The list below includes all MSRB registrants that have reported
to the MSRB that they are effecting municipal securities transactions;this
is not a complete list of all dealers registered with the MSRB.This
list is provided to facilitate transaction reporting of municipal
securities under MSRB Rule G-14. Rule G-14 requires dealers to report
both customer and inter-dealer transactions to the MSRB using the
four character (alpha) symbol assigned to the dealer by the Financial Industry Regulatory Authority (FINRA). (Click
here to see Rule G-14)
| MSRB
Number |
Company
Name |
EBS
ID |
|
A6046
|
Aaron Capital, Inc.
|
AACI
|
|
A6783
|
Advanced Advisor Group, LLC
|
AAGL
|
|
A5034
|
Thrivent Investment Management, Inc.
|
AALC
|
|
A3439
|
Allied Asset Management, Inc.
|
AAMI
|
|
A4454
|
Abacus Investments, Inc.
|
ABAI
|
|
A4062
|
Conover Securities Corporation
|
ABAS
|
|
A4282
|
Associated Bond Brokers, Inc.
|
ABBI
|
|
A6717
|
Abramson Financial, LLC
|
ABFI
|
|
A4892
|
A.BRIDGE - Realvest Securities Corporation
|
ABRV
|
|
A0046
|
North Star Investment Services, Inc.
|
ABYL
|
|
A5228
|
American Century Brokerage
|
ACBD
|
|
A6536
|
Worth Financial Group, Inc.
|
ACCI
|
|
A6900
|
Archey & Co. LLC
|
ACCO
|
|
A7085
|
America's Choice Equities, LLC
|
ACEP
|
|
A6810
|
American Classic Financial Company
|
ACFE
|
|
A6670
|
Andes Capital Group, LLC
|
ACGP
|
|
A5754
|
Allegiance Capital, LLC
|
ACLC
|
|
A6968
|
Alexander Capital, L.P.
|
ACLP
|
|
A6006
|
American Capital Partners, LLC
|
ACPL
|
|
A6746
|
ACP Securities, LLC
|
ACPS
|
|
A6623
|
Elliott Davis Brokerage Services, LLC
|
ACSL
|
|
A4817
|
Clary Securities, L.L.C.
|
ADAD
|
|
A5605
|
Adirondack Trading Group LLC
|
ADAK
|
|
A5618
|
American Diversified Financial Group
|
ADFG
|
|
A1512
|
Ridge Clearing and Outsourcing Services, Inc.
|
ADPC
|
|
A6032
|
Rogan and Associates, Inc.
|
ADSD
|
|
A0137
|
Prospera Financial Services, Inc.
|
ADSO
|
|
A0137
|
Prospera Financial Services, Inc.
|
ADSS
|
|
A5624
|
Advanced Equities, Inc.
|
ADVA
|
|
A2663
|
Ameriprise Financial Services, Inc.
|
AEFA
|
|
A2999
|
Aegis Investments, Inc.
|
AEGS
|
|
A6441
|
AFA Financial Group, LLC
|
AFAS
|
|
A0538
|
Albert Fried & Co.
|
AFCO
|
|
A4335
|
Access Financial Group, Inc.
|
AFGI
|
|
A6833
|
Ambassador Financial Group, Inc.
|
AFGT
|
|
A0021
|
All Funds, Inc.
|
AFIN
|
|
A6044
|
Affinity Investment Services, LLC
|
AFIS
|
|
A4640
|
AFS Brokerage, Inc.
|
AFSB
|
|
A6449
|
Sorrento Pacific Financial, LLC
|
AFSL
|
|
A4951
|
AG BD LLC
|
AGBD
|
|
A3490
|
Aegis Capital Corp.
|
AGCC
|
|
A0427
|
AG Edwards & Sons, Inc.
|
AGED
|
|
A5235
|
Advisory Group Equity Services, Ltd.
|
AGES
|
|
A5652
|
VALIC Financial Advisors, Inc.
|
AGFA
|
|
A3490
|
Aegis Capital Corp.
|
AGIS
|
|
A4869
|
Great American Advisors, Inc.
|
AGSS
|
|
A0005
|
Abner, Herrman & Brock, LLC
|
AHBI
|
|
A4167
|
American Heritage Secs., Inc.
|
AHSI
|
|
A0749
|
TD Wealth Management Services Inc.
|
AHWI
|
|
A4862
|
LTC Investment Services, Inc.
|
AIAI
|
|
A4327
|
Abacus International Capital
|
AICC
|
|
A6645
|
Sagepoint Financial, Inc.
|
AIGF
|
|
A2726
|
American Investors Group, Inc.
|
AIGI
|
|
A2880
|
America Invest Online, Inc.
|
AIII
|
|
A6040
|
Hand Securities, Inc.
|
AIRS
|
|
A6672
|
American Independent Securities Group, LLC
|
AISG
|
|
A5978
|
Amcore Investment Services, Inc.
|
AISI
|
|
A5712
|
ING Financial Advisers, LLC
|
AISL
|
|
A5889
|
A. J. Pace & Co., Inc.
|
AJAY
|
|
A6202
|
IDB Capital Corp.
|
AJCO
|
|
A7015
|
AK Capital LLC
|
AKCA
|
|
A3906
|
Alliance Financial Group, Inc.
|
AKGS
|
|
A3993
|
Akin Bay Company
|
AKIN
|
|
B0344
|
First American Bank
|
ALAB
|
|
A3686
|
Alamo Capital
|
ALAC
|
|
A0025
|
Allen & Company of Florida, Inc
|
ALEN
|
|
A5171
|
APB Financial Group, LLC
|
ALIR
|
|
A6379
|
Alexander Investment Services Co.
|
ALIS
|
|
A0022
|
Allegheny Investments, Ltd.
|
ALLE
|
|
A0024
|
Allen & Company LLC
|
ALLN
|
|
A6857
|
Alluvion Securities, LLC
|
ALLU
|
|
A0029
|
Allison-Williams Company
|
ALWL
|
|
A6853
|
Arjent Services
|
ALZN
|
|
A6805
|
Allen, Mooney & Barnes Brokerage Services LLC
|
AMBB
|
|
A5777
|
RangeMark Capital Markets, INC.
|
AMBS
|
|
A6571
|
USA Advanced Planners Inc.
|
AMDS
|
|
A4215
|
Amherst Securities Group, L.P.
|
AMHE
|
|
A0036
|
American Investors Company
|
AMIC
|
|
A3250
|
Ensemble Financial Services, Inc.
|
AMMI
|
|
A0039
|
American Municipal Securities, Inc.
|
AMMS
|
|
A1817
|
American Network Securities
|
AMNN
|
|
A5796
|
World Capital Brokerage, Inc.
|
AMRG
|
|
A6167
|
ANB Financial Group, LLC
|
ANBF
|
|
A4131
|
Andrew Garrett, Inc.
|
ANDG
|
|
A4951
|
AG BD LLC
|
ANGO
|
|
A3048
|
Abel/Noser Corp.
|
ANOS
|
|
A6646
|
Anovest Financial Services, Inc.
|
ANOV
|
|
A0049
|
Anderson & Strudwick, Inc.
|
ANSR
|
|
A6411
|
Atlas One Financial Group, LLC
|
AOFG
|
|
A6138
|
Aon Benfield Securities Inc.
|
AONC
|
|
A6577
|
AOS, Inc.
|
AOSC
|
|
A5171
|
APB Financial Group, LLC
|
APBI
|
|
A2966
|
Rice Financial Products Company
|
APEX
|
|
A4944
|
American Portfolios Financial Services, Inc.
|
APFS
|
|
A6872
|
Apple Tree Investments, Inc.
|
APPT
|
|
A1569
|
APS Financial Corporation
|
APSS
|
|
A4236
|
First Lincoln Investments,Inc.
|
ARAT
|
|
A4882
|
Aufhauser Securities, Inc.
|
ARBI
|
|
A0719
|
Investacorp, Inc.
|
ARCH
|
|
A6182
|
Ardour Capital Investments, LLC
|
ARDR
|
|
A6877
|
Ixe Securities LLC
|
ARKA
|
|
A2810
|
ArMA Financial Services Inc.
|
ARMA
|
|
A0041
|
American Research & Management
|
ARMC
|
|
A7075
|
Arbor Research & Trading, Inc.
|
ARTI
|
|
A5030
|
Arvest Asset Management
|
ARVS
|
|
A6816
|
Safeguard Securities, Inc.
|
ASCZ
|
|
A7012
|
ASD Financial Services Corp.
|
ASDF
|
|
A1657
|
Associated Securities Corp.
|
ASED
|
|
A5644
|
Tradition Asiel Securities, Inc.
|
ASEL
|
|
A4840
|
Alton Securities Group
|
ASGI
|
|
A5294
|
Arlington Securities Inc.
|
ASIX
|
|
A2033
|
Askar Corp.
|
ASKR
|
|
A6654
|
Allegiant Securities, LLC
|
ASLL
|
|
A0277
|
Associated Investment Services
|
ASOI
|
|
A4307
|
Asia Pacific Financial Management Group, Inc.
|
ASPI
|
|
A1657
|
Associated Securities Corp.
|
ASSO
|
|
A4447
|
Assist Investment Management
|
ASST
|
|
A7017
|
Agency Trading Group, Inc.
|
ATGP
|
|
A0149
|
Umpqua Investments, Inc.
|
ATKC
|
|
A5227
|
OneAmerica Securities, Inc.
|
AULC
|
|
A5057
|
Aura Financial Services
|
AURA
|
|
A5380
|
Aurora Capital LLC
|
AURC
|
|
A6808
|
Aventura Securities, LLC
|
AVEN
|
|
A6705
|
Alta Vista Financial, Inc.
|
AVFI
|
|
A6362
|
Avisen Securities, Inc.
|
AVIS
|
|
A6194
|
AVM, L.P.
|
AVML
|
|
A6722
|
Avondale Partners, LLC
|
AVON
|
|
A6788
|
Abshier Webb & Donnelly & Baker, Inc.
|
AWDI
|
|
A3901
|
American Wealth Management Inc
|
AWMI
|
|
A2690
|
AXA Advisors LLC.
|
AXAA
|
|
A3696
|
Axiom Capital Management, Inc.
|
AXIO
|
|
A5198
|
Ayre Investments, Inc.
|
AYRE
|
|
A6998
|
International Financial Solutions, Inc.
|
AZAD
|
|
A0089
|
Bankers & Investors Co.
|
BAIN
|
|
A0081
|
The Baker Group, LP
|
BAKR
|
|
A1880
|
Wilmington Brokerage Services
|
BALE
|
|
A4301
|
Ballew Investments, Inc.
|
BALL
|
|
A5860
|
Bruce A. Lefavi Securities, Inc.
|
BALS
|
|
A2132
|
Primevest Financial Services
|
BANK
|
|
A0079
|
Robert W Baird & Co., Inc.
