Castleton Partners LLC
|
NY
|
Municipal Advisor
|
|
K0839
|
Catalyst Financial Group, Inc.
|
CT
|
Municipal Advisor
|
|
K0518
|
Catholic Finance Corporation
|
MN
|
Municipal Advisor
|
|
K0193
|
Causey Demgen & Moore P.C.
|
CO
|
Municipal Advisor
|
|
K0497
|
Cavanagh, Hoyt & Associates
|
OH
|
Municipal Advisor
|
|
K0447
|
Cedar Partners, ltd.
|
OH
|
Municipal Advisor
|
|
K0401
|
Cender & Company, L.L.C.
|
IN
|
Municipal Advisor
|
|
A7140
|
Central States Capital Markets, LLC
|
KS
|
Municipal Advisor/Broker Dealer
|
|
A6829
|
CertusSecurities, Inc.
|
GA
|
Municipal Advisor/Broker Dealer
|
|
A6824
|
CFG Capital Markets, LLC
|
MD
|
Municipal Advisor/Broker Dealer
|
|
K0138
|
cfX Incorporated
|
NY
|
Municipal Advisor
|
|
K0815
|
CGI Merchant Partners, LLC
|
FL
|
Municipal Advisor
|
|
K0652
|
Chaldon Associates LLC
|
NY
|
Municipal Advisor
|
|
K0788
|
CHARLES CARTER COMPANY
|
OR
|
Municipal Advisor
|
|
K0537
|
Charter Business Services
|
UT
|
Municipal Advisor
|
|
A6303
|
Chatsworth Securities LLC
|
CT
|
Municipal Advisor/Broker Dealer
|
|
K0515
|
CIM Investment Management, Inc
|
PA
|
Municipal Advisor
|
|
A1487
|
Citigroup Global Markets Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
A0278
|
City Securities Corporation
|
IN
|
Municipal Advisor/Broker Dealer
|
|
K0356
|
Citycode Financial, LLC
|
KS
|
Municipal Advisor
|
|
K0203
|
Cityview Capital Solutions, LLC
|
NJ
|
Municipal Advisor
|
|
K0141
|
Civic Finance Advisors, LLC
|
KY
|
Municipal Advisor
|
|
K0545
|
CivilCredit Advisors LLC
|
NJ
|
Municipal Advisor
|
|
K0843
|
Claret Consulting LLC
|
VA
|
Municipal Advisor
|
|
K0635
|
Clary Consulting, LLC
|
FL
|
Municipal Advisor
|
|
A7104
|
Clean Energy Capital Securities LLC
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0344
|
Clear Scope Advisors, Inc
|
MI
|
Municipal Advisor
|
|
K0372
|
CliftonLarsonAllen LLP.
|
WI
|
Municipal Advisor
|
|
A3803
|
Coastal Securities Inc
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0358
|
College Savings Bank
|
NJ
|
Municipal Advisor
|
|
K0183
|
Columbia Capital Management, LLC
|
KS
|
Municipal Advisor
|
|
K0252
|
Comer Capital Group, LLC
|
MS
|
Municipal Advisor
|
|
B0069
|
Commerce Bank
|
MO
|
Municipal Advisor/Bank Dealer
|
|
K0832
|
Commonwealth Economics LLC
|
KY
|
Municipal Advisor
|
|
K0880
|
Commonwealth National Bank
|
AL
|
Municipal Advisor
|
|
K0287
|
Community Capital
|
TN
|
Municipal Advisor
|
|
K0270
|
Community Development Associates, LLC
|
TX
|
Municipal Advisor
|
|
B0048
|
Compass Bank
|
AL
|
Municipal Advisor/Bank Dealer
|
|
K0294
|
Compass Securities Corporation
|
MA
|
Municipal Advisor
|
|
K0285
|
Concord Public Financial Advisors, Inc.
|
PA
|
Municipal Advisor
|
|
K0167
|
Connolly Capital Group
|
CA
|
Municipal Advisor
|
|
K0777
|
Connors & Co. Investment Services, Inc.
|
GA
|
Municipal Advisor
|
|
K0748
|
Constellation Energy Projects and Services Group Advisors, LLC
|
MD
|
Municipal Advisor
|
|
A3434
|
Cooper Malone McClain, Inc.
|
KS
|
Municipal Advisor/Broker Dealer
|
|
K0343
|
Cooperman Associates
|
CA
|
Municipal Advisor
|
|
A0317
|
Corby Capital Markets, Inc.
|
MA
|
Municipal Advisor/Broker Dealer
|
|
K0695
|
Coronado Investments, LLC
|
CA
|
Municipal Advisor
|
|
A0323
|
Coughlin & Co., Inc.
|
CO
|
Municipal Advisor/Broker Dealer
|
|
B0350
|
Country Club Bank
|
MO
|
Municipal Advisor/Bank Dealer
|
|
K0785
|
Country Roads Leasing, LLC
|
WV
|
Municipal Advisor
|
|
K0828
|
Covenant Financial Services, Inc.
|
IN
|
Municipal Advisor
|
|
K0522
|
Coventry Securities, LLC
|
PA
|
Municipal Advisor
|
|
K0799
|
CPIBD LLC
|
NY
|
Municipal Advisor
|
|
A0481
|
Credit Suisse Securities (USA) LLC
|
NY
|
Municipal Advisor/Broker Dealer
|
|
A0333
|
Crews & Associates, Inc.
|
AR
|
Municipal Advisor/Broker Dealer
|
|
K0827
|
CRF Financial Group, Inc.
|
IN
|
Municipal Advisor
|
|
K0842
|
Crito Capital LLC
|
CT
|
Municipal Advisor
|
|
A0337
|
Cronin & Co., Inc.
|
MN
|
Municipal Advisor/Broker Dealer
|
|
A7026
|
Cross Point Capital LLC
|
NJ
|
Municipal Advisor/Broker Dealer
|
|
K0516
|
Crossroads Investment Advisors, LLC
|
UT
|
Municipal Advisor
|
|
K0222
|
Crowe Horwath LLP
|
IN
|
Municipal Advisor
|
|
K0779
|
Crystal Financial Consultants, Inc.
|
IL
|
Municipal Advisor
|
|
K0547
|
CSG Advisors Incorporated
|
GA
|
Municipal Advisor
|
|
K0856
|
CSP Securities, LP
|
TX
|
Municipal Advisor
|
|
K0551
|
Cumberland Advisors
|
FL
|
Municipal Advisor
|
|
K0221
|
Cumberland Partners LLC
|
TN
|
Municipal Advisor
|
|
K0811
|
Cumberland Securities Company, Inc.
|
TN
|
Municipal Advisor
|
|
K0568
|
D & G Consulting Group, LLC
|
IL
|
Municipal Advisor
|
|
K0310
|
D. Ladd Pattillo & Associates, Inc.
|
TX
|
Municipal Advisor
|
|
A0365
|
DA Davidson & Company
|
MT
|
Municipal Advisor/Broker Dealer
|
|
K0640
|
Dahab Associates, Inc.
|
NY
|
Municipal Advisor
|
|
K0648
|
DAK Financial
|
NY
|
Municipal Advisor
|
|
K0586
|
Dale Scott & Company Inc.
|
CA
|
Municipal Advisor
|
|
K0847
|
Damon Rocque Securities Corporation
|
LA
|
Municipal Advisor
|
|
A0364
|
Davenport & Company LLC
|
VA
|
Municipal Advisor/Broker Dealer
|
|
K0319
|
David Drown Associates, Inc.
|
MN
|
Municipal Advisor
|
|
K0679
|
David Paul Rosen & Associates
|
CA
|
Municipal Advisor
|
|
K0658
|
DB Advisors Northwest, LLC
|
WA
|
Municipal Advisor
|
|
K0643
|
DBS Financial Services
|
WA
|
Municipal Advisor
|
|
K0769
|
De Luna Partners Inc.
|
CA
|
Municipal Advisor
|
|
K0185
|
DEC Associates Inc
|
NC
|
Municipal Advisor
|
|
K0108
|
Del Rio Advisors, LLC
|
CA
|
Municipal Advisor
|
|
K0528
|
DeLara Associates, Inc.
|
NY
|
Municipal Advisor
|
|
K0396
|
Deloitte Corporate Finance LLC
|
MI
|
Municipal Advisor
|
|
K0703
|
Denning and Company, LLC
|
CA
|
Municipal Advisor
|
|
K0718
|
DerivActiv, LLC
|
MN
|
Municipal Advisor
|
|
A0869
|
Deutsche Bank Securities Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0413
|
Development & Public Finance, LLC
|
CA
|
Municipal Advisor
|
|
K0704
|
Di Maria & Di Maria LLP
|
NJ
|
Municipal Advisor
|
|
K0561
|
Dick R. Murphy & Co., Inc.
|
CO
|
Municipal Advisor
|
|
K0615
|
DiPerna & Company, LLC.
|
OH
|
Municipal Advisor
|
|
K0831
|
District Management Services, LLC
|
FL
|
Municipal Advisor
|
|
K0102
|
DIXWORKS LLC
|
CT
|
Municipal Advisor
|
|
K0630
|
Dolinka Group, LLC
|
CA
|
Municipal Advisor
|
|
K0412
|
Double Eagle Securities of America, Inc.