|
BARD
|
|
A4814
|
Barriger & Barriger
|
BARG
|
|
A0097
|
Barrett & Company
|
BARR
|
|
A3660
|
Banc of America Securities LLC
|
BASI
|
|
A5514
|
Basis Financial, LLC
|
BASS
|
|
A0104
|
George K Baum & Company
|
BAUM
|
|
A6589
|
Bay Mutual Financial, LLC
|
BAYM
|
|
A6849
|
Silverton Capital Corporation
|
BBCC
|
|
A5498
|
BB Graham and Company, Inc
|
BBGC
|
|
B0368
|
Bankers' Bank Investment Department
|
BBID
|
|
B0472
|
Beneficial Bank Municipal Securities Department
|
BBMS
|
|
A4481
|
Performance Trust Capital Partners, Inc.
|
BBNI
|
|
A0329
|
Scott & Stringfellow, LLC
|
BBNT
|
|
A3317
|
Buckman, Buckman & Reid, Inc.
|
BBRF
|
|
A4350
|
BB & T Investment Services,Inc
|
BBTT
|
|
A6566
|
Barclays Capital Inc.
|
BCAP
|
|
A0085
|
BCG Securities, Inc.
|
BCGS
|
|
A6566
|
Barclays Capital Inc.
|
BCLE
|
|
A5447
|
Riviere Securities Ltd.
|
BCLT
|
|
A0082
|
Baker & Co., Incorporated
|
BCOM
|
|
A6029
|
Bathgate Capital Partners, LLC.
|
BCPI
|
|
A6759
|
Bear Creek Securities, LLC
|
BCRK
|
|
A4738
|
Blue Capital Securities, Inc.
|
BCSB
|
|
A5336
|
Bluechip Securities, Inc.
|
BCSC
|
|
A0775
|
BC Ziegler and Company
|
BCZC
|
|
A5232
|
Jefferies & Company, Inc.
|
BDIR
|
|
A5773
|
BondDesk Trading, LLC
|
BDTR
|
|
A5838
|
BondWave LLC
|
BDWV
|
|
A1809
|
Beaconsfield Financial Services, Inc.
|
BEAF
|
|
A3026
|
MR Beal Company
|
BEAL
|
|
A6568
|
Beta Capital Management, L.P.
|
BECM
|
|
A6669
|
Bel Air Securities, LLC
|
BELS
|
|
A0121
|
Berghoff & Co., Inc.
|
BEMC
|
|
A0118
|
Benjamin Securities, Inc.
|
BENJ
|
|
A0125
|
Sanford C Bernstein & Co.
|
BERN
|
|
A0105
|
J.P. Morgan Securities Inc.
|
BEST
|
|
A6963
|
Benjamin F. Edwards & Company
|
BFEC
|
|
A4991
|
Bill Few Securities, Inc.
|
BFEW
|
|
A1765
|
Berthel Fisher & Co. Fin. Serv.
|
BFFI
|
|
A5863
|
Beard Financial Services, Inc.
|
BFIC
|
|
A5514
|
Basis Financial, LLC
|
BFLN
|
|
A6760
|
Chrysalis Capital Group, LLC
|
BFLY
|
|
A6353
|
Berwyn Financial Services Corporation
|
BFSA
|
|
A5899
|
Briggs-Ficks Securities, LLC
|
BFSL
|
|
A6253
|
Butler Freeman Tally Financial Group, LLC
|
BFTG
|
|
A7021
|
BGC Financial, LP
|
BGCF
|
|
A4182
|
Brown, Gibbons, Lang & Co.,Sec
|
BGCS
|
|
A0174
|
Brighton Securities Corp.
|
BGHT
|
|
A6520
|
Biondo Asset Management LLC
|
BGIA
|
|
A2206
|
CBIZ Financial Services, Inc.
|
BGSG
|
|
A6749
|
Bostonia Global Securities LLC
|
BGSL
|
|
A3977
|
Belle Haven Investments, LP
|
BHII
|
|
A6680
|
BHK Securities, LLC
|
BHKS
|
|
A3977
|
Belle Haven Investments, LP
|
BHLP
|
|
A6944
|
The Bond House, Inc.
|
BHSE
|
|
A6776
|
Brokers International Financial Services, LLC
|
BIFS
|
|
A5784
|
Banc Investment Group, LLC
|
BIGS
|
|
A0133
|
Bishop, Rosen & Co., Inc.
|
BISH
|
|
A6825
|
Beneficial Investment Services, Inc.
|
BISN
|
|
A4434
|
Cascade Investment Group, Inc.
|
BJRC
|
|
A4685
|
BNYMellon Capital Markets, LLC
|
BKCM
|
|
A3998
|
Broker Dealer Financial Service Corporation
|
BKFC
|
|
A3317
|
Buckman, Buckman & Reid, Inc.
|
BKRT
|
|
A4229
|
Bley Investment Group, Inc.
|
BLAY
|
|
A0136
|
James I Black & Company
|
BLCK
|
|
A1784
|
Bettinger & Leech Financial Co
|
BLFC
|
|
A2110
|
Ameritas Investment Corp.
|
BLNI
|
|
A6320
|
Braymen, Lambert and Noel Securities, Ltd.
|
BLNS
|
|
A0212
|
Butler Muni LLC
|
BLPC
|
|
A2924
|
Bentley-Lawrence Securities
|
BLSI
|
|
A7013
|
Bolton Securities
|
BLTN
|
|
A6298
|
Backstrom McCarley Berry and Co., LLC
|
BMCB
|
|
A6029
|
Bathgate Capital Partners, LLC.
|
BMCG
|
|
A6574
|
Benchmark Investments, Inc.
|
BMRK
|
|
A3814
|
Brean Murray, Carret & Company LLC
|
BMUR
|
|
A0117
|
Bellamah, Neuhauser & Barrett
|
BNBB
|
|
A5121
|
The Benchmark Company, LLC
|
BNCH
|
|
A2043
|
Bernardi Securities, Inc.
|
BNDI
|
|
A3025
|
Bernardo First Securities Corp
|
BNDO
|
|
A6885
|
Bonds.com Inc.
|
BNDS
|
|
A6957
|
FIG Partners LLC
|
BNKS
|
|
A5835
|
Bozarth, Newton, & Murphy Securities Inc.
|
BNMI
|
|
A5194
|
Penates Group, Inc.
|
BOBO
|
|
A3660
|
Banc of America Securities LLC
|
BOFA
|
|
A4408
|
Okoboji Financial Services
|
BOJI
|
|
A4700
|
BOSC, Inc.
|
BOKF
|
|
A4700
|
BOSC, Inc.
|
BOKI
|
|
B0027
|
Bank of Oklahoma, N.A.
|
BOKL
|
|
A0155
|
Bodell Overcash Anderson & Co.
|
BOLL
|
|
A0156
|
Boenning & Scattergood, Inc.
|
BOSC
|
|
B0467
|
Bank of the West
|
BOTW
|
|
A0165
|
CA Botzum & Co.
|
BOTZ
|
|
A0160
|
Mark Boyar & Company, Inc.
|
BOYR
|
|
A6792
|
Financial Advisers of America, LLC
|
BOYS
|
|
A0080
|
Baird, Patrick & Co., Inc.
|
BPAT
|
|
A3743
|
Buttonwood Partners, Inc.
|
BPWP
|
|
A6398
|
Brandt, Kelly & Simmons Securities, LLC
|
BRAN
|
|
A3954
|
Braver, Stern Securities Corp.
|
BRAV
|
|
A6430
|
Brazos Securities, Inc.
|
BRAZ
|
|
A2125
|
Brown & Brown Securities, Inc.
|
BRBR
|
|
A5971
|
Capitol Advisory Corporation
|
BREW
|
|
A6731
|
Bristol Financial Services, Inc.
|
BRFI
|
|
A6613
|
Brewer Financial Services, LLC
|
BRFS
|
|
A5833
|
Newbridge Securities Corporation
|
BRGE
|
|
A2694
|
Brill Securities, Inc.
|
BRIL
|
|
A2248
|
Birkelbach Investment Sec.
|
BRKE
|
|
A0196
|
Brown, Lisle/Cummings, Inc.
|
BRLI
|
|
A5343
|
Brinker Capital Securities, Inc
|
BRNK
|
|
A3573
|
Burnham Securities, Inc.
|
BRNM
|
|
A6332
|
H.D. Brent & Company, Inc.
|
BRNT
|
|
A6395
|
Barrington Research Associates, Inc.
|
BRRR
|
|
A6906
|
Blaylock Robert Van, LLC
|
BRVL
|
|
A6474
|
brokersXpress LLC
|
BRXP
|
|
A4714
|
Berry-Shino Securities, Inc.
|
BSAZ
|
|
A3191
|
TBT Securities L.C.
|
BSCA
|
|
A6865
|
Bellatore Securities, Inc.
|
BSCI
|
|
A6164
|
Brown Advisory Securities, LLC
|
BSEC
|
|
A6121
|
Bates Securities, Inc.
|
BSIB
|
|
A6689
|
BancorpSouth Investment Services, Inc.
|
BSIS
|
|
A6551
|
Bluffview Securities, LP
|
BSLP
|
|
A3916
|
J.P. Morgan Clearing Corp.
|
BSSC
|
|
A4867
|
BestVest Investments, Ltd.
|
BSTV
|
|
A2447
|
SWS Financial Services
|
BTSS
|
|
A6410
|
Buckram Securities Ltd.
|
BUCS
|
|
A0198
|
Buell Securities Corp.
|
BUEL
|
|
A3830
|
Bullaro Securities Corp.
|
BULA
|
|
A0205
|
Burke, Lawton, Brewer & Burke LLC
|
BURK
|
|
A6285
|
William C. Burnside & Company, Inc.
|
BURN
|
|
A3627
|
Harbor Financial Services, L.L.C.
|
BURT
|
|
A0063
|
UniCredit Capital Markets
|
BVCM
|
|
A6566
|
Barclays Capital Inc.
|
BWEL
|
|
A5394
|
BancWest Investment Services Inc.
|
BWIS
|
|
A0189
|
Brown Associates, Inc.
|
BWNA
|
|
A5663
|
Brecek and Young Advisors, Inc.
|
BYAI
|
|
A2288
|
BPU Investment Management, Inc.
|
BZPI
|
|
A0166
|
Alliant Securities Inc.
|
BZTN
|
|
A4470
|
Cabrera Capital Markets, LLC
|
CABR
|
|
A6890
|
SAXIS GROUP
|
CADG
|
|
A7050
|
Caldwell Securities, Incorporated
|
CALD
|
|
A6077
|
Callaway Financial Services, Inc.
|
CALL
|
|
A2912
|
Calton & Associates, Inc.
|
CALT
|
|
A6947
|
Cambria Capital, LLC
|
CAMC
|
|
A5503
|
Comprehensive Asset Management, Inc.
|
CAMS
|
|
A3664
|
Cantone Research, Inc.
|
CANR
|
|
A6429
|
Cantor Fitzgerald & Co.
|
CANT
|
|
A5064
|
Capital Investment Brokerage
|
CAPB
|
|
A6913
|
Capital City Securities, LLC
|
CAPC
|
|
A0232
|
Cape Securities, Inc.
|
CAPE
|
|
A4639
|
Capital Financial Services,Inc
|
CAPF
|
|
A3355
|
Capital Investment Group, Inc.
|
CAPG
|
|
A0233
|
Capital Analysts, Incorporated
|
CAPI
|
|
A2934
|
RBS Greenwich Capital
|
CAPM
|
|
A6439
|
CapTrust Financial Advisors
|
CAPP
|
|
A4689
|
Geary Securities, Inc.
|
CAPW
|
|
A4701
|
Carolina Capital Markets
|
CARC
|
|
A2962
|
Carthage Group, Inc.
|
CARG
|
|
A0251
|
Carty and Company, Inc.
|
CART
|
|
A6822
|
Cary Street Partners LLC
|
CARY
|
|
A6004
|
Cascade Financial Management, Inc.
|
CASC
|
|
A7061
|
Planner Securities, LLC
|
CASH
|
|
A3116
|
Carter, Terry & Company, Inc.
|
CATE
|
|
A1793
|
Cain Brothers & Co.
|
CBCI
|
|
A0266
|
Cheevers, Hand & Angeline, Inc
|
CBFG
|
|
A5098
|
WesBanco Securities, Inc.
|
CBII
|
|
A4907
|
BBVA Compass Investment Solutions, Inc.
|
CBIN
|
|
A5668
|
SAFDIE Investment Services Corp.
|
CBIS
|
|
B0069
|
Commerce Bank, NA
|
CBKC
|
|
A1806
|
Mutual Securities, Inc.
|
CBOL
|
|
A6582
|
Cambridge International Securities, Inc.
|
CBSE
|
|
A5407
|
Cullum & Burks Securities, Inc.
|
CBSI
|
|
B0048
|
Compass Bank
|
CBSS
|
|
B0101
|
First Citizens Bank & Trust Co
|
CBTC
|
|
A1715
|
Synovus Securities Inc.
|
CBTD
|
|
B0350
|
Country Club Bank
|
CCBI
|
|
A5878
|
Country Club Financial Services, Inc.
|
CCFS
|
|
A6854
|
Capital & Credit International, Inc.
|
CCII
|
|
A5964
|
Correll Co Investment Services Corp.
|
CCIS
|
|
A5423
|
Crown Capital Securities, LP
|
CCSS
|
|
A6511
|
Cedar Creek Securities, Inc.
|
CCSX
|
|
A5609
|
Cohen & Company Securitites, LLC
|
CDOI
|
|
A7019
|
Ceros Financial Services, Inc.
|
CERS
|
|
A4177
|
Cressman Esser Securities, Inc.
|
CESI
|
|
A4987
|
Centurion Institutional Services Incorporated
|
CETR
|
|
A6429
|
Cantor Fitzgerald & Co.
|
CFCO
|
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A5772
|
CFD Investments, Inc.
|
CFDI
|
|
A3315
|
Trustmont Financial Group, Inc.
|
CFGM
|
|
A3188
|
Consolidated Financial Investments
|
CFII
|
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A6106
|
Corp-Fin.com Inc.
|
CFIN
|
|
A1558
|
Cadaret, Grant & Co., Inc.
|
CGAT
|
|
A6733
|
Capital Guardian, LLC
|
CGDN
|
|
A0323
|
Coughlin & Co., Inc.
|
CGLN
|
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A6086
|
The Capital Group Securities, Inc.
|
CGSE
|
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A1271
|
Charles Schwab & Co., Inc.
|
CHAS
|
|
A7051
|
Cheevers & Company, Inc.
|
CHBC
|
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A5233
|
Churchill Financial, LLC
|
CHCH
|
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A6485
|
Chickasaw Securities, LLC
|
CHCK
|
|
A3840
|
Chapin, Davis
|
CHDA
|
|
A0271
|
SW Childs Management Corp.
|
CHDS
|
|
A4034
|
Chevy Chase Securities, Inc.
|
CHEV
|
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A0625
|
Chester Harris and Co., Inc.
|
CHHS
|
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A5058
|
Chicago Investment Group, Inc.
|
CHIG
|
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A0262
|
Chapdelaine & Company
|
CHPP
|
|
A0105
|
J.P. Morgan Securities Inc.
|
CHSI
|
|
A6303
|
Chatsworth Securities LLC
|
CHTS
|
|
A0269
|
Lincoln Financial Securities Corporation
|
CHUB
|
|
A6523
|
Mercantil CommerceBank Investment Services
|
CICI
|
|
A5718
|
Carolinas Investment Consulting LLC
|
CICL
|
|
A6564
|
CIG Securities
|
CIGC
|
|
A5688
|
Cornerstone Capital Corporation
|
CINT
|
|
A4785
|
Cambridge Investment Research
|
CIRI
|
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A5715
|
Caldwell International Securities Corporation
|
CISC
|
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A6404
|
Southern Trust Securities, Inc.
|
CISE
|
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A3548
|
Chase Investment Services Corp
|
CISI
|
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A5406
|
Community Investment Services, Inc.
|
CISM
|
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A0236
|
Capital Institutional Services, Inc.
|
CIST
|
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A4803
|
CCO Investment Services Corp.
|
CISV
|
|
A0278
|
City Securities Corporation
|
CITY
|
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A4109
|
Charles Jordan & Co., Inc.
|
CJCO
|
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A6779
|
C.K. Cooper & Company
|
CKCC
|
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A5207
|
Clayton Lowell & Conger, Inc.
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CLAG
|
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A5207
|
Clayton Lowell & Conger, Inc.
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CLCI
|
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A0631
|
Hazard & Siegel, Inc.
|
CLHS
|
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A6591
|
Curran Advisory Services
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CLLC
|
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A6494
|
Clark Dodge & Company, Inc.
|
CLRK
|
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A6823
|
Clearview Correspondent Services, LLC
|
CLRV
|
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A6453
|
Cambridge Legacy Securities, L.L.C.
|
CLSC
|
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A0238
|
Caprock Securities, Inc.
|
CLSI
|
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A4820
|
Claymore Securities, Inc.
|
CLYM
|
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A2845
|
Comerica Securities, Inc.
|
CMCA
|
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A2845
|
Comerica Securities, Inc.
|
CMCB
|
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A4039
|
Commerce Brokerage Services, Inc.
|
CMCE
|
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A2704
|
Coventry Capital, Inc.
|
CMGT
|
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A3434
|
Cooper Malone McClain, Inc.
|
CMMC
|
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A3246
|
Commonwealth Financial Network
|
CMMW
|
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A0231
|
Capital Management Securities, Inc.
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CMSI
|
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A6431
|
CNBS, Inc.
|
CNBS
|
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A5276
|
Centaurus Financial, Inc.
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CNFI
|
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A7070
|
Conifer Securities
|
CNFR
|
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A5564
|
City National Securities, Inc.
|
CNSI
|
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A6543
|
CNS Securities, LLC
|
CNSS
|
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A6897
|
CastleOak Securities, L.P.
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COAK
|
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A3303
|
Coastal Equities, Inc.
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COAS
|
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A0286
|
Coburn & Meredith, Inc.
|
COBR
|
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A2412
|
Choice Investments, Inc.
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COCE
|
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A5609
|
Cohen & Company Securitites, LLC
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COHN
|
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A3989
|
Coker & Palmer
|
COKE
|
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A4563
|
Carolina Municipal Securities, Inc.
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COLA
|
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A4202
|
Collins & Company
|
COLL
|
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A0296
|
Colonial Securities, Inc.
|
COLS
|
|
A3581
|
Capital One Investment Services LLC
|
COMP
|
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A2263
|
First State Financial Management
|
CONF
|
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A0304
|
Conners & Company, Inc.
|
CONR
|
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A5587
|
Consultiva Securities, Inc.
|
CONS
|
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A4047
|
Continental Investor Services
|
CONT
|
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A3020
|
Coordinated Capital Securities
|
COOR
|
|
A2353
|
Wells Fargo Advisors Financial Network, LLC.
|
CORP
|
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A0321
|
Cosse'International Securities
|
COSE
|
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A3803
|
Coastal Securities Inc.
|
COST
|
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A5935
|
Coyle Securities, LLC
|
COYL
|
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A6842
|
Strongtower Financial, Inc.
|
CPCF
|
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A5826
|
CP Capital Securities
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CPCG
|
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A5140
|
CPI Capital, Inc.
|
CPIC
|
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A4008
|
Capital Portfolio Management, Inc.
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CPMI
|
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A5028
|
Capstone Investments
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CPST
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A4423
|
CapWest Securities, Inc.
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CPWS
|
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A6653
|
CapitalQuest Securities, Inc.
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CQSI
|
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A0317
|
Corby Capital Markets, Inc.
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CRBY
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A4529
|
Cardinal Investments, Inc.
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CRDL
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A5341
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TIAA-CREF Individual & Institutional Services, LLC
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CREF
|
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A0333
|
Crews & Associates, Inc.
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CREW
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A3589
|
CRI Securities, LLC
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CRII
|
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A0337
|
Cronin & Co., Inc.
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CRON
|
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A3814
|
Brean Murray, Carret & Company LLC
|
CRRT
|
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A4829
|
CRT Capital Group LLC
|
CRTC
|
|
A4916
|
Corinthian Partners, L.L.C.
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CRTH
|
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A3914
|
Century Securities Associates
|
CSAI
|
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A3600
|
Cresap, Inc.
|
CSAP
|
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A6856
|
Commerce Street Capital, LLC
|
CSCL
|
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A2210
|
Capitol Securities Management, Inc
|
CSCV
|
|
B0470
|
CenterState Bank of Florida
|
CSFL
|
|
A1595
|
Capital Securities Investment
|
CSIC
|
|
A2210
|
Capitol Securities Management, Inc
|
CSMI
|
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A5725
|
Casimir Capital, LP
|
CSMR
|
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A6530
|
Crescent Securities Group, Inc.
|
CSNT
|
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A6192
|
Credit Suisse Private Advisors
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CSPA
|
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A6793
|
CSSC Brokerage Services, Inc.
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CSSC
|
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A7054
|
Collins Stewart
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CSTI
|
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A4421
|
Infinex Investments, Inc.
|
CTAS
|
|
B0429
|
Central Trust Bank
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CTBK
|
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A3127
|
Canterbury Consulting Incorporated
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CTBY
|
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A0230
|
Cantella & Co., Inc.
|
CTLA
|
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A0255
|
Centennial Securities Co., Inc
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CTNL
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A5240
|
Frost Brokerage Services, Inc.