|
FL
|
Municipal Advisor
|
|
A1329
|
Dougherty & Company LLC
|
MN
|
Municipal Advisor/Broker Dealer
|
|
K0667
|
Drew Financial, LLC
|
CO
|
Municipal Advisor
|
|
K0651
|
Duncan-Williams, Inc.
|
TN
|
Municipal Advisor
|
|
K0227
|
Dunlap & Associates, Inc.
|
FL
|
Municipal Advisor
|
|
B0446
|
Eastern Bank
|
MA
|
Municipal Advisor/Bank Dealer
|
|
K0786
|
Eastshore Consulting LLC
|
CA
|
Municipal Advisor
|
|
A7149
|
Eaton Partners, LLC
|
CT
|
Municipal Advisor
|
|
K0224
|
Echo Financial Products LLC
|
PA
|
Municipal Advisor
|
|
K0258
|
Economic & Financial Analysis
|
WA
|
Municipal Advisor
|
|
K0747
|
ED Services LLC
|
OR
|
Municipal Advisor
|
|
K0879
|
EDGE Municipal Advisors
|
VA
|
Municipal Advisor
|
|
K0382
|
EdgeLine Capital, LLC
|
CA
|
Municipal Advisor
|
|
K0375
|
EDUCATIONAL SERVICES COMPANY
|
IN
|
Municipal Advisor
|
|
A0799
|
Edward Jones
|
MO
|
Municipal Advisor/Broker Dealer
|
|
K0146
|
Efficient Capital Corp.
|
NC
|
Municipal Advisor
|
|
K0165
|
Ehlers and Associates, Inc
|
MN
|
Municipal Advisor
|
|
K0383
|
Ehlers Investment Partners, LLC
|
WI
|
Municipal Advisor
|
|
K0574
|
Eichner Norris & Neumann PLLC
|
DC
|
Municipal Advisor
|
|
A3512
|
EJ De La Rosa & Co., Inc.
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0231
|
EJ Kohler & Associates,LLC
|
AZ
|
Municipal Advisor
|
|
K0673
|
El Paso Sunwest Realty & Investments, Inc.
|
TX
|
Municipal Advisor
|
|
K0715
|
Endeavour Investment Partners, LLC
|
MA
|
Municipal Advisor
|
|
K0225
|
Enhanced Financial Solutions LLC
|
PA
|
Municipal Advisor
|
|
K0387
|
Environmental Capital LLC
|
NY
|
Municipal Advisor
|
|
K0308
|
Eppinger & Associates, LLC
|
FL
|
Municipal Advisor
|
|
K0589
|
Eric Hall & Associates
|
CA
|
Municipal Advisor
|
|
K0675
|
Ernst & Young Advisory Inc.
|
ON
|
Municipal Advisor
|
|
K0175
|
Ernst & Young Infrastructure Advisors, LLC
|
PA
|
Municipal Advisor
|
|
A6423
|
Essex Financial Services, Inc.
|
CT
|
Municipal Advisor/Broker Dealer
|
|
A3631
|
Estrada Hinojosa & Co., Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0462
|
Evercore Group L.L.C.
|
NY
|
Municipal Advisor
|
|
K0213
|
Evergreen Financial Services
|
NJ
|
Municipal Advisor
|
|
K0456
|
Excel Financial Advisors, Inc.
|
PA
|
Municipal Advisor
|
|
K0527
|
Exico, Inc.
|
PA
|
Municipal Advisor
|
|
K0296
|
FAIM Group Strategic Solutions Center, LLC of Baltimore
|
MD
|
Municipal Advisor
|
|
A3243
|
Fairfax Securities Corporation
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0354
|
Fairmount Capital Advisors
|
PA
|
Municipal Advisor
|
|
K0859
|
Farr Miller & Washington, LLC
|
DC
|
Municipal Advisor
|
|
K0490
|
Fator Securities LLC
|
NY
|
Municipal Advisor
|
|
A6214
|
Federated Securities Corp.
|
PA
|
Municipal Advisor/Broker Dealer
|
|
A7181
|
FFC Capital Advisors, LLC
|
LA
|
Municipal Advisor/Broker Dealer
|
|
K0136
|
Fidelity Financial Services, L.C.
|
FL
|
Municipal Advisor
|
|
A5752
|
Fidelity Investments Institutional Services Co, Inc
|
RI
|
Municipal Advisor/Broker Dealer
|
|
K0276
|
Fieldman, Rolapp & Associates, Inc.
|
CA
|
Municipal Advisor
|
|
K0366
|
Fifth Third Bank
|
IL
|
Municipal Advisor
|
|
A1070
|
Fifth Third Securities, Inc.
|
OH
|
Municipal Advisor/Broker Dealer
|
|
A6957
|
FIG Partners LLC
|
GA
|
Municipal Advisor/Broker Dealer
|
|
K0602
|
Financial Consulting Solutions Group, Inc.
|
WA
|
Municipal Advisor
|
|
K0501
|
Financial S&Lutions LLC
|
PA
|
Municipal Advisor
|
|
K0365
|
FINANCIAL SOLUTIONS GROUP, INC.
|
IN
|
Municipal Advisor
|
|
A3255
|
First American Municipals, Inc
|
PA
|
Municipal Advisor/Broker Dealer
|
|
K0725
|
First Business Bank
|
WI
|
Municipal Advisor
|
|
K0726
|
First Business Bank-Milwaukee
|
WI
|
Municipal Advisor
|
|
K0732
|
First Columbia Bank & Trust Co.
|
PA
|
Municipal Advisor
|
|
K0129
|
First Infrastructure Inc.
|
NJ
|
Municipal Advisor
|
|
A0495
|
First Midstate Inc.
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0736
|
First National Bank of Omaha
|
NE
|
Municipal Advisor
|
|
B0360
|
First National Banker's Bank
|
LA
|
Municipal Advisor/Bank Dealer
|
|
K0346
|
First River Advisory L.L.C.
|
PA
|
Municipal Advisor
|
|
K0262
|
First Security Bank
|
AR
|
Municipal Advisor
|
|
A7093
|
First Southern Securities, LLC
|
GA
|
Municipal Advisor/Broker Dealer
|
|
K0399
|
First Southwest Asset Management
|
TX
|
Municipal Advisor
|
|
A0503
|
First Southwest Company
|
TX
|
Municipal Advisor/Broker Dealer
|
|
A4993
|
First Tryon Securities, LLC
|
NC
|
Municipal Advisor/Broker Dealer
|
|
B0465
|
First Tuskegee Capital Markets
|
AL
|
Municipal Advisor/Bank Dealer
|
|
K0532
|
Fiscal Advising, Consulting & Strategizing, Inc.
|
IL
|
Municipal Advisor
|
|
K0191
|
Fiscal Advisors & Mkt.
|
NY
|
Municipal Advisor
|
|
K0710
|
Fiscal Strategies Group, Inc.
|
CA
|
Municipal Advisor
|
|
K0154
|
Fitzgibbon Toigo & Co., LLC
|
NJ
|
Municipal Advisor
|
|
A0489
|
fmsbonds, INC.
|
FL
|
Municipal Advisor/Broker Dealer
|
|
K0865
|
FOCUSTAR CAPITAL GROUP
|
FL
|
Municipal Advisor
|
|
K0123
|
Force Financial LLC
|
FL
|
Municipal Advisor
|
|
K0525
|
Ford & Associates, Inc.
|
FL
|
Municipal Advisor
|
|
K0524
|
Foresight Capital Management Advisors, Inc.
|
MI
|
Municipal Advisor
|
|
K0160
|
Forsyth Street Advisors
|
NY
|
Municipal Advisor
|
|
A7170
|
Fortress Group
|
GA
|
Municipal Advisor
|
|
K0164
|
Frasca & Associates, LLC
|
NY
|
Municipal Advisor
|
|
K0861
|
Fray Municipal Securities
|
FL
|
Municipal Advisor
|
|
A0529
|
Frazer Lanier Company,Inc.(The
|
AL
|
Municipal Advisor/Broker Dealer
|
|
A2720
|
Friedman Luzzatto & Co.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0812
|
Frontera Consultants RGV, LLC
|
TX
|
Municipal Advisor
|
|
K0373
|
Frontier Partners, Inc.
|
IL
|
Municipal Advisor
|
|
A5240
|
Frost Brokerage Services, Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
A6655
|
FRS Securities, LLC
|
MD
|
Municipal Advisor
|
|
A2290
|
FSB Warner Financial, Inc.
|
IA
|
Municipal Advisor/Broker Dealer
|
|
K0400
|
FSW Advisory Services, Inc.
|
TX
|
Municipal Advisor
|
|
K0582
|
FTI Capital Advisors, LLC
|
DC
|
Municipal Advisor
|
|
K0180
|
Fulton Bank, N.A.
|
PA
|
Municipal Advisor
|
|
K0424
|
FUNDS PLACEMENT GROUP, LLC
|
TX
|
Municipal Advisor
|
|
K0793
|
G CAPITAL INVESTMENT GROUP, INC.
|
PR
|
Municipal Advisor
|
|
K0743
|
G-Entry Principle, P.C.
|
PA
|
Municipal Advisor
|
|
K0795
|
G.A. Giammarco
|
NY
|
Municipal Advisor
|
|
K0275
|
G.L. Hicks Financial, LLC
|
UT
|
Municipal Advisor
|
|
A4112
|
Gardnyr Michael Capital, Inc.
|
AL
|
Municipal Advisor/Broker Dealer
|
|
A4020
|
Gates Capital Corporation
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0328
|
Genesis Marketing Group, Inc.