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CUFT
|
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A2954
|
Cullen Investment Group, Ltd.
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CULL
|
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A3816
|
Cumberland Brokerage Corp.
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CUMB
|
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A4634
|
CUNA Brokerage Services, Inc.
|
CUNA
|
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A3605
|
Curren & Company
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CURR
|
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A4995
|
CUSO Financial Services, LP
|
CUSO
|
|
A3216
|
Cutter & Company Brokerage,Inc
|
CUTT
|
|
A7009
|
Charles Vista LLC
|
CVTA
|
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A6837
|
Constellation Wealth Advisors, LLC
|
CWAA
|
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A0339
|
Crowell, Weedon & Co.
|
CWCO
|
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A3445
|
Beech Hill Securities
|
CWEI
|
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A0365
|
DA Davidson & Company
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DADA
|
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A2238
|
Ancora Securities, Inc.
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DALE
|
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A0359
|
Dart, Papesh & Co., Inc.
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DAPA
|
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A6989
|
Direct Access Partners, LLC
|
DAPJ
|
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A6989
|
Direct Access Partners, LLC
|
DAPL
|
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A6989
|
Direct Access Partners, LLC
|
DAPT
|
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A0360
|
Darwood Associates, Inc.
|
DARA
|
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A0364
|
Davenport & Company LLC
|
DAVA
|
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A0381
|
Diamant Investment Corporation
|
DAVE
|
|
A6982
|
Davis Securities LLC
|
DAVS
|
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A5543
|
Seidel & Shaw LLC
|
DAVW
|
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A0869
|
Deutsche Bank Securities Inc.
|
DBKS
|
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A0869
|
Deutsche Bank Securities Inc.
|
DBPC
|
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A3333
|
RM Duncan Securities, Inc.
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DCAN
|
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A6291
|
Dearborn Capital Markets Group, LLC
|
DCMG
|
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A6113
|
DaVinci Capital Management
|
DCMI
|
|
A6273
|
Destiny Capital Securities Corporation
|
DCSC
|
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A4258
|
RBC Capital Markets Corporation
|
DCSD
|
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A0403
|
Downstate Securities Group, Inc.
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DDBI
|
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A7007
|
Morgan Stanley Smith Barney LLC
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DEAN
|
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A5232
|
Jefferies & Company, Inc.
|
DEFA
|
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A5981
|
Five Star Investment Services, Inc.
|
DEMJ
|
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A0377
|
HC Denison Company
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DENI
|
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A4800
|
DesPain Financial Corporation
|
DESP
|
|
A6478
|
Devenir LLC
|
DEVR
|
|
A0406
|
Douglas and Co. Municipals,Inc
|
DGLS
|
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A2509
|
Dunham & Associates Inv. Coun.
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DHAM
|
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A5559
|
Hancock Securities Group, LLC
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DHAN
|
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A5604
|
David Harris & Co., Inc.
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DHCO
|
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A1661
|
Dillon Gage Securities, Inc.
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DILG
|
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A6392
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Dinosaur Securities, L.L.C.
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DINO
|
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A6992
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Divine Capital Markets LLC
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DIVA
|
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A3106
|
Partners Investment Network, Inc.
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DJRC
|
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A6548
|
Dawson James Securities, Inc.
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DJSE
|
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A6548
|
Dawson James Securities, Inc.
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DJSI
|
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A6879
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D.J. St. Germain. Co., Inc.
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DJST
|
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A0887
|
David Lerner Associates, Inc
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DLAE
|
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A6812
|
Dempsey, Lord, Smith, LLC
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DLSI
|
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A4743
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DM Kelly & Company
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DMKC
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A6480
|
Donegal Securities, Inc.
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DNGL
|
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A0748
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Duncan-Williams, Inc.
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DNWL
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A0392
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Doft & Co., Inc.
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DOFT
|
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A2315
|
Doley Securities, Inc.
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DOLY
|
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A2995
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Dominion Investor Services
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DOMI
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A2074
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Dominick & Dominick, LLC
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DOMK
|
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A4399
|
Domestic Securities, Inc.
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DOMS
|
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A0225
|
Cameron, Murphy & Spangler, Inc
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DONA
|
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A0400
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Dorn & Co., Inc.
|
DORN
|
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A0401
|
Dorsey & Company, Inc.
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DORS
|
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A1329
|
Dougherty & Company LLC
|
DOTC
|
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A5444
|
Securities Equity Group
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DOVE
|
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A4277
|
Waterstone Financial Group
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DRAS
|
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A7025
|
The Dratel Group, Inc.
|
DRAT
|
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A5094
|
Darcy Group (The), LLC
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DRCY
|
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A0367
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Davis, Mendel & Regenstein, Inc
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DRMI
|
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A4545
|
MBSC Securities Corporation
|
DRSC
|
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A3450
|
Dalton Strategic Invest. Serv.
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DSIS
|
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A1541
|
Presidio Financial Svcs., Inc.
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DSSI
|
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A5457
|
Delta Trust Investments, Inc.
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DTII
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A6795
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DeWaay Financial Network, LLC
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DWFN
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A6852
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Empire Asset Management Company
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EAMC
|
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B0446
|
Eastern Bank
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EAST
|
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A5072
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Earlybird Capital Inc.
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EBCI
|
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A4244
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DJF Discount Brokers, Inc.
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ECHI
|
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A0425
|
Economy Securities, Incorporated
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ECON
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A5255
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BNY ConvergEx Execution Solutions LLC
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ECUT
|
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A0636
|
MF Global Inc.
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EDFM
|
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A2641
|
EDI Financial Inc.
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EDIF
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A0799
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Edward Jones
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EDJO
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A3512
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EJ De La Rosa & Co., Inc.
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EDLR
|
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A3616
|
Blakeslee & Blakeslee Inc.
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EDSB
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A4865
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EFG Capital International Corp
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EFGC
|
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A6423
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Essex Financial Services, Inc.
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EFSP
|
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A6553
|
Eagle Equities, Inc.
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EGEI
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A5461
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Emerging Growth Equities, Ltd.
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EGRO
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A5939
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Easton Investment Services, LLC
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EISI
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A6237
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EKN Financial Services, Inc.
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EKNS
|
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A6237
|
EKN Financial Services, Inc.
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EKNY
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A6189
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EK Riley Investments, LLC
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EKRI
|
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A5092
|
Community Bankers Securities, LLC
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ELIT
|
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A3735
|
Elish & Elish Brkrg & Research
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ELSH
|
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A5810
|
Eltekon Securities, LLC
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ELTK
|
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A6524
|
Emerson Equity LLC
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EMER
|
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A2082
|
Emmet & Co., Inc.
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EMET
|
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A1766
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E. Magnus Oppenheim & Co., Inc.
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EMOC
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A2055
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Selkirk Investments, Inc.
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EMPR
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A4275
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Essex National Securities, Inc
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ENSC
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A5278
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Eagle One Investments, LLC
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EOIL
|
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A4888
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Equibond, Inc.
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EQAL
|
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A6771
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Equity Concepts, Inc.
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EQCP
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A6895
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Equinox Securities, Inc.
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EQNX
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A2272
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Equity Services, Inc.
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EQSV
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A5073
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The Oak Ridge Financial Services Group, Inc.
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EQTS
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A5083
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Equitas America, LLC
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EQUA
|
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A0441
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Hapoalim Securities USA, Inc.
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ERNS
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A6807
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East Shore Partners Inc.
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ESPN
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A6993
|
Esposito Securities, LLC
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ESPO
|
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A3631
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Estrada Hinojosa & Co., Inc.
|
ESTR
|
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A6208
|
E*Trade Clearing LLC
|
ETCL
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A1859
|
South Valley Wealth Management
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ETLD
|
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A4526
|
E*Trade Securities, LLC
|
ETRS
|
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A6658
|
Joseph Grace Holdings, Inc.
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ETSB
|
|
B0466
|
Eurobank Municipal Finance Division
|
EUMN
|
|
A5045
|
Euro Pacific Capital, Inc.
|
EURP
|
|
A5449
|
Evertrade Direct Brokerage, Inc.
|
EVER
|
|
A6461
|
Evolve Securities, Inc.
|
EVOL
|
|
A2381
|
Ewing Capital, Inc.
|
EWGC
|
|
A3636
|
E-W Investments, Inc.
|
EWIN
|
|
A4676
|
Excel Securities & Associates, Inc.
|
EXCS
|
|
A6975
|
Exos Securities, LLC
|
EXOS
|
|
A6753
|
First Asset Financial Inc.
|
FAFI
|
|
A3482
|
Fagenson & Company, Inc.
|
FAGI
|
|
A5915
|
Fairport Capital Inc.
|
FAIR
|
|
A5616
|
Steven L Falk & Associates
|
FALK
|
|
A3255
|
First American Municipals, Inc
|
FAMI
|
|
A0457
|
Family Investors Company
|
FAMV
|
|
A4729
|
Finance 500, Inc.
|
FANC
|
|
A5118
|
Further Lane Securities, L.P.
|
FARS
|
|
A0466
|
Financial America Securities, Inc.
|
FASI
|
|
A4599
|
First Allied Securities, Inc.
|
FAST
|
|
A4066
|
First Brokers Securities, LLC
|
FATS
|
|
A5126
|
First Brokerage America, L.L.C.
|
FBAL
|
|
A0481
|
Credit Suisse Securities (USA) LLC
|
FBCO
|
|
A1617
|
Freimark, Blair & Company, Inc
|
FBLC
|
|
A6337
|
First Ballantyne, LLC
|
FBLT
|
|
A0481
|
Credit Suisse Securities (USA) LLC
|
FBPC
|
|
A7016
|
FirstBank Puerto Rico Securities Corp
|
FBPR
|
|
A3585
|
Friedman,Billings,Ramsey & Co.
|
FBRC
|
|
A3500
|
US Bancorp Investments, Inc.
|
FBSB
|
|
A5705
|
FBT Investments, Inc.
|
FBTI
|
|
A5359
|
First Clearing, LLC.
|
FCCP
|
|
A3262
|
First Citizens Financial Plus, Inc.
|
FCFP
|
|
A4866
|
FCG Advisors, LLC
|
FCGA
|
|
A5189
|
First Citizens Investor Services
|
FCIT
|
|
A6676
|
FNBB Capital Markets, LLC
|
FCML
|
|
B0471
|
FCNB Investments
|
FCNB
|
|
A3611
|
Financial Consultant Group, LLC
|
FCON
|
|
A6764
|
First Citizens Securities Corporation
|
FCSC
|
|
A4779
|
1st Discount Brokerage, Inc.
|
FDSC
|
|
A3613
|
First Dallas Securities, Inc.
|
FDSI
|
|
A0459
|
Detwiler Fenton & Co.
|
FEDE
|
|
A5351
|
Federated Securities, Inc.
|
FEDR
|
|
A2469
|
First Empire Securities, Inc.
|
FESI
|
|
A6946
|
Fairfax I.S. (US) LLC
|
FFAX
|
|
A5890
|
First Financial Equity Corporation
|
FFEC
|
|
A5859
|
Feldstein Financial Group, LLC
|
FFGI
|
|
A5613
|
Pelion Securities Corp.
|
FFSC
|
|
A6727
|
Founders Financial Securities, LLC
|
FFSE
|
|
A5409
|
Firstrade Securities, Inc.
|
FFSI
|
|
A4432
|
1st Global Capital Corp
|
FGCC
|
|
A4585
|
Sterne Agee Clearing, Inc.
|
FGIS
|
|
A1452
|
First Georgetown Securities, Inc
|
FGOE
|
|
A4455
|
First Heartland Capital
|
FHCI
|
|
A0695
|
First Honolulu Securities, Inc
|
FHON
|
|
A5910
|
Florida Investment Advisers, Inc.
|
FIAF
|
|
A0463
|
Fidelity Brokerage Servs. LLC
|
FIBS
|
|
A6284
|
Fixed Income Capital Partners, LLC
|
FICP
|
|
A5752
|
Fidelity Investments Institutional Services Compan
|
FIDC
|
|
A6501
|
First Independent Financial Services, Inc.
|
FIFS
|
|
A4971
|
TradeStation Securities
|
FILL
|
|
A0471
|
Financial Research Company
|
FINR
|
|
A5306
|
Finacorp Securities
|
FINS
|
|
A5099
|
Fintegra, LLC
|
FINT
|
|
A2291
|
Financial West Group, Inc.
|
FINW
|
|
A6937
|
FinTech Securities, LLC
|
FINX
|
|
A4686
|
First Research Finance, Inc.
|
FIRF
|
|
A5053
|
First Investors Corporation
|
FIRT
|
|
A5434
|
Advisors Asset Management, Inc.
|
FISA
|
|
A5434
|
Advisors Asset Management, Inc.
|
FISB
|
|
A2841
|
LB Fisher & Company
|
FISH
|
|
A2727
|
First Internet Secs. Network
|
FISN
|
|
A6527
|
Foresight Investments, LLC
|
FITE
|
|
A7028
|
Pariter Securities, LLC
|
FJRF
|
|
A5769
|
Franklin Templeton Distributors Inc.
|
FKNR
|
|
A0487
|
First Kentucky Securities Corp.
|
FKSC
|
|
A5125
|
Florida Atlantic Securities Corp.
|
FLAT
|
|
A0529
|
Frazer Lanier Company, Inc. (The)
|
FLCO
|
|
A1877
|
First Liberties Securities, Inc
|
FLFS
|
|
A1116
|
Pflueger & Baerwald, Inc.
|
FLGR
|
|
A1942
|
First Bankers' Banc Securities, Inc.
|
FLOU
|
|
A4379
|
First London Securities Corp.
|
FLSC
|
|
A6072
|
Feltl & Company
|
FLTL
|
|
A3995
|
Feldman, Ingardona & Co.
|
FMAC
|
|
A6517
|
Newedge USA, LLC
|
FMAT
|
|
A0488
|
First Manhattan Co.
|
FMCO
|
|
A6843
|
FOLIOfn Investments, Inc.
|
FMES
|
|
A7032
|
FirstMerit Financial Services, Inc.
|
FMFS
|
|
A5219
|
Family Management Securities LLC
|
FMGT
|
|
A0495
|
First Midstate Inc.
|
FMID
|
|
A4629
|
UW Investment Services
|
FMIS
|
|
A6091
|
FMN Capital Corporation
|
FMNC
|
|
A3866
|
First Midwest Securities, Inc.
|
FMSI
|
|
A0489
|
fmsbonds, Inc.
|
FMUS
|
|
B0360
|
First National Banker's Bank
|
FNBB
|
|
A4524
|
Alerus Securities
|
FNBS
|
|
A5914
|
First National Capital Markets, Inc.
|
FNCM
|
|
A2353
|
Wells Fargo Advisors Financial Network, LLC.
|
FNET
|
|
A0516
|
Folger Nolan Fleming Douglas
|
FNFD
|
|
A1673
|
Financial Network Investment Corp.
|
FNIC
|
|
A5468
|
Univest Investments, Inc.
|
FNPN
|
|
A3302
|
Financial Northeastern Sec.Inc
|
FNSJ
|
|
A3175
|
First New York Securities Co.
|
FNYS
|
|
A0498
|
TD AMERITRADE Clearing, Inc.
|
FOMA
|
|
A3834
|
Foothill Securities, Inc.
|
FOOT
|
|
A3777
|
Fordham Financial Management
|
FORD
|
|
A6650
|
Forest Securities, Inc.
|
FORE
|
|
A6542
|
Fox Chase Capital Partners LLC
|
FOXC
|
|
A0527
|
Fox, Reusch & Co., Inc.
|
FOXR
|
|
A0468
|
Financial Planning Consultants, Inc.
|
FPCI
|
|
A3750
|
Financial Product Resources
|
FPRI
|
|
A6242
|
IRR Capital Markets, Inc.
|
FRCI
|
|
A6949
|
Swiss Re Capital Markets Corporation (SRCMC)
|
FRCM
|
|
A6286
|
Freestone Securities, LLC
|
FRFT
|
|
A6870
|
First Regional Securities
|
FRGB
|
|
A6408
|
Freedom Investors Corp.
|
FRIC
|
|
A5518
|
A & F Financial Securities, Inc.
|
FRIS
|
|
A2720
|
Friedman Luzzatto & Co.
|
FRLZ
|
|
B0358
|
Frost National Bank
|
FROS
|
|
A4031
|
Philadelphia Brokerage Corporation
|
FRTH
|
|
A6692
|
Fortune Securities, Inc.
|
FRTN
|
|
A6861
|
OneShare Investments, LLC
|
FSBR
|
|
A2296
|
First South Carolina Securities, Inc.
|
FSCC
|
|
A2865
|
First Commonwealth Sec. Corp.
|
FSCH
|
|
A0453
|
FSC Securities Corporation
|
FSCS
|
|
A6655
|
FRS Securities, LLC
|
FSEC
|
|
A2204
|
Forsyth Securities, Inc.
|
FSII
|
|
A5297
|
First Southeast Investor Services Inc.
|
FSIS
|
|
A4650
|
FSIC
|
FSIX
|
|
A5730
|
First Republic Securities Company, LLC
|
FSRP
|
|
A2173
|
First State Securities, Inc.
|
FSSO
|
|
A3767
|
Franklin Street Securities, Inc
|
FSST
|
|
A6974
|
Anderen Capital
|
FSTD
|
|
A7074
|
Fieldstone Services Corp.
|
FSTN
|
|
A0503
|
First Southwest Company
|
FSWC
|
|
B0465
|
First Tuskegee Capital Markets
|
FTBB
|
|
A6843
|
FOLIOfn Investments, Inc.
|
FTBR
|
|
B0144
|
FTN Financial Capital Markets
|
FTCM
|
|
A4773
|
First Tennessee Brokerage, Inc.
|
FTEN
|
|
A5874
|
Financial Telesis, Inc.
|
FTII
|
|
A6047
|
Fortis Securities LLC
|
FTIS
|
|
A3898
|
First Trust Portfolios L.P.
|
FTLP
|
|
A6860
|
Fubon Securities USA LLC
|
FUBO
|
|
A0877
|
Wunderlich Securities, Inc.
|
FUND
|
|
A0072
|
Bacher & Co.
|
FUSI
|
|
A2155
|
First Western Advisors
|
FWAI
|
|
A4741
|
First Williston Corp
|
FWCI
|
|
A0506
|
First Washington Corporation
|
FWCO
|
|
A2800
|
First Western Securities, Inc.
|
FWSI
|
|
A2937
|
First Winston Securities, Inc.
|
FWSS
|
|
A6607
|
1st Worldwide Financial Partners, LLC.
|
FWWP
|
|
A7010
|
Global Arena Capital Corp
|
GACC
|
|
A3682
|
Gardner Financial Services,Inc
|
GAFI
|
|
A6111
|
Googins & Anton, Inc.
|
GAIC
|
|
A4571
|
Great American Investors, Inc.
|
GAII
|
|
A6376
|
Southwest Texas Capital, L.L.C.
|
GALF
|
|
A6419
|
ICAP Corporates LLC
|
GARB
|
|
A1036
|
Garrett Nagle & Co., Inc.
|
GARR
|
|
A6576
|
Gar Wood Securities, LLC
|
GARW
|
|
A4020
|
Gates Capital Corporation
|
GATS
|
|
A2354
|
Newport Coast Securities
|
GBET
|
|
A3149
|
Guaranty Brokerage Services, Inc.
|
GBIS
|
|
A6216
|
Goodwin Browning & Luna Securities, Inc.
|
GBLS
|
|
A2293
|
GBS Financial Corporation
|
GBSL
|
|
A6310
|
Global Crown Capital, LLC
|
GCCG
|
|
A6310
|
Global Crown Capital, LLC
|
GCCL
|
|
A5315
|
Gladowsky Capital Management Corp.
|
GCMC
|
|
A7049
|
Greencoast Capital Partners, LLC
|
GCPM
|
|
A5412
|
Government Capital Securities Corporation
|
GCSI
|
|
A5880
|
Gold Coast Securities, Inc.
|
GCST
|
|
A0566
|
Gilbert, Doniger & Co., Inc.
|
GDCO
|
|
A3776
|
Gardner Rich, LLC
|
GDNR
|
|
A6432
|
Glen Eagle Advisors, LLC
|
GEAL
|
|
A4689
|
Geary Securities, Inc.
|
GEAR
|
|
A3882
|
GE Capital Markets, Inc.
|
GECC
|
|
A4236
|
First Lincoln Investments,Inc.
|
GEIS
|
|
A5191
|
Goelzer Investment Management Inc.
|
GELZ
|
|
A2167
|
General Securities Corp.
|
GENS
|
|
A6087
|
Geneos Wealth Management, Inc.
|
GENW
|
|
A6618
|
GF Investment Services, LLC
|
GFBD
|
|
A6673
|
GFI Securities, LLC
|
GFIG
|
|
A6743
|
Southridge Investment Group LLC
|
GFLD
|
|
A4446
|
Global Financial Services
|
GFSI
|
|
A0549
|
Gage-Wiley & Co., Inc.
|
GGWI
|
|
A1519
|
GIT Investment Services, Inc.
|
GIMM
|
|
A3295
|
Girard Securities, Inc.
|
GIRL
|
|
A1272
|
Gregory J Schwartz & Co., Inc.
|
GJSS
|
|
A0593
|
BMO Capital Markets GKST Inc.
|
GKST
|
|
A5693
|
Online Brokerage Services, Inc.