|
IL
|
Municipal Advisor
|
|
A0104
|
George K Baum & Company
|
MO
|
Municipal Advisor/Broker Dealer
|
|
K0858
|
GHB Financial Solutions LLC
|
OH
|
Municipal Advisor
|
|
K0823
|
Glenmont Financial LLC
|
CT
|
Municipal Advisor
|
|
A5661
|
Glickenhaus & Company
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0529
|
Goldman, Beale Associates
|
NJ
|
Municipal Advisor
|
|
A0576
|
Goldman, Sachs & Company
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0237
|
Gollahon Financial Services, Inc.
|
FL
|
Municipal Advisor
|
|
K0752
|
Gonzalez & Associates, PC
|
IL
|
Municipal Advisor
|
|
K0464
|
Gorham Savings Bank
|
ME
|
Municipal Advisor
|
|
K0495
|
Government Capital Management, LLC
|
NY
|
Municipal Advisor
|
|
A5412
|
Government Capital Securities Corporation
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0340
|
Government Consultants of Louisiana, Inc.
|
LA
|
Municipal Advisor
|
|
K0339
|
Government Consultants, Inc.
|
MS
|
Municipal Advisor
|
|
K0298
|
Government Credit Corporation
|
FL
|
Municipal Advisor
|
|
K0295
|
Government Finance Group
|
VA
|
Municipal Advisor
|
|
K0127
|
Government Financial Strategies inc.
|
CA
|
Municipal Advisor
|
|
K0442
|
Grant & Associates LLC.
|
GA
|
Municipal Advisor
|
|
K0431
|
Grant Capital Management, Inc.
|
MD
|
Municipal Advisor
|
|
A5511
|
Grant Street Securities, Inc.
|
PA
|
Municipal Advisor/Broker Dealer
|
|
A4303
|
Great Pacific Securities
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0419
|
Green Campus Partners, LLC
|
NJ
|
Municipal Advisor
|
|
K0318
|
Green Gable Consulting LLC
|
PA
|
Municipal Advisor
|
|
A7049
|
Greencoast Capital Partners, LLC
|
CA
|
Municipal Advisor
|
|
K0331
|
Greenhill & Co., LLC
|
NY
|
Municipal Advisor
|
|
A1272
|
Gregory J Schwartz & Co., Inc.
|
MI
|
Municipal Advisor/Broker Dealer
|
|
K0741
|
Greyhawk Commercial Finance, L.L.C.
|
MO
|
Municipal Advisor
|
|
A1706
|
Grigsby & Associates, Inc.
|
CA
|
Municipal Advisor
|
|
K0806
|
Growing Emerging Managers' Services LLC
|
NY
|
Municipal Advisor
|
|
K0645
|
Growth Capital Associates, Inc.
|
CA
|
Municipal Advisor
|
|
K0533
|
GSF Capital Markets, LLC
|
MA
|
Municipal Advisor
|
|
K0109
|
Guardian Advisors, LLC
|
TN
|
Municipal Advisor
|
|
A6789
|
Guggenheim Securities, LLC
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0444
|
Gurley Associates,L.L.C.917
|
NY
|
Municipal Advisor
|
|
K0171
|
H.J. Umbaugh & Associates, Certified Public Accountants, LLP
|
IN
|
Municipal Advisor
|
|
A7161
|
Hamersley Partners
|
MA
|
Municipal Advisor
|
|
K0427
|
Hamilton Miller Investments, LLC
|
CO
|
Municipal Advisor
|
|
K0771
|
Hamlin Capital Advisors LLC
|
FL
|
Municipal Advisor
|
|
K0664
|
Hammond Hanlon Camp LLC
|
CA
|
Municipal Advisor
|
|
A4871
|
Hancock Investment Services
|
LA
|
Municipal Advisor/Broker Dealer
|
|
K0691
|
Hannover Ltd.
|
MN
|
Municipal Advisor
|
|
K0830
|
Harcourt Brown & Carey, Inc.
|
CO
|
Municipal Advisor
|
|
K0864
|
Harold Bean & Company, LLC
|
NY
|
Municipal Advisor
|
|
K0336
|
Harrell & Company Advisors, LLC
|
CA
|
Municipal Advisor
|
|
K0557
|
Harris Housing Advisors, LLC
|
TX
|
Municipal Advisor
|
|
K0654
|
Harrison Securities Incorporated
|
TX
|
Municipal Advisor
|
|
K0701
|
Health Care Capital Corp.
|
CA
|
Municipal Advisor
|
|
K0176
|
Health Care Network Associates, LLC
|
NY
|
Municipal Advisor
|
|
K0288
|
Healthcare Advisory, LLC
|
FL
|
Municipal Advisor
|
|
A1481
|
Herbert J Sims & Co., Inc.
|
CT
|
Municipal Advisor/Broker Dealer
|
|
K0239
|
HFA Partners, LLC
|
FL
|
Municipal Advisor
|
|
K0360
|
HG Wilson Municipal Finance Inc.
|
CA
|
Municipal Advisor
|
|
A5061
|
Higgins Capital Management
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0845
|
Hinshaw Consulting, LLC an Illinois Limited Liability Company
|
IL
|
Municipal Advisor
|
|
K0286
|
Hobbs, Ong & Associates, Inc.
|
NV
|
Municipal Advisor
|
|
K0742
|
HOLMAN CAPITAL CORPORATION
|
CA
|
Municipal Advisor
|
|
K0320
|
Hooks, LLC
|
AL
|
Municipal Advisor
|
|
K0534
|
HRC Fund Associates, LLC
|
NY
|
Municipal Advisor
|
|
K0853
|
Hunden Strategic Partners
|
IL
|
Municipal Advisor
|
|
A2328
|
Huntington Investment Company
|
OH
|
Municipal Advisor/Broker Dealer
|
|
K0498
|
Hutchins, Farrell, Meyer & Allison, P.A.
|
NJ
|
Municipal Advisor
|
|
A0693
|
Hutchinson,Shockey,Erley & Co.
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0860
|
Hypo Financial Services and Investment Adviser
|
CA
|
Municipal Advisor
|
|
K0656
|
IAFF Financial Corporation
|
DC
|
Municipal Advisor
|
|
K0507
|
IB4AI LLC
|
CO
|
Municipal Advisor
|
|
K0332
|
IBIC LLC
|
CT
|
Municipal Advisor
|
|
A4596
|
IMS Securities, Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0113
|
Independent Financial Advisors
|
NC
|
Municipal Advisor
|
|
K0810
|
Independent Public Advisors, LLC
|
IA
|
Municipal Advisor
|
|
K0781
|
Indian Harbor LLC
|
CT
|
Municipal Advisor
|
|
K0369
|
Ineo Capital LLC
|
NY
|
Municipal Advisor
|
|
A4421
|
Infinex Investments, Inc.
|
CT
|
Municipal Advisor/Broker Dealer
|
|
K0599
|
Infrastructure Management Group, Inc.
|
MD
|
Municipal Advisor
|
|
K0426
|
InnoVative Capital LLc
|
PA
|
Municipal Advisor
|
|
K0735
|
Innovative Utility Solutions of Alabama, LLC
|
AL
|
Municipal Advisor
|
|
A4398
|
Investors Capital Corporation
|
MA
|
Municipal Advisor/Broker Dealer
|
|
A6242
|
IRR Capital Markets, Inc.
|
KS
|
Municipal Advisor/Broker Dealer
|
|
K0349
|
Isosceles & Company
|
NJ
|
Municipal Advisor
|
|
K0776
|
J M Bennett & Associates
|
MI
|
Municipal Advisor
|
|
K0869
|
J. Stephan & Company, Inc.
|
MO
|
Municipal Advisor
|
|
K0478
|
J.P. Morgan Institutional Investments Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
A0105
|
J.P. Morgan Securities LLC.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0873
|
JAC Consulting, LLC
|
MO
|
Municipal Advisor
|
|
K0587
|
James V. Pannone
|
NJ
|
Municipal Advisor
|
|
K0816
|
Jana M Wesley
|
IL
|
Municipal Advisor
|
|
K0200
|
Janice Larned
|
FL
|
Municipal Advisor
|
|
A0785
|
Janney Montgomery Scott LLC
|
PA
|
Municipal Advisor/Broker Dealer
|
|
K0388
|
JCRA Financial LLC
|
NY
|
Municipal Advisor
|
|
A5232
|
Jefferies LLC
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0363
|
JFBP, LLC
|
NY
|
Municipal Advisor
|
|
A0668
|
JJB Hilliard, WL Lyons, LLC
|
KY
|
Municipal Advisor/Broker Dealer
|
|
K0761
|
JLT Capital Partners LLC
|
NH
|
Municipal Advisor
|
|
K0273
|
JNA Consulting Group, LLC
|
NV
|
Municipal Advisor
|
|
A0797
|
Joe Jolly & Co., Inc.
|
AL
|
Municipal Advisor/Broker Dealer
|
|
K0439
|
john johanning, inc
|
OK
|
Municipal Advisor
|
|
K0584
|
John Piercey
|
OK
|
Municipal Advisor
|
|
K0876
|
John S Tamagni
|
NY
|
Municipal Advisor
|
|
K0206
|
John S. Vincent & Company LLC
|
IL
|
Municipal Advisor
|
|
K0618
|
John V. Repsholdt
|
IL
|
Municipal Advisor
|
|
K0623
|
John W, Meyer PhD
|
MN
|
Municipal Advisor
|
|
K0773
|
Jonathan Scott Miller
|
KY
|
Municipal Advisor
|
|
K0763
|
Jones Lang LaSalle Americas, Inc.
|
IL
|
Municipal Advisor
|
|
K0784
|
JPM Advisors LLC
|
MA
|
Municipal Advisor
|
|
K0386
|
JPMorgan Chase Bank NA
|
NY
|
Municipal Advisor
|
|
K0403
|
JPMorgan Distribution Services, Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
A1735
|
Kaiser and Company
|
WY
|
Municipal Advisor/Broker Dealer
|
|
K0120
|
Kaiser Wealth Management
|
WY
|
Municipal Advisor
|
|
A3525
|
Kane, McKenna Capital, Inc
|
IL
|
Municipal Advisor
|
|
K0341
|
Kaplan Financial Consulting, Inc.
|
IL
|
Municipal Advisor
|
|
K0216
|
Kaufman, Hall & Associates, Inc.
|
IL
|
Municipal Advisor
|
|
K0768
|
Keene and Associates, Ltd
|
IL
|
Municipal Advisor
|
|
K0721
|
Kennebunk Savings Bank
|
ME
|
Municipal Advisor
|
|
K0153
|
Kensington Capital Advisors, LLC
|
NC
|
Municipal Advisor
|
|
K0644
|
Kentucky Association of Counties
|
KY
|
Municipal Advisor
|
|
K0824
|
Kentucky Association of Counties Financial Advisors, Inc.
|
KY
|
Municipal Advisor
|
|
K0668
|
Kentucky League of Cities, Inc.
|
KY
|
Municipal Advisor
|
|
K0609
|
Key Equipment Finance Inc.
|
CO
|
Municipal Advisor
|
|
K0610
|
Key Government Finance, Inc.
|
CO
|
Municipal Advisor
|
|
A0953
|
KeyBanc Capital Markets Inc.
|
OH
|
Municipal Advisor/Broker Dealer
|
|
K0608
|
KeyBank National Association
|
OH
|
Municipal Advisor
|
|
K0254
|
KEYGENT LLC
|
CA
|
Municipal Advisor
|
|
A5390
|
Keystone Capital Corporation
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0169
|
Kidwell & Company Inc.
|
TN
|
Municipal Advisor
|
|
K0377
|
Killarney Advisors, Inc
|
NY
|
Municipal Advisor
|
|
K0251
|
Kings Financial Consulting Incorporated
|
IL
|
Municipal Advisor
|
|
A2193
|
Kinsell,Newcomb &De Dios, Inc.
|
CA
|
Municipal Advisor/Broker Dealer
|
|
A6881
|
Kipling Jones & Co.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0626
|
Kiss & Company, Inc.
|
FL
|
Municipal Advisor
|
|
K0121
|
Kitahata & Company
|
CA
|
Municipal Advisor
|
|
K0708
|
Koppel & Gruber Public Finance
|
CA
|
Municipal Advisor
|
|
K0269
|
Kosan Associates
|
FL
|
Municipal Advisor
|
|
K0505
|
Kosmont Realty Corporation
|
CA
|
Municipal Advisor
|
|
A5250
|
Kovack Securities, Inc.
|
FL
|
Municipal Advisor/Broker Dealer
|
|
K0836
|
KPM Financial, LLC
|
NC
|
Municipal Advisor
|
|
K0311
|
KPMG Corporate Finance LLC
|
IL
|
Municipal Advisor
|
|
A4635
|
Kuehl Capital Corporation
|
NE
|
Municipal Advisor/Broker Dealer
|
|
K0110
|
Lamont Financial Services Corporation
|
NJ
|
Municipal Advisor
|
|
K0441
|
Lamont Investment Advisers Corporation
|
NJ
|
Municipal Advisor
|
|
A3381
|
Lancaster Pollard & Co.
|
OH
|
Municipal Advisor/Broker Dealer
|
|
K0163
|
Lantern Associates, LLC
|
WI
|
Municipal Advisor
|
|
K0712
|
Larson Consulting Services, LLC
|
FL
|
Municipal Advisor
|
|
K0440
|
Laube Capital Advisors LLC
|
IL
|
Municipal Advisor
|
|
K0122
|
Lawrence Financial Consulting LLC
|
TX
|
Municipal Advisor
|
|
K0707
|
Lawrenson Services Inc.
|
GA
|
Municipal Advisor
|
|
A1967
|
Lawson Financial Corporation
|
AZ
|
Municipal Advisor/Broker Dealer
|
|
K0443
|
Lazard Freres & Co. LLC
|
NY
|
Municipal Advisor
|
|
K0477
|
LB Group LLC
|
CT
|
Municipal Advisor
|
|
K0720
|
Leasource Financial Services, Inc.
|
CA
|
Municipal Advisor
|
|
K0854
|
Legacy Financial Services, LLC
|
GA
|
Municipal Advisor
|
|
K0739
|
Lehigh Capital Access,Inc.
|
PA
|
Municipal Advisor
|
|
K0301
|
LeighFisher Inc.
|
CA
|
Municipal Advisor
|
|
K0411
|
Leora Consulting Group LLC
|
WA
|
Municipal Advisor
|
|
K0234
|
Lepercq de Neuflize & Co. Incorporated
|
NY
|
Municipal Advisor
|
|
K0544
|
Letort Management & Trust Company
|
PA
|
Municipal Advisor
|
|
A4774
|
Lewis Young Robertson & Burnin
|
UT
|
Municipal Advisor/Broker Dealer
|
|
A6712
|
LFC Securities, LLC
|
DC
|
Municipal Advisor/Broker Dealer
|
|
K0697
|
LIATI Group, LLC
|
NY
|
Municipal Advisor
|
|
K0155
|
Liberty Capital Services, LLC
|
NY
|
Municipal Advisor
|
|
K0757
|
Liscarnan Solutions, LLC
|
VA
|
Municipal Advisor
|
|
K0379
|
London Witte Group LLC
|
IN
|
Municipal Advisor
|
|
K0857
|
Lone Star National Bank
|
TX
|
Municipal Advisor
|
|
K0616
|
Long-Economic Development Advisors, LLC
|
OH
|
Municipal Advisor
|
|
K0546
|
Longhouse Capital Advisors, LLC
|
IL
|
Municipal Advisor
|
|
A5139
|
Loop Capital Markets, L.L.C.
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0159
|
Louis Pauls & Co.
|
TX
|
Municipal Advisor
|
|
K0576
|
M Johnson Consultants
|
GA
|
Municipal Advisor
|
|
A5241
|
M&T Securities, Inc.
|
MD
|
Municipal Advisor/Broker Dealer
|
|
K0729
|
MAC Consulting, LLC
|
IN
|
Municipal Advisor
|
|
K0617
|
MacGregor Global Investments
|
IL
|
Municipal Advisor
|
|
K0125
|
Magis Advisors, Inc.
|
CA
|
Municipal Advisor
|
|
K0454
|
Malachi Financial Products Inc.
|
GA
|
Municipal Advisor
|
|
K0790
|
MANN MANN JENSEN PARTNERS LP
|
NY
|
Municipal Advisor
|
|
B0125
|
Manufacturers and Traders Trust Co.
|
MD
|
Municipal Advisor/Bank Dealer
|
|
K0638
|
Mark Hendrickson
|
FL
|
Municipal Advisor
|
|
K0402
|
Marshall and Ilsley Trust Co NA
|
WI
|
Municipal Advisor
|
|
A1037
|
Martin Nelson & Co., Inc.
|
WA
|
Municipal Advisor/Broker Dealer
|
|
K0559
|
Mazyck Advisors LLC
|
CA
|
Municipal Advisor
|
|
A7132
|
MBS Capital Markets, LLC
|
FL
|
Municipal Advisor/Broker Dealer
|
|
K0247
|
McDonald Partners, Inc.
|
CA
|
Municipal Advisor
|
|
A0962
|
McLiney and Company
|
MO
|
Municipal Advisor/Broker Dealer
|
|
K0694
|
McMahan Advisory Services, LLC
|
OK
|
Municipal Advisor
|
|
A0028
|
ME Allison & Co., Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0416
|
Melio & Company, LLC
|
IL
|
Municipal Advisor
|
|
A4105
|
Melvin Securities, LLC
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0870
|
Meno Financial and Accounting Services
|
IN
|
Municipal Advisor
|
|
K0147
|
Mercator Advisors LLC
|
PA
|
Municipal Advisor
|
|
A0660
|
Merchant Capital, LLC
|
AL
|
Municipal Advisor/Broker Dealer
|
|
K0723
|
Merchants Bank
|
VT
|
Municipal Advisor
|
|
K0867
|
Meridian Wealth Management, LLC
|
KY
|
Municipal Advisor
|
|
A0976
|
Merrill Lynch, Pierce, Fenner
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0585
|
MES - Maine Education Services
|
ME
|
Municipal Advisor
|
|
A0980
|
Mesirow Financial Inc
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0508
|
MET Consulting Inc
|
OH
|
Municipal Advisor
|
|
A6355
|
MFR Securities, Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0520
|
MGIC Corp.