|
GLBZ
|
|
A5661
|
Glickenhaus & Company
|
GLIC
|
|
A1819
|
Gill Capital Partners
|
GLLL
|
|
A6257
|
G.L.S. & Associates, Inc.
|
GLSA
|
|
A6533
|
Global Trading Group, Inc.
|
GLTG
|
|
A3035
|
JA Glynn & Company
|
GLYN
|
|
A4112
|
Gardnyr Michael Capital, Inc.
|
GMCI
|
|
A0958
|
George McKelvey Co., Inc.
|
GMCK
|
|
A1006
|
The GMS Group, LLC
|
GMSG
|
|
A2961
|
GunnAllen Financial, Inc.
|
GNLN
|
|
A2961
|
GunnAllen Financial, Inc.
|
GNLR
|
|
A3770
|
Great Nation Investment Corp.
|
GNTS
|
|
A6590
|
Golden Beneficial Securities Corp.
|
GOBE
|
|
A6887
|
John Thomas Financial
|
GOLA
|
|
A2197
|
Greenman Parker Connally Greenman, Inc.
|
GPCG
|
|
A4303
|
Great Pacific Securities
|
GPSS
|
|
A6560
|
GRB Financial, LLC
|
GRBF
|
|
A3776
|
Gardner Rich, LLC
|
GRCB
|
|
A6924
|
SecondMarket, Inc.
|
GRDK
|
|
A3510
|
GRF Capital Investors, Inc.
|
GRFC
|
|
A0594
|
M Griffith Investment Services Inc.
|
GRIF
|
|
A1706
|
Grigsby & Associates, Inc.
|
GRIG
|
|
A3667
|
Sandgrain Securities Inc.
|
GRIN
|
|
A5451
|
Grand Capital Corp.
|
GRND
|
|
A3985
|
Grodsky Associates, Inc.
|
GROD
|
|
A1893
|
MML Investors Services, Inc.
|
GRPS
|
|
A5399
|
Garden State Securities Inc.
|
GRST
|
|
A4494
|
GRW Capital Corporation
|
GRWC
|
|
A0574
|
Gary Goldberg & Co., Inc.
|
GRYG
|
|
A4970
|
Global Brokerage Services, Inc
|
GSBI
|
|
A5670
|
Obsidian Financial Group LLC
|
GSCL
|
|
A0576
|
Goldman, Sachs & Company
|
GSCO
|
|
A6917
|
Global Strategic Investments, LLC
|
GSRI
|
|
A0775
|
BC Ziegler and Company
|
GSTS
|
|
A1507
|
Painter, Smith and Gorian Inc.
|
GTRN
|
|
A5511
|
Grant Street Securities, Inc.
|
GTST
|
|
A6678
|
Guggenheim Investor Services, LLC
|
GUGG
|
|
A4627
|
Gurun Investment Advisors, Inc.
|
GURN
|
|
A2938
|
Guzman & Company
|
GUZM
|
|
A4961
|
Government Perspectives, LLC
|
GVMP
|
|
A5378
|
Grant Williams, LP
|
GWLP
|
|
A6505
|
Global World Network Securities, Inc.
|
GWNS
|
|
A3556
|
GW & Wade Asset Management Company
|
GWWD
|
|
A5856
|
Harvest Capital, LLC
|
HACA
|
|
A5525
|
Hantz Financial Services Inc
|
HAFS
|
|
A6889
|
W.R. Hambrecht & Co., LLC
|
HAMR
|
|
A4871
|
Hancock Investment Services
|
HANK
|
|
A3229
|
Harbour Investments, Inc.
|
HARB
|
|
A5882
|
Omega Securities, Inc.
|
HARD
|
|
A4382
|
Harvestons Securities, Inc.
|
HARS
|
|
A6824
|
Havenwood Capital Markets, LLC
|
HAVN
|
|
A0632
|
Hazlett, Burt & Watson, Inc.
|
HAZL
|
|
A2183
|
H Beck, Inc.
|
HBCK
|
|
A6343
|
Global Investor Services, L.C.
|
HBCO
|
|
A6396
|
Harold C. Brown & Co., LLC
|
HBRN
|
|
A6714
|
HBW Securities, LLC
|
HBWS
|
|
A4021
|
Henderson Capital Partners LLC
|
HCPI
|
|
A0668
|
JJB Hilliard, WL Lyons, LLC
|
HDLY
|
|
A1955
|
Hudson Securities, Inc.
|
HDSN
|
|
A1955
|
Hudson Securities, Inc.
|
HDSW
|
|
A1681
|
H.D. Vest Investment Services, Inc.
|
HDVS
|
|
A0635
|
Hefren-Tillotson, Inc.
|
HEFR
|
|
A6635
|
Stonehenge Securities, Inc.
|
HENG
|
|
A0643
|
Carl M Hennig, Inc.
|
HENN
|
|
A6579
|
Henley & Company LLC
|
HENY
|
|
A5998
|
SGC Securities LP
|
HERE
|
|
A0647
|
Bernard Herold & Co., Inc.
|
HERO
|
|
A0626
|
Hartfield, Titus & Donnelly LLC
|
HFLD
|
|
A7008
|
HFP Capital Markets LLC
|
HFPC
|
|
A6627
|
Heritage Financial Systems, Inc
|
HFSB
|
|
A0607
|
Halbert, Hargrove & Company
|
HHCO
|
|
A3837
|
Heartland Investment Associates
|
HIAI
|
|
A7043
|
Harbor Investment Advisory, LLC
|
HIAL
|
|
A5061
|
Higgins Capital Management
|
HIGG
|
|
A2723
|
Highlander Capital Group, Inc.
|
HIGH
|
|
A1481
|
Herbert J Sims & Co., Inc.
|
HJSC
|
|
A5363
|
HKC Securities, Inc.
|
HKCS
|
|
A0668
|
JJB Hilliard, WL Lyons, LLC
|
HLHC
|
|
A5425
|
Hollencrest Capital Management
|
HLLC
|
|
A6664
|
Hallmark Investments, Inc.
|
HMRK
|
|
A6871
|
Hanson McClain
|
HMRN
|
|
A6358
|
Homestead Financial, Inc.
|
HMST
|
|
A4099
|
Hunter Associates, Inc.
|
HNTR
|
|
A4792
|
Carey, Thomas, Hoover, & Breault, Inc.
|
HOOV
|
|
A5446
|
Silver Oak Securities, Incorporated
|
HOPK
|
|
A0682
|
Horwitz & Associates
|
HORW
|
|
A1729
|
Hornor, Townsend & Kent, Inc.
|
HOTO
|
|
A0687
|
Howe Barnes Hoefer & Arnett, Inc.
|
HOWE
|
|
A5316
|
Herndon Plant Oakley Ltd.
|
HPOL
|
|
A6681
|
HP Securities, Inc.
|
HPOT
|
|
A3666
|
American Enterprise Investment Services
|
HRBF
|
|
A6580
|
HRC Investment Services, Inc.
|
HRCS
|
|
A6399
|
Hall & Romkema Financial Services, LLC
|
HRFS
|
|
A4542
|
Harger & Company, Inc.
|
HRGR
|
|
A6696
|
Harris Investor Services, Inc.
|
HRRS
|
|
A0606
|
Independent Financial Group, LLC
|
HSAI
|
|
A0563
|
HSBC Securities (USA) Inc.
|
HSBC
|
|
A0563
|
HSBC Securities (USA) Inc.
|
HSBK
|
|
A0563
|
HSBC Securities (USA) Inc.
|
HSBM
|
|
A0630
|
Hawthorne Securities Corp.
|
HSCO
|
|
A6950
|
HighTower Securities, LLC
|
HTJP
|
|
A6950
|
HighTower Securities, LLC
|
HTWR
|
|
A2328
|
Huntington Investment Company
|
HUCO
|
|
A0850
|
Huntleigh Securities Corporation
|
HUNT
|
|
A5636
|
Huss Services, Inc.
|
HUSS
|
|
A0693
|
Hutchinson, Shockey, Erley & Co.
|
HUTC
|
|
A1963
|
Harvest Financial Corporation
|
HVST
|
|
A4208
|
Howard Weil Incorporated
|
HWIL
|
|
A5638
|
MS Howells & Co.
|
HWLS
|
|
A4981
|
Heim, Young & Associates, Inc.
|
HYSI
|
|
A0649
|
PR Herzig & Co., Inc.
|
HZIG
|
|
A0727
|
Isaak Bond Investments, Inc.
|
IAAK
|
|
A5181
|
Investments Architects, Inc.
|
IAIN
|
|
A3690
|
Investment Centers of America
|
IAME
|
|
A3341
|
ICBA Securities
|
IBAA
|
|
B0326
|
Independent Bankers' Bk. Of FL
|
IBBF
|
|
A6912
|
Interactive Brokers LLC
|
IBKR
|
|
A2080
|
Investors Brokerage of Texas, Ltd.
|
IBOT
|
|
A6508
|
IBS Securities, LLC
|
IBSL
|
|
A6427
|
Independence Capital Co., Inc.
|
ICCI
|
|
A4398
|
Investors Capital Corporation
|
ICCP
|
|
A2458
|
Investment Center, Inc.(The)
|
ICEN
|
|
A2868
|
Intercarolina Financial Svs, Inc
|
ICFS
|
|
A5579
|
ICM Capital Markets Ltd.
|
ICMC
|
|
A5011
|
Institutional Capital Mgmt,Inc
|
ICMH
|
|
A3707
|
Intercontinental Asset Mgmt,Gr
|
ICON
|
|
A2697
|
IC Rideau Lyons & Co.
|
ICRL
|
|
A6990
|
BrokerageSelect
|
IDAY
|
|
A3666
|
American Enterprise Investment Services
|
IDSI
|
|
A5474
|
QA3 Financial Corp.
|
IFSL
|
|
A1999
|
Intermountain Financial Svs, Inc.
|
IFSM
|
|
A6442
|
American Securities Group, Inc.
|
IIDC
|
|
A3447
|
Indiana Merchant Banking & Bro
|
IMBB
|
|
A2442
|
International Money Mgt.Group
|
IMMG
|
|
A5148
|
Imperial Capital, LLC
|
IMPC
|
|
A4347
|
Investment Management Service
|
IMSI
|
|
A6863
|
InterMerchant Securities LLC
|
IMSL
|
|
A4596
|
IMS Securities, Inc.
|
IMSS
|
|
A2625
|
Saturna Brokerage Services, Inc.
|
INCC
|
|
A5756
|
Incapital, LLC
|
INCP
|
|
A5280
|
Indiana Securities, LLC
|
INDI
|
|
A6690
|
Integral Financial LLC
|
INFI
|
|
A0706
|
Ingalls & Snyder LLC
|
INGS
|
|
A3751
|
INNOVA Securities, Inc.
|
INNO
|
|
A5065
|
Investment Planners, Inc.
|
INPI
|
|
A4134
|
Investment Professionals, Inc.