|
AZ
|
Municipal Advisor
|
|
K0560
|
Michael Tarnoff
|
IL
|
Municipal Advisor
|
|
K0132
|
MICKENI LLC
|
IL
|
Municipal Advisor
|
|
K0825
|
Midwest Capital Advisors, LLC
|
MI
|
Municipal Advisor
|
|
K0430
|
Mika Meyers Beckett & Jones PLC
|
MI
|
Municipal Advisor
|
|
K0678
|
Miller Buckfire&Co., LLC
|
NY
|
Municipal Advisor
|
|
K0598
|
Mission Management & Consultants LLC
|
FL
|
Municipal Advisor
|
|
K0727
|
MIT Associates, LLC
|
CT
|
Municipal Advisor
|
|
A7046
|
Mitsubishi UFJ Securities (USA) Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0137
|
Moelis & Company Holdings LP.
|
NY
|
Municipal Advisor
|
|
K0119
|
Mohanty Gargiulo LLC
|
NY
|
Municipal Advisor
|
|
K0374
|
Mondiale Securities, LLC
|
NY
|
Municipal Advisor
|
|
K0844
|
Monitor Capital LLC
|
CT
|
Municipal Advisor
|
|
K0361
|
Montague DeRose and Associates, LLC
|
CA
|
Municipal Advisor
|
|
K0657
|
Monument Group, Inc.
|
MA
|
Municipal Advisor
|
|
K0446
|
Moody Reid Financial Advisors
|
MO
|
Municipal Advisor
|
|
A1007
|
Moors & Cabot
|
MA
|
Municipal Advisor/Broker Dealer
|
|
A1009
|
Morgan Keegan & Company
|
TN
|
Municipal Advisor/Broker Dealer
|
|
A1012
|
Morgan Stanley & Co. LLC
|
NY
|
Municipal Advisor/Broker Dealer
|
|
A7007
|
Morgan Stanley Smith Barney LLC
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0688
|
Mountainside Capital Advisors LLC
|
NC
|
Municipal Advisor
|
|
K0624
|
MPSchaefer, LLC
|
MN
|
Municipal Advisor
|
|
A3026
|
MR Beal Company
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0846
|
MSA Professional Services, Inc.
|
WI
|
Municipal Advisor
|
|
K0641
|
MuniCap, Inc.
|
MD
|
Municipal Advisor
|
|
K0556
|
Municipal Accounts & Consulting, LP
|
TX
|
Municipal Advisor
|
|
K0681
|
Municipal Advisor Solutions, LLC
|
PA
|
Municipal Advisor
|
|
K0423
|
Municipal Advisors Group of Boston, Inc.
|
MA
|
Municipal Advisor
|
|
K0342
|
Municipal Advisory Services, Inc
|
FL
|
Municipal Advisor
|
|
K0480
|
Municipal Asset Management, Inc.
|
CO
|
Municipal Advisor
|
|
K0292
|
Municipal Bond Capital Strategies LLC
|
NY
|
Municipal Advisor
|
|
K0235
|
Municipal Bond Consulting, Inc.
|
UT
|
Municipal Advisor
|
|
K0246
|
Municipal Capital Management, Inc.
|
CA
|
Municipal Advisor
|
|
A5738
|
Municipal Capital Markets Grp., Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0734
|
Municipal Consultants of Indiana, Inc.
|
IN
|
Municipal Advisor
|
|
K0493
|
Municipal Finance Corporation
|
CA
|
Municipal Advisor
|
|
K0236
|
Municipal Finance Services, Inc.
|
OK
|
Municipal Advisor
|
|
K0787
|
Municipal Financial Advisors, LLC
|
CA
|
Municipal Advisor
|
|
K0393
|
Municipal Financial Consultants Incorporated
|
MI
|
Municipal Advisor
|
|
K0540
|
Municipal Quantitative Services Inc.
|
DE
|
Municipal Advisor
|
|
K0633
|
Municipal Resource Advisors, LLC
|
MD
|
Municipal Advisor
|
|
K0173
|
Municipal Solutions, Inc.
|
NY
|
Municipal Advisor
|
|
K0114
|
Munistat Services, Inc.
|
NY
|
Municipal Advisor
|
|
K0223
|
MVision Private Equity Advisers USA LLC
|
ME
|
Municipal Advisor
|
|
K0669
|
NACo
|
DC
|
Municipal Advisor
|
|
K0647
|
NACo RMA, LLC
|
DC
|
Municipal Advisor
|
|
A6643
|
NAFA Capital Markets, LLC
|
OK
|
Municipal Advisor/Broker Dealer
|
|
K0737
|
National Healthcare Capital LLC
|
MN
|
Municipal Advisor
|
|
K0789
|
National Independent Trust Company
|
LA
|
Municipal Advisor
|
|
K0228
|
National Minority Consultants, Inc.
|
FL
|
Municipal Advisor
|
|
K0639
|
NBS Government Finance Group
|
CA
|
Municipal Advisor
|
|
K0682
|
Neil C. Hertenstein
|
IL
|
Municipal Advisor
|
|
K0753
|
New Albany Capital Partners, LLC
|
OH
|
Municipal Advisor
|
|
K0208
|
New York Municipal Advisors Corporation
|
NY
|
Municipal Advisor
|
|
K0562
|
Newcastle Distributors LLC
|
CT
|
Municipal Advisor
|
|
K0603
|
NexGen Advisors LLC
|
IL
|
Municipal Advisor
|
|
K0772
|
NHA Advisors
|
CA
|
Municipal Advisor
|
|
K0266
|
Nicholson & Company, PLLC
|
MS
|
Municipal Advisor
|
|
K0796
|
Nicholson Advisors, LLC
|
MS
|
Municipal Advisor
|
|
K0572
|
NIGHTLINGER, COLAVITA & VOLPA, PA
|
NJ
|
Municipal Advisor
|
|
K0829
|
NJS & ASSOCIATES LLC
|
IN
|
Municipal Advisor
|
|
K0451
|
Nomura Securities International, Inc.
|
NY
|
Municipal Advisor
|
|
K0719
|
Nonprofit Capital, L.L.C.
|
CT
|
Municipal Advisor
|
|
K0749
|
North Shores Consulting Inc.
|
IL
|
Municipal Advisor
|
|
K0201
|
North Slope Capital Advisors
|
CO
|
Municipal Advisor
|
|
A7251
|
Northeastern Financial Group, Inc.
|
NJ
|
Municipal Advisor/Broker Dealer
|
|
A0654
|
Northern Trust Securities,Inc.
|
IL
|
Municipal Advisor/Broker Dealer
|
|
A4861
|
Northland Securities, Inc.
|
MN
|
Municipal Advisor/Broker Dealer
|
|
K0511
|
Not For Profit Capital Strategies LLC
|
MA
|
Municipal Advisor
|
|
K0814
|
nProfit, L.L.C.
|
IL
|
Municipal Advisor
|
|
K0438
|
NW Financial Group, LLC
|
NJ
|
Municipal Advisor
|
|
A5877
|
NYLIFE Distributors LLC
|
NJ
|
Municipal Advisor/Broker Dealer
|
|
K0350
|
O B P Muni, LLC
|
NY
|
Municipal Advisor
|
|
K0378
|
O W Krohn & Associates, LLP
|
IN
|
Municipal Advisor
|
|
A6930
|
O'Connor & Company Securities, Inc.
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0807
|
O'Keefe & Associates Consulting, LLC
|
MI
|
Municipal Advisor
|
|
K0604
|
O'Meara, Ferguson, Whelan, and Conway Securities, LLC
|
MI
|
Municipal Advisor
|
|
A7040
|
Oleet Securities, LLC
|
VT
|
Municipal Advisor
|
|
K0593
|
Omni Consulting Services
|
FL
|
Municipal Advisor
|
|
K0672
|
Omni Financial Group, Inc.
|
NY
|
Municipal Advisor
|
|
K0142
|
Omnicap Group LLC
|
CA
|
Municipal Advisor
|
|
A0455
|
Oppenheimer & Co. Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0714
|
Optimal Capital Group, llc
|
FL
|
Municipal Advisor
|
|
K0765
|
Optimal Financial Services, Inc.
|
GA
|
Municipal Advisor
|
|
K0536
|
Orchard Street Partners LLC
|
NY
|
Municipal Advisor
|
|
K0409
|
OS Advisors, Inc.
|
ND
|
Municipal Advisor
|
|
K0775
|
Oxford Advisors LLC
|
NY
|
Municipal Advisor
|
|
K0364
|
Oyster River Capital LP
|
MA
|
Municipal Advisor
|
|
K0543
|
P.G. Corbin & Company
|
PA
|
Municipal Advisor
|
|
K0755
|
P.McD. LLC
|
MI
|
Municipal Advisor
|
|
K0794
|
p2 Capital Advisors
|
CA
|
Municipal Advisor
|
|
K0326
|
P3 Development Advisors, LLC
|
OH
|
Municipal Advisor
|
|
A2175
|
Pacific Commonwealth Corp.
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0265
|
Pacific Public Finance Group LLC
|
CA
|
Municipal Advisor
|
|
K0686
|
ParenteBeard LLC
|
PA
|
Municipal Advisor
|
|
K0813
|
Parsons Brinckerhoff Advisory Services, Inc.
|
DC
|
Municipal Advisor
|
|
K0325
|
Partner Capital Group
|
CT
|
Municipal Advisor
|
|
K0570
|
Patrick Capital Markets, LLC
|
MO
|
Municipal Advisor
|
|
K0884
|
Penn Strategies
|
PA
|
Municipal Advisor
|
|
K0506
|
Peralta Garcia Solutions LLC
|
IL
|
Municipal Advisor
|
|
K0531
|
Peregrine Advisors, LLC
|
CO
|
Municipal Advisor
|
|
K0849
|
Perkins Fund Marketing, LLC
|
CT
|
Municipal Advisor
|
|
K0565
|
Perseverance Capital Advisors LLC
|
VA
|
Municipal Advisor
|
|
K0730
|
Perth Advisors LLC
|
NY
|
Municipal Advisor
|
|
K0303
|
Peters Municipal Consultants, LTD
|
IN
|
Municipal Advisor
|
|
K0770
|
Philadelphia Financial Services, LLC
|
PA
|
Municipal Advisor
|
|
K0117
|
Phoenix Advisors, LLC
|
NJ
|
Municipal Advisor
|
|
K0491
|
Phoenix Capital Partners, LLP
|
PA
|
Municipal Advisor
|
|
K0404
|
Pickwick Capital Partners, LLC
|
NY
|
Municipal Advisor
|
|
A7265
|
Piedmont Securities LLC
|
NC
|
Municipal Advisor/Broker Dealer
|
|
K0283
|
Pinnacle Financial Group, LLC
|
CT
|
Municipal Advisor
|
|
A1126
|
Piper Jaffray & Co.
|
MN
|
Municipal Advisor/Broker Dealer
|
|
K0513
|
PK Securities, Inc.
|
FL
|
Municipal Advisor
|
|
A4912
|
PMA Securities, Inc.
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0306
|
PNC Bank, Natiional Association
|
PA
|
Municipal Advisor
|
|
A2091
|
PNC Capital Markets LLC
|
PA
|
Municipal Advisor/Broker Dealer
|
|
A6495
|
PNC Investments LLC
|
PA
|
Municipal Advisor/Broker Dealer
|
|
A2578
|
Podesta & Co.
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0309
|
Ponder & Co.
|
IL
|
Municipal Advisor
|
|
K0312
|
Ponder Investment Co.
|
IL
|
Municipal Advisor
|
|
K0313
|
Ponder Securities, Inc.
|
IL
|
Municipal Advisor
|
|
K0124
|
Pop-Lazic & Co.
|
CA
|
Municipal Advisor
|
|
A1555
|
Popular Securities, Inc.
|
PR
|
Municipal Advisor/Broker Dealer
|
|
A0742
|
Porter, White & Company, Inc.
|
AL
|
Municipal Advisor/Broker Dealer
|
|
K0778
|
Potomac Capital Markets, LLC
|
MD
|
Municipal Advisor
|
|
K0750
|
Powder Point Financial LLC
|
MA
|
Municipal Advisor
|
|
A3877
|
Powell Capital Markets, Inc.
|
NJ
|
Municipal Advisor/Broker Dealer
|
|
A2940
|
Prager & Co., LLC
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0744
|
Prassas Capital, LLC
|
AZ
|
Municipal Advisor
|
|
K0197
|
PricewaterhouseCoopers Investment Advisers LLC
|
NY
|
Municipal Advisor
|
|
K0297
|
PriMuni LLC
|
PA
|
Municipal Advisor
|
|
K0558
|
Princeton Credit LLC
|
CA
|
Municipal Advisor
|
|
K0851
|
Priscilla Howard DBA The Community Solutions Group
|
FL
|
Municipal Advisor
|
|
K0112
|
PRISM Municipal Advisors, LLC
|
OH
|
Municipal Advisor
|
|
K0634
|
ProbitasFunds Group, LLC
|
CA
|
Municipal Advisor
|
|
K0804
|
Process Management Group, LLC
|
CA
|
Municipal Advisor
|
|
A2137
|
ProEquities,Inc
|
AL
|
Municipal Advisor/Broker Dealer
|
|
K0834
|
Project Finance Advisory Limited
|
CA
|
Municipal Advisor
|
|
K0539
|
prospero capital lllc
|
CT
|
Municipal Advisor
|
|
K0724
|
Providence Financial Company, LLC
|
UT
|
Municipal Advisor
|
|
K0144
|
Provident Capital, LLC
|
MO
|
Municipal Advisor
|
|
K0380
|
PTP SECURITIES, LLC
|
CT
|
Municipal Advisor
|
|
K0264
|
Public Advisory Consultants, Inc.
|
MD
|
Municipal Advisor
|
|
K0702
|
Public Finance & Energy Advisors, LLC
|
OH
|
Municipal Advisor
|
|
K0101
|
Public Finance Advisors, LLC
|
IL
|
Municipal Advisor
|
|
K0482
|
Public Finance Associates, LLC
|
CO
|
Municipal Advisor
|
|
K0302
|
Public Finance Resources
|
CA
|
Municipal Advisor
|
|
K0204
|
Public Financial Management, Inc.
|
PA
|
Municipal Advisor
|
|
K0594
|
Public Fund Investment Strategies
|
MO
|
Municipal Advisor
|
|
K0391
|
Public Funding Enterprises, Inc.
|
IL
|
Municipal Advisor
|
|
K0881
|
Public Funding Group, LLC
|
IL
|
Municipal Advisor
|
|
K0692
|
Public Radio Capital
|
CO
|
Municipal Advisor
|
|
K0133
|
Public Resources Advisory Group
|
NY
|
Municipal Advisor
|
|
K0471
|
Public Sector Group, Inc.
|
NY
|
Municipal Advisor
|
|
K0538
|
Public-Finance.com, Inc.
|
KY
|
Municipal Advisor
|
|
K0754
|
Puget Sound Capital Services LLC
|
WA
|
Municipal Advisor
|
|
K0230
|
Pursuit Capital Marketing, LLC
|
MA
|
Municipal Advisor
|
|
K0407
|
Quynn Consulting LLC
|
DC
|
Municipal Advisor
|
|
K0666
|
Raftelis Financial Consultants, Inc.
|
NC
|
Municipal Advisor
|
|
A1165
|
Ramirez & Co., Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0198
|
Ranson Financial Consultants, LLC
|
KS
|
Municipal Advisor
|
|
K0327
|
Ranson Financial Corp
|
KS
|
Municipal Advisor
|
|
K0161
|
Rathmann & Associates, L.P.
|
TX
|
Municipal Advisor
|
|
K0619
|
Ravi Chitkara
|
CA
|
Municipal Advisor
|
|
A1172
|
Raymond James & Assoc., Inc.
|
FL
|
Municipal Advisor/Broker Dealer
|
|
A0717
|
Raymond James Financial Svcs. Inc.
|
FL
|
Municipal Advisor/Broker Dealer
|
|
A4258
|
RBC Capital Markets LLC
|
MN
|
Municipal Advisor/Broker Dealer
|
|
A3567
|
Red Capital Markets, LLC
|
OH
|
Municipal Advisor/Broker Dealer
|
|
K0499
|
Reedy Financial Group P.C.
|
IN
|
Municipal Advisor
|
|
K0581
|
Regions Financial Corporation
|
AL
|
Municipal Advisor
|
|
A6791
|
Reliance Worldwide Investments, LLC
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0822
|
RFC & Associates LLC
|
VA
|
Municipal Advisor
|
|
A6967
|
RG Knox Company, LLC
|
UT
|
Municipal Advisor/Broker Dealer
|
|
K0150
|
Ricardo A. Perez & Associates
|
TX
|
Municipal Advisor
|
|
K0826
|
Rice Advisory LLC
|
AL
|
Municipal Advisor
|
|
A2966
|
Rice Securities, LLC
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0791
|
richard m potter
|
PA
|
Municipal Advisor
|
|
K0706
|
Ricondo & Associates, Inc.
|
IL
|
Municipal Advisor
|
|
A2697
|
Rideau Lyons & Co.
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0542
|
Riverside Risk Advisors LLC
|
NY
|
Municipal Advisor
|
|
K0470
|
RKH Consulting
|
CA
|
Municipal Advisor
|
|
A0079
|
Robert W Baird & Co., Inc.
|
WI
|
Municipal Advisor/Broker Dealer
|
|
K0304
|
Robert W. Ranger
|
NY
|
Municipal Advisor
|
|
K0450
|
Robert W.E. Fisher
|
PA
|
Municipal Advisor
|
|
A2790
|
Roberts & Ryan Investments Inc
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0280
|
Roberts Consulting, LLC
|
OH
|
Municipal Advisor
|
|
K0863
|
ROCKMILL FINANCIAL CONSULTING, LLC
|
OH
|
Municipal Advisor
|
|
K0245
|
Rod Gunn Associates, Inc
|
CA
|
Municipal Advisor
|
|
K0740
|
Rognan & Associates
|
MO
|
Municipal Advisor
|
|
A1218
|
Roosevelt & Cross Incorporated
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0253
|
Ross Financial
|
CA
|
Municipal Advisor
|
|
A3543
|
Ross, Sinclaire & Associates, LLC
|
OH
|
Municipal Advisor/Broker Dealer
|
|
K0415
|
RR Brown & Co LLP
|
CO
|
Municipal Advisor
|
|
K0808
|
RTM Asset Management, LLC
|
PA
|
Municipal Advisor
|
|
K0850
|
Russell Caldwell Company
|
CO
|
Municipal Advisor
|
|
K0625
|
S. B. Friedman & Company
|
IL
|
Municipal Advisor
|
|
K0194
|
S.B. Clark, Inc.