|
INPR
|
|
A3831
|
Transamerica Financial Advisors, Inc.
|
INSC
|
|
A4089
|
International Assets Advisory, LLC
|
INTA
|
|
A5659
|
Partnervest Securities, Inc.
|
INTS
|
|
A0712
|
Invemed Associates, Inc.
|
INVM
|
|
A0711
|
Interpacific Investors Service
|
IPAC
|
|
A3944
|
Investment Placement Group
|
IPGR
|
|
A5799
|
PlanMember Securities Corporation
|
IRMD
|
|
A2822
|
International Research Sec., Inc
|
IRSI
|
|
A0725
|
Investors Security Co.
|
ISCI
|
|
A5797
|
Institutional Securities Corporation
|
ISCN
|
|
A1514
|
Invest Financial Corp.
|
ISFA
|
|
A4531
|
International Strategy & Investment Group
|
ISIG
|
|
A6734
|
ISI Capital, LLC
|
ISIL
|
|
A2689
|
SAL Financial Services, Inc.
|
ITCC
|
|
A6518
|
Blue Creek Securities, LLC
|
ITFS
|
|
A6473
|
Investment Network, Inc.
|
IVNT
|
|
A6134
|
Union Capital Company
|
IVOL
|
|
A5789
|
Intervest International Equities Corp.
|
IVST
|
|
A5138
|
Natixis Securities North America, lnc.
|
IXIS
|
|
A5962
|
Jacques Financial, LLC
|
JACF
|
|
A3633
|
Jackson Securities, LLC
|
JACK
|
|
A5742
|
Liberty Group, LLC
|
JACQ
|
|
A4978
|
J Alden Associates
|
JADN
|
|
A0785
|
Janney Montgomery Scott LLC
|
JANY
|
|
A3401
|
Empire Securities Corporation
|
JAWM
|
|
A3492
|
Ohanesian/Lecours, Inc.]
|
JBLW
|
|
A3843
|
JDL Securities Corporation
|
JDLS
|
|
A5141
|
JH Darbie & Co., Inc.
|
JDRB
|
|
A5232
|
Jefferies & Company, Inc.
|
JEFF
|
|
A4990
|
The Jeffrey Matthews Fin. Grp.
|
JEFM
|
|
A5551
|
Jettrade, Inc.
|
JETT
|
|
A6984
|
ATIS, Inc.
|
JEVO
|
|
A2507
|
Windmill Group, Inc. (The)
|
JGFF
|
|
A3650
|
The Garbacz Group Inc.
|
JGII
|
|
A5164
|
Joseph Gunnar & Co. LLC
|
JGUN
|
|
A4437
|
Signator Investors, Inc.
|
JHDI
|
|
A0797
|
Joe Jolly & Co., Inc.
|
JJCO
|
|
A3380
|
Rafferty Capital Markets, Inc.
|
JJKE
|
|
A4878
|
Chilton & Associates, inc
|
JKCA
|
|
A0786
|
JKR & Co., Inc.
|
JKRC
|
|
A5967
|
JK Securities, Inc.
|
JKSI
|
|
A5231
|
National Planning Corporation
|
JNFS
|
|
A5991
|
Scottsdale Capital Advisors
|
JOHN
|
|
A0795
|
Johnston, Lemon & Co., Inc.
|
JOLE
|
|
A5540
|
J.P. Morgan Institutional Investments Inc.
|
JPHQ
|
|
A5540
|
J.P. Morgan Institutional Investments Inc.
|
JPMA
|
|
A0105
|
J.P. Morgan Securities Inc.
|
JPMB
|
|
A2153
|
JP McGowan & Co., Inc.
|
JPMC
|
|
A0105
|
J.P. Morgan Securities Inc.
|
JPMS
|
|
A5103
|
JP Turner & Company, LLC
|
JPTC
|
|
A5103
|
JP Turner & Company, LLC
|
JPTS
|
|
A2998
|
Johnson, Rice & Company LLC
|
JRCO
|
|
A5608
|
Jesup & Lamont Securities Corp.
|
JSLC
|
|
A5608
|
Jesup & Lamont Securities Corp.
|
JSLI
|
|
A6723
|
Titan Securities
|
JSMI
|
|
A5608
|
Jesup & Lamont Securities Corp.
|
JSUP
|
|
A0215
|
Jack V Butterfield Invest.
|
JVBF
|
|
A5710
|
JVB Financial Group, LLC
|
JVBG
|
|
A6306
|
J.W. Cole Financial, Inc.
|
JWCF
|
|
A5874
|
Financial Telesis, Inc.
|
JWFS
|
|
A2402
|
John W Loofbourrow Assoc.
|
JWLA
|
|
A4849
|
JW Millegan, Inc.
|
JWML
|
|
A6908
|
First Integrity Capital Partners Corp.
|
KACI
|
|
A4050
|
Kadick Incorporated
|
KADI
|
|
A4274
|
KA Associates, Inc.
|
KALA
|
|
A6482
|
Kalos Capital, Inc.
|
KALO
|
|
A2725
|
Revere Securities Corp.
|
KART
|
|
A0813
|
Kashner Davidson Securities Co
|
KASH
|
|
A0806
|
Kahn Brothers LLC
|
KBCO
|
|
A5046
|
Kaufman Bros., L.P.
|
KBRO
|
|
A5150
|
Keefe, Bruyette & Woods, Inc.
|
KBWI
|
|
A6199
|
Kildare Capital
|
KCAP
|
|
A4635
|
Kuehl Capital Corporation
|
KCCX
|
|
A6440
|
KCD Financial, Inc.
|
KCDF
|
|
A7052
|
KCG Securities, LLC
|
KCGS
|
|
A4684
|
Kiley Partners, Inc.
|
KCIX
|
|
A5625
|
Crestone Securities LLC
|
KCML
|
|
A7027
|
de Koning Capital Markets, LLC
|
KDEK
|
|
A2764
|
Kedem Capital Corporation
|
KEDM
|
|
A0820
|
Keeley Investment Corp.
|
KEEL
|
|
A4565
|
St. Bernard Financial Services
|
KEEN
|
|
A4452
|
Kelmoore Investment Company
|
KELM
|
|
A0823
|
Kensington Capital Corp.
|
KENS
|
|
A2049
|
Kercheville & Company, Inc.
|
KERC
|
|
A0953
|
KeyBanc Capital Markets Inc.
|
KEYB
|
|
A6910
|
Arete Wealth Management LLC
|
KEYS
|
|
A2840
|
Kevin Hart Kornfield & Company
|
KHKC
|
|
A6199
|
Kildare Capital
|
KILD
|
|
A5163
|
Killarney Securities Corp.
|
KILR
|
|
A0835
|
Kimelman & Baird, LLC
|
KIML
|
|
A0836
|
CL King and Associates, Inc.
|
KING
|
|
A0840
|
Kious and Company, Inc.
|
KIOS
|
|
A6708
|
Key Investment Services
|
KISL
|
|
A6881
|
Kipling Jones & Co.
|
KJCO
|
|
A3440
|
Kenneth, Jerome & Company, Inc
|
KJER
|
|
A2856
|
KJM Securities, Inc.
|
KJMS
|
|
A3316
|
KMS Financial Services, Inc.
|
KMSF
|
|
A6967
|
RG Knox Company, LLC
|
KNOX
|
|
A2193
|
Kinsell, Newcomb & De Dios, Inc.
|
KOND
|
|
A1632
|
Koonce Securities, Inc.
|
KOSE
|
|
A5250
|
Kovack Securities, Inc.
|
KOVS
|
|
A5374
|
KR Securities, LLC
|
KRCO
|
|
A0843
|
Kirk Securities Corporation
|
KRKS
|
|
A6803
|
Kane Reid Securities Group, Inc. dba TradeKing
|
KRSG
|
|
A3698
|
JW Korth & Company
|
KRTH
|
|
A2552
|
Krueger Brokerage, Inc.
|
KRUG
|
|
A6995
|
Kellogg Capital Markets, LLC
|
KSGB
|
|
A5390
|
Keystone Capital Corporation
|
KSTN
|
|
A5976
|
Kuhns Brothers Securities Corporation
|
KUHN
|
|
A0854
|
Kuykendall & Schneider, Inc.
|
KUYK
|
|
A6559
|
Kovitz Securities, LLC
|
KVTZ
|
|
A6367
|
K.W. Chambers and Company
|
KWCC
|
|
A0805
|
KW Securities Corporation
|
KWSC
|
|
A6055
|
LaBrunerie Financial Services, Inc.
|
LABR
|
|
A4764
|
TrustFirst, Inc.
|
LADY
|
|
A0862
|
RF Lafferty and Company
|
LAFB
|
|
A0862
|
RF Lafferty and Company
|
LAFC
|
|
A0862
|
RF Lafferty and Company
|
LAFF
|
|
A6385
|
Lafise Securities Corp
|
LAFI
|
|
A5706
|
Allstate Financial Services, LLC
|
LAGI
|
|
A5361
|
Lake Forest Securities LLC
|
LAKE
|
|
A6927
|
Lara, Shull & May, LLC
|
LAMA
|
|
A2869
|
Lamon & Stern, Inc.
|
LAMS
|
|
A2857
|
Marc J Lane & Company
|
LANE
|
|
A3381
|
Lancaster Pollard & Co.
|
LANP
|
|
A2649
|
Larimer Capital Corporation
|
LARC
|
|
A5088
|
Lieblong & Associates, Inc.
|
LASI
|
|
A0859
|
LaSalle Street Securities, LLC
|
LASS
|
|
A4253
|
Lantern Investments, Inc.
|
LATN
|
|
A7045
|
Lazard Capital Markets
|
LAZA
|
|
A6907
|
Lebenthal & Co., LLC
|
LBCO
|
|
A1883
|
IFMG Securities Inc.
|
LBSC
|
|
A6757
|
LCS Securities, LLC
|
LCSS
|
|
A5490
|
Landaas & Company
|
LDAS
|
|
A3899
|
Landolt Securities, Inc.
|
LDOT
|
|
A5930
|
The Leaders Group, Inc.
|
LEAD
|
|
A4752
|
Leigh Baldwin & Co., LLC
|
LEBO
|
|
A5571
|
Ledgewood Capital Management, LLC
|
LEDG
|
|
A5262
|
Leerink Swann LLC
|
LEER
|
|
A0880
|
Lehman Brothers Inc.
|
LEHM
|
|
A5238
|
Port Securities, Inc.
|
LEMM
|
|
A4502
|
Lenox Financial Services, Inc.
|
LENX
|
|
A4952
|
Leonard & Company
|
LEOC
|
|
A5127
|
Leonard Securities, Inc.
|
LEON
|
|
A0883
|
Levy, Harkins & Co., Inc.
|
LEVY
|
|
A3774
|
Lexington Investment Company,
|
LEXI
|
|
A2842
|
Lincoln Fin'l Advisors Corp.