|
CO
|
Municipal Advisor
|
|
K0422
|
S.P. Yount Financial, LLC
|
VA
|
Municipal Advisor
|
|
K0494
|
Saber Partners, LLC
|
NY
|
Municipal Advisor
|
|
A6695
|
SAMCO CAPITAL MARKETS, INC.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
A4973
|
Santander Securities
|
PR
|
Municipal Advisor/Broker Dealer
|
|
K0745
|
Saulsbury Hill Financial, LLC
|
CO
|
Municipal Advisor
|
|
K0848
|
School facilities Finance, LLC
|
CA
|
Municipal Advisor
|
|
A0329
|
Scott & Stringfellow, LLC
|
VA
|
Municipal Advisor/Broker Dealer
|
|
A3533
|
Scully Capital Securities Co.
|
DC
|
Municipal Advisor/Broker Dealer
|
|
K0835
|
SDDCO Brokerage Advisors LLC
|
NY
|
Municipal Advisor
|
|
K0240
|
SDM Advisors, Inc.
|
WA
|
Municipal Advisor
|
|
A1279
|
Seattle-Northwest Sec.Corp.
|
WA
|
Municipal Advisor/Broker Dealer
|
|
A6924
|
SecondMarket, Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
A4605
|
Securities Capital Corporation
|
AL
|
Municipal Advisor/Broker Dealer
|
|
A7241
|
security capital brokerage
|
GA
|
Municipal Advisor/Broker Dealer
|
|
K0636
|
Seel Jackson Consulting, LLC
|
IN
|
Municipal Advisor
|
|
K0837
|
Sentry Financial Services LLC
|
MO
|
Municipal Advisor
|
|
K0716
|
Sentry Management, Inc.
|
TX
|
Municipal Advisor
|
|
K0210
|
Seslia & Company
|
PA
|
Municipal Advisor
|
|
K0689
|
Seth Wurzel Consulting, Inc.
|
CA
|
Municipal Advisor
|
|
K0674
|
SG Americas Securities, LLC
|
NY
|
Municipal Advisor
|
|
K0596
|
Sharon Greene & Associates
|
CA
|
Municipal Advisor
|
|
A5074
|
Siebert Brandford Shank & Co
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0272
|
Sierra Management Group, LLC
|
CA
|
Municipal Advisor
|
|
K0731
|
Silver Leaf Partners, LLC
|
NY
|
Municipal Advisor
|
|
A3587
|
Sisung Securities Corporation
|
LA
|
Municipal Advisor/Broker Dealer
|
|
K0385
|
Sixpoint Partners
|
NY
|
Municipal Advisor
|
|
K0259
|
SJ Advisors, LLC
|
MN
|
Municipal Advisor
|
|
K0578
|
SMBC Capital Markets, Inc.
|
NY
|
Municipal Advisor
|
|
A2332
|
Smith Hayes Fin'l Svcs. Corp.
|
NE
|
Municipal Advisor/Broker Dealer
|
|
K0841
|
SOA Financial
|
MD
|
Municipal Advisor
|
|
K0190
|
South Avenue Investment Partners LLC
|
CA
|
Municipal Advisor
|
|
K0436
|
Southeastern Investment Securities, LLC
|
FL
|
Municipal Advisor
|
|
K0207
|
Southern Municipal Advisors, Inc.
|
SC
|
Municipal Advisor
|
|
A1290
|
Southwest Securities, Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
A2096
|
Southwestern Capital Markets, Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0783
|
Spark Analytics LLC
|
CA
|
Municipal Advisor
|
|
K0291
|
Special District Services,Inc.
|
FL
|
Municipal Advisor
|
|
K0134
|
Specialized Public Finance Inc.
|
TX
|
Municipal Advisor
|
|
K0333
|
Spectrum Capital Markets, LLC
|
NM
|
Municipal Advisor
|
|
K0107
|
Spectrum Municipal Services, Inc.
|
FL
|
Municipal Advisor
|
|
K0162
|
Speer Financial, Inc.
|
IL
|
Municipal Advisor
|
|
K0514
|
Sperry Capital Inc.
|
CA
|
Municipal Advisor
|
|
K0457
|
Springsted Incorporated
|
MN
|
Municipal Advisor
|
|
K0459
|
Springsted Investment Advisors Incorporated
|
MN
|
Municipal Advisor
|
|
K0330
|
SRJ Government Consultants, LLC
|
AZ
|
Municipal Advisor
|
|
K0381
|
Stan Bernstein and Associates, Inc.
|
CO
|
Municipal Advisor
|
|
K0293
|
Stanley P. Stone & Associates, Inc.
|
NY
|
Municipal Advisor
|
|
K0394
|
Stanwich Advisors LLC
|
CT
|
Municipal Advisor
|
|
A3857
|
Starshak Winzenburg & Co
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0590
|
State Bank & Trust Co.
|
OH
|
Municipal Advisor
|
|
K0329
|
State Street Bank and Trust
|
MA
|
Municipal Advisor
|
|
K0316
|
Stauder, Barch and Associates, Inc.
|
MI
|
Municipal Advisor
|
|
K0233
|
Stellate Partners, LLC
|
FL
|
Municipal Advisor
|
|
K0103
|
Stephen H. McDonald & Associates, Inc.
|
OK
|
Municipal Advisor
|
|
K0371
|
Stephen L. Smith Corp.
|
OK
|
Municipal Advisor
|
|
K0229
|
Stephen Szanto & Associates L.L.C.
|
OH
|
Municipal Advisor
|
|
A1303
|
Stephens, Inc.
|
AR
|
Municipal Advisor/Broker Dealer
|
|
A2178
|
Stern Brothers & Co.
|
MO
|
Municipal Advisor/Broker Dealer
|
|
A1310
|
Sterne, Agee & Leach, Inc.
|
AL
|
Municipal Advisor/Broker Dealer
|
|
K0261
|
Steven Brock
|
IN
|
Municipal Advisor
|
|
K0792
|
Steven Douglas LLC
|
ID
|
Municipal Advisor
|
|
K0871
|
Steven Gortler
|
CA
|
Municipal Advisor
|
|
K0631
|
Steven James Watson
|
NV
|
Municipal Advisor
|
|
A1313
|
Stifel, Nicolaus & Company,Inc
|
MO
|
Municipal Advisor/Broker Dealer
|
|
A5902
|
Stinson Securities, LLC
|
CA
|
Municipal Advisor/Broker Dealer
|
|
A1324
|
Stone & Youngberg LLC
|
CA
|
Municipal Advisor
|
|
K0417
|
Stone Adams Financial Partners
|
MS
|
Municipal Advisor
|
|
K0115
|
Stonehaven LLC
|
NY
|
Municipal Advisor
|
|
K0738
|
Strategic Marketing Solutions Ltd., LLC
|
CA
|
Municipal Advisor
|
|
K0281
|
Strategic Solutions Center, LLC
|
MD
|
Municipal Advisor
|
|
K0395
|
Structures & Strategies, LLC.
|
IN
|
Municipal Advisor
|
|
K0290
|
Student Loan Capital Strategies LLC
|
NY
|
Municipal Advisor
|
|
A5953
|
Sturdivant & Co., Inc.
|
NJ
|
Municipal Advisor/Broker Dealer
|
|
A2359
|
Sturges Company (The)
|
OH
|
Municipal Advisor/Broker Dealer
|
|
K0435
|
Sudsina & Associates, LLC
|
OH
|
Municipal Advisor
|
|
K0575
|
Sumitomo Mitsui Banking Corporation
|
NY
|
Municipal Advisor
|
|
A6587
|
Sunbelt Securities, Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
K0271
|
Susquehanna Group Advisors, Inc.
|
PA
|
Municipal Advisor
|
|
A4192
|
Sutter Securities, Inc.
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0756
|
SW DESIGN BUILD, INC.
|
MN
|
Municipal Advisor
|
|
K0219
|
Swap Financial Group, LLC
|
NJ
|
Municipal Advisor
|
|
K0289
|
Sycamore Advisors, LLC
|
IN
|
Municipal Advisor
|
|
A1715
|
Synovus Securities Inc.
|
GA
|
Municipal Advisor/Broker Dealer
|
|
K0699
|
T.K. Beckett Associates, LLC
|
PA
|
Municipal Advisor
|
|
K0577
|
Taktix Solutions, LLC
|
MI
|
Municipal Advisor
|
|
K0168
|
Tamalpais Advisors Inc
|
CA
|
Municipal Advisor
|
|
K0397
|
Tatonka Capital Corporation
|
CO
|
Municipal Advisor
|
|
K0797
|
Tax Credit Management
|
SC
|
Municipal Advisor
|
|
K0882
|
TDB Financial LLC
|
CO
|
Municipal Advisor
|
|
K0355
|
Tennessee Municipal Bond Fund
|
TN
|
Municipal Advisor
|
|
K0571
|
Tennessee Utility Assistance, LLC
|
TN
|
Municipal Advisor
|
|
A6960
|
Terminus Securities, LLC
|
GA
|
Municipal Advisor/Broker Dealer
|
|
K0359
|
TESSERA CAPITAL PARTNERS, LLC
|
NY
|
Municipal Advisor
|
|
K0420
|
THB Advisory LLC
|
NY
|
Municipal Advisor
|
|
A0081
|
The Baker Group, LP
|
OK
|
Municipal Advisor/Broker Dealer
|
|
K0473
|
The Bank of Nova Scotia, New York Agency
|
NY
|
Municipal Advisor
|
|
K0217
|
The Cape Cod Five Cents Savings Bank
|
MA
|
Municipal Advisor
|
|
K0642
|
The Community Concepts Group, Inc.
|
FL
|
Municipal Advisor
|
|
K0622
|
the DUST GROUP, LLC
|
FL
|
Municipal Advisor
|
|
K0458
|
The First National Bank of Ottawa
|
IL
|
Municipal Advisor
|
|
K0187
|
The GAMS Group, Inc.
|
FL
|
Municipal Advisor
|
|
A1006
|
The GMS Group, LLC
|
NJ
|
Municipal Advisor/Broker Dealer
|
|
K0475
|
The Haverford Trust Company
|
PA
|
Municipal Advisor
|
|
K0766
|
The Huntington National Bank
|
OH
|
Municipal Advisor
|
|
A4990
|
The Jeffrey Matthews Fin. Grp.
|
NJ
|
Municipal Advisor/Broker Dealer
|
|
K0606
|
The Moreward Group, LLC
|
LA
|
Municipal Advisor
|
|
K0425
|
The Philadelphia Trust Company, Inc.
|
PA
|
Municipal Advisor
|
|
K0314
|
The Public Advisory Corporation
|
VA
|
Municipal Advisor
|
|
K0670
|
The Public Finance Group, Inc
|
KS
|
Municipal Advisor
|
|
K0764
|
The Rothstein Group LLC
|
IL
|
Municipal Advisor
|
|
K0149
|
The Ward Group LLC
|
NE
|
Municipal Advisor
|
|
A6322
|
The Williams Capital Group, L.P.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0469
|
Therber, Brock & Associates, Inc.
|
IN
|
Municipal Advisor
|
|
K0351
|
THINK FORWARD FINANCIAL GROUP, LLC
|
NY
|
Municipal Advisor
|
|
K0466
|
Thomas Capital Group, Inc.
|
WA
|
Municipal Advisor
|
|
K0693
|
Thomas E. Laird
|
MN
|
Municipal Advisor
|
|
A1357
|
Thornton Farish Inc.
|
AL
|
Municipal Advisor/Broker Dealer
|
|
K0305
|
tibor partners inc.
|
FL
|
Municipal Advisor
|
|
K0555
|
Timothy W Farkas
|
NV
|
Municipal Advisor
|
|
K0503
|
TKG & Associates
|
TX
|
Municipal Advisor
|
|
K0248
|
TLHocking & Associates LLC
|
AZ
|
Municipal Advisor
|
|
K0722
|
Total Compensation Group Investment Advisory Services, LP
|
TX
|
Municipal Advisor
|
|
K0367
|
Triago Americas, Inc.
|
NY
|
Municipal Advisor
|
|
K0820
|
Trinity Capital Resources, LLC
|
LA
|
Municipal Advisor
|
|
K0660
|
U.S. Mayor Enterprises, Inc.
|
MD
|
Municipal Advisor
|
|
A1689
|
UBS Financial Serives Inc. of Puerto Rico
|
PR
|
Municipal Advisor/Broker Dealer
|
|
A1091
|
UBS Financial Services
|
NJ
|
Municipal Advisor/Broker Dealer
|
|
A1381
|
UBS Securities LLC
|
CT
|
Municipal Advisor/Broker Dealer
|
|
B0286
|
UMB Bank, N.A.
|
MO
|
Municipal Advisor/Bank Dealer
|
|
K0174
|
UniBank Fiscal Advisory Services, Inc.
|
MA
|
Municipal Advisor
|
|
A0063
|
Unicredit Capital Markets, Inc.
|
NY
|
Municipal Advisor/Broker Dealer
|
|
K0566
|
Union Bank
|
VT
|
Municipal Advisor
|
|
K0322
|
Union Bank & Trust Company
|
NE
|
Municipal Advisor
|
|
A4786
|
United Brokerage Services,Inc.
|
WV
|
Municipal Advisor/Broker Dealer
|
|
K0284
|
Universal Structured Finance Group, Inc.
|
CO
|
Municipal Advisor
|
|
K0172
|
Upromise Investment Advisors, LLC
|
MA
|
Municipal Advisor
|
|
A5709
|
UPromise Investments, Inc.
|
MA
|
Municipal Advisor/Broker Dealer
|
|
K0256
|
Urban Futures Incorporated
|
CA
|
Municipal Advisor
|
|
K0872
|
USCA Municipal Advisors LLC
|
TX
|
Municipal Advisor
|
|
K0453
|
VAB Advisors, LLC.
|
PR
|
Municipal Advisor
|
|
A7086
|
VAB Financial, LLC
|
PR
|
Municipal Advisor/Broker Dealer
|
|
K0705
|
VALCO Capital,Ltd
|
PA
|
Municipal Advisor
|
|
K0665
|
Veyron Securities LLC
|
NY
|
Municipal Advisor
|
|
K0855
|
Victor Securities, Inc
|
NJ
|
Municipal Advisor
|
|
K0612
|
Virginia Local Government Finance Corporation
|
VA
|
Municipal Advisor
|
|
K0376
|
W J Fawell LLC
|
CA
|
Municipal Advisor
|
|
K0130
|
W. C. Hough, Inc.
|
CA
|
Municipal Advisor
|
|
K0282
|
Waters and Company, LLC
|
AL
|
Municipal Advisor
|
|
K0317
|
Webster Bank Municipal Advisory Group
|
CT
|
Municipal Advisor
|
|
A1436
|
Wedbush Securities Inc.
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0821
|
Welborn Capital LLC
|
NY
|
Municipal Advisor
|
|
B0474
|
Wells Fargo Bank, N.A. Municipal Products Group
|
NC
|
Municipal Advisor/Bank Dealer
|
|
A6366
|
Wells Fargo Securities, LLC
|
NC
|
Municipal Advisor/Broker Dealer
|
|
A5646
|
Wells Nelson & Associates, LLC
|
OK
|
Municipal Advisor/Broker Dealer
|
|
K0345
|
Western Financial Group, LLC
|
OR
|
Municipal Advisor
|
|
K0181
|
Western Solutions Inc.
|
CA
|
Municipal Advisor
|
|
A3527
|
Westhoff, Cone & Holmstedt
|
CA
|
Municipal Advisor/Broker Dealer
|
|
A6821
|
Westminster Investment Group, Inc.
|
PA
|
Municipal Advisor/Broker Dealer
|
|
K0135
|
WhiteStone Capital Partners, Inc.
|
IN
|
Municipal Advisor
|
|
K0600
|
WHITTAKER & COMPANY PLLC
|
IN
|
Municipal Advisor
|
|
A0747
|
Wiley Bros-Aintree Capital LLC
|
TN
|
Municipal Advisor/Broker Dealer
|
|
K0250
|
Will B. Tschudy
|
KS
|
Municipal Advisor
|
|
K0178
|
Willdan Financial Services
|
CA
|
Municipal Advisor
|
|
A0147
|
William Blair & Company, LLC
|
IL
|
Municipal Advisor/Broker Dealer
|
|
K0263
|
William Euphrat Municipal Finance, Inc.
|
CA
|
Municipal Advisor
|
|
K0476
|
William J. Caraway
|
TX
|
Municipal Advisor
|
|
K0659
|
William R Dunning d/b/a Dunning & Associates
|
VA
|
Municipal Advisor
|
|
K0628
|
William R Godfrey
|
GA
|
Municipal Advisor
|
|
K0646
|
Willis Securities, Inc.
|
NY
|
Municipal Advisor
|
|
K0432
|
Wilmington Trust Company
|
DE
|
Municipal Advisor
|
|
K0433
|
Wilmington Trust FSB
|
DE
|
Municipal Advisor
|
|
K0158
|
Winters & Co. Advisors, LLC
|
CA
|
Municipal Advisor
|
|
K0683
|
Wipfli LLP
|
WI
|
Municipal Advisor
|
|
K0232
|
Wisconsin Public Finance Professionals, LLC
|
WI
|
Municipal Advisor
|
|
K0802
|
WJR & Associates, LLC
|
FL
|
Municipal Advisor
|
|
K0152
|
WM Financial Strategies
|
MO
|
Municipal Advisor
|
|
K0212
|
Wolf & Company Inc
|
CA
|
Municipal Advisor
|
|
A6536
|
Worth Financial Group, Inc.
|
TX
|
Municipal Advisor/Broker Dealer
|
|
A5749
|
WR Taylor & Company, LLC
|
AL
|
Municipal Advisor/Broker Dealer
|
|
K0838
|
Wren Capital, LLC
|
CA
|
Municipal Advisor
|
|
A0763
|
Wulff, Hansen & Company
|
CA
|
Municipal Advisor/Broker Dealer
|
|
K0278
|
Wye River Capital, Inc.
|
MD
|
Municipal Advisor
|
|
K0467
|
XT Capital Partners, LLC
|
NY
|
Municipal Advisor
|
|
K0151
|
Yuba Group LLC
|
NY
|
Municipal Advisor
|
|
K0709
|
Zaccaro and Associates
|
MA
|
Municipal Advisor
|
|
B0300
|
Zions First National Bank
|
UT
|
Municipal Advisor/Bank Dealer
|
|
K0500
|
Zomermaand Financial Advisory Services, LLC
|
FL
|
Municipal Advisor
|
|
|
|