|
LFAC
|
|
A6003
|
Lighthouse Financial Group, LLC
|
LFCM
|
|
A6712
|
LFC Securities, LLC
|
LFCS
|
|
A6003
|
Lighthouse Financial Group, LLC
|
LFIN
|
|
A4749
|
LF Financial, LLC
|
LFRO
|
|
A1200
|
LaBranche Financial Services, LLC
|
LFSJ
|
|
A2038
|
Legend Merchant Group, Inc.
|
LGND
|
|
A5800
|
Legend Equities Corporation
|
LGNE
|
|
A5948
|
Legent Clearing Corp.
|
LGNT
|
|
A4277
|
Waterstone Financial Group
|
LGTC
|
|
A6958
|
Knights Libertas LLC
|
LIBE
|
|
A6599
|
Long Island Financial Group Inc.
|
LIFG
|
|
A6688
|
USAA Financial Advisors, Inc.
|
LIIS
|
|
A5733
|
Leumi Investment Services Inc.
|
LISI
|
|
A6003
|
Lighthouse Financial Group, LLC
|
LITE
|
|
A4071
|
LJ Hart & Company
|
LJHT
|
|
A5760
|
LifeMark Securities Corporation
|
LMAR
|
|
A3894
|
L & M Financial Services
|
LMFI
|
|
A4547
|
LM Kohn & Company
|
LMKO
|
|
A4241
|
Lam Securities Investments, Inc.
|
LMSE
|
|
A4178
|
Lincoln Investment Planning
|
LNCL
|
|
A6789
|
Guggenheim Securities, LLC
|
LNKS
|
|
A1547
|
Loeb Partners Corporation
|
LOBR
|
|
A5225
|
IBC Investments
|
LOCL
|
|
A1547
|
Loeb Partners Corporation
|
LOEB
|
|
A3836
|
Lombard Securities Inc.
|
LOMB
|
|
A5139
|
Loop Capital Markets, LLC
|
LOOP
|
|
A1349
|
LO Thomas & Co., Inc.
|
LOTC
|
|
A4928
|
Lowell & Company
|
LOWL
|
|
A6581
|
Liberty Partners Financial Services, LLC
|
LPFS
|
|
A6686
|
Lek Securities Corporation
|
LSCI
|
|
A6945
|
Livingston Securities, LLC
|
LSEC
|
|
A5322
|
Lesko Securities, Inc.
|
LSKO
|
|
A3082
|
Lafayette Investments, Inc
|
LSPI
|
|
A0860
|
Ladenburg, Thalmann & Co., Inc
|
LTCO
|
|
A1775
|
LP Littlewood & Associates, Inc.
|
LTLI
|
|
A1967
|
Lawson Financial Corporation
|
LWFL
|
|
A3238
|
Credit Agricole Securities (USA)
|
LYON
|
|
A1965
|
Mid Atlantic Capital Corp.
|
MACC
|
|
A2587
|
Madden Securities Corporation
|
MADN
|
|
A5242
|
Marquis Financial Services
|
MAFS
|
|
A0916
|
Maguire Investments, Inc.
|
MAGI
|
|
A7056
|
World Financial Services, Inc.
|
MAGS
|
|
A7030
|
Maia Securities, Inc.
|
MAIA
|
|
A0998
|
SecureVest Financial Group, Inc.
|
MAMA
|
|
A5862
|
MidAmerica Financial Services, Inc.
|
MAME
|
|
A0923
|
VM Manning & Co.
|
MANI
|
|
A6356
|
Horace Mann Investors, Inc.
|
MANN
|
|
A0636
|
MF Global Inc.
|
MANS
|
|
A5929
|
Mark Stewart Securities, Inc.
|
MARK
|
|
A0937
|
Hugo Marx & Co., Inc.
|
MARX
|
|
A6641
|
Managed Account Services, LLC
|
MASE
|
|
A4605
|
Securities Capital Corporation
|
MASJ
|
|
A5173
|
Matrix Capital Group, Inc.
|
MATX
|
|
A6703
|
Madison Avenue Securities
|
MAVS
|
|
A6154
|
Maxim Group LLC
|
MAXM
|
|
A0941
|
Great Circle Financial
|
MAYO
|
|
A1007
|
Moors & Cabot
|
MCBT
|
|
A2389
|
McClurg Capital Corporation
|
MCCL
|
|
A4594
|
Morton Clarke Fu & Metcalf, Inc.
|
MCFM
|
|
A6390
|
MCL Financial Group, Inc.
|
MCLF
|
|
A0962
|
McLiney and Company
|
MCLI
|
|
A0660
|
Merchant Capital, LLC
|
MCLL
|
|
A0964
|
McMillion Securities, Inc.
|
MCME
|
|
A5738
|
Municipal Capital Markets Group, Inc.
|
MCMG
|
|
A6180
|
McNally Financial Services Corporation
|
MCNA
|
|
A5736
|
TheMuniCenter, LLC
|
MCTR
|
|
A0951
|
McCourtney-Breckenridge Company
|
MCTY
|
|
A6651
|
MDB Capital Group, LLC
|
MDBC
|
|
A4131
|
Andrew Garrett, Inc.
|
MDBI
|
|
A0932
|
Marquette de Bary Inc.
|
MDEB
|
|
A3089
|
Middlegate Securities, Ltd.
|
MDGS
|
|
A3991
|
Robert R Meredith & Co., Inc.
|
MDTH
|
|
A6117
|
Paradigm Equities, Inc.
|
MEAF
|
|
A0028
|
ME Allison & Co., Inc.
|
MEAL
|
|
A0970
|
Means Investment Company, Inc.
|
MEAN
|
|
A6512
|
Meritus Financial Group, Inc.
|
MEFG
|
|
A3590
|
WH Mell Associates
|
MELL
|
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A4181
|
Mellin Securities, Inc.
|
MELN
|
|
A6540
|
Mercadien Securities, LLC
|
MERC
|
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A6350
|
Merrion Securities, LLC
|
MERG
|
|
A6715
|
Merriman Curhan Ford & Co.
|
MERI
|
|
A6443
|
Merrimac Corporate Securities, Inc.
|
MERR
|
|
A6443
|
Merrimac Corporate Securities, Inc.
|
MERX
|
|
A3226
|
Monarch Financial Corp.of America
|
MFCA
|
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A3226
|
Monarch Financial Corp.of America
|
MFIN
|
|
A4685
|
BNYMellon Capital Markets, LLC
|
MFMI
|
|
A0922
|
MANNA Financial Services Corp.
|
MFPC
|
|
A6355
|
MFR Securities, Inc.
|
MFRS
|
|
A5862
|
MidAmerica Financial Services, Inc.
|
MFSI
|
|
A4484
|
MHA Financial Corp.
|
MHAF
|
|
A5560
|
M Holdings Securities, Inc.
|
MHSI
|
|
A0489
|
fmsbonds, Inc.
|
MIAM
|
|
A3620
|
M&I Financial Advisors, Inc.
|
MIBS
|
|
A5635
|
MICG Investment Management
|
MICG
|
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A3040
|
Mid-Atlantic Securities, Inc.
|
MIDA
|
|
A6709
|
Midkiff & Stone Capital Group, Inc.
|
MIDK
|
|
A4720
|
MidSouth Capital, Inc.
|
MIDS
|
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A4368
|
Milkie/Ferguson Investments
|
MIFI
|
|
A5298
|
Morgan Investment Management, Inc.
|
MIMI
|
|
A3800
|
Securian Financial Services, Inc.
|
MIML
|
|
A1487
|
Citigroup Global Markets Inc.
|
MINC
|
|
A2421
|
Mack Investment Securities, Inc
|
MINV
|
|
A0988
|
Mid-Ohio Securities Corp.
|
MIOH
|
|
A5852
|
GPC Securities Inc
|
MISI
|
|
A4652
|
Mischler Financial Group, Inc.
|
MISL
|
|
A6212
|
Capnet Securities Corporation
|
MITC
|
|
A5854
|
Miller Tabak Roberts Securities, LLC
|
MITR
|
|
A6819
|
Murray Securities, Inc.
|
MJDW
|
|
A6223
|
M.J. Whitman LLC
|
MJWH
|
|
A5763
|
MKG Financial Group, Inc.
|
MKGF
|
|
A1847
|
UnionBanc Investment Services, LLC
|
MKTI
|
|
A0976
|
Merrill Lynch, Pierce, Fenner and Smith Inc.
|
MLCO
|
|
A0976
|
Merrill Lynch, Pierce, Fenner and Smith Inc.
|
MLMA
|
|
A6935
|
Mainline West Municipal Securities, LLC
|
MLMS
|
|
A0956
|
Mutual Service Corporation
|
MLPL
|
|
A4105
|
Melvin Securities, LLC
|
MLVN
|
|
A7011
|
McMahan Securities Co. LP
|
MMAN
|
|
A5637
|
Marks, McBroom Securities, Inc.
|
MMCI
|
|
A3326
|
Money Concepts Capital Corp
|
MNCC
|
|
A1037
|
Martin Nelson & Co., Inc.
|
MNCO
|
|
A6421
|
Monarch Capital Group, LLC
|
MNRC
|
|
A5798
|
Mutual of Omaha Investor Services Inc
|
MOIS
|
|
A5265
|
Montag & Joselson
|
MOJO
|
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A1009
|
Morgan Keegan & Company
|
MOKE
|
|
A5260
|
Moloney Securities Co., Inc.
|
MOLO
|
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A6502
|
Montecito Advisors, Inc.
|
MONA
|
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A6502
|
Montecito Advisors, Inc.
|
MORF
|
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A5260
|
Moloney Securities Co., Inc.
|
MOSE
|
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A5574
|
Maplewood Investment Advisors, Inc
|
MPLW
|
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A4326
|
PWMCO, LLC
|
MPWA
|
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A0949
|
McGinn, Smith & Co., Inc.
|
MQIN
|
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A6114
|
IBN Financial Services, Inc.
|
MRBA
|
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A6934
|
Mercer Capital, Ltd.
|
MRCP
|
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B0190
|
M&I Marshall & Ilsley Bank
|
MRIS
|
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A6324
|
Matrix USA, LLC
|
MRIX
|
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A4687
|
Miramar Securities, Inc.
|
MRMR
|
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A2770
|
Marsco Investment Corporation
|
MRSC
|
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A2986
|
Maine Securities Corporation
|
MSCB
|
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A6389
|
Magna Securities Corp.
|
MSCH
|
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A1012
|
Morgan Stanley & Co. Incorporated
|
MSCO
|
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A5529
|
Manarin Securities Corporation
|
MSCX
|
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A4465
|
Mason Securities, Inc.
|
MSIE
|
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A5332
|
MetLife Securities, Inc.
|
MSII
|
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A5567
|
Michigan Securities, Inc.
|
MSIM
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A1012
|
Morgan Stanley & Co. Incorporated
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MSNY
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A7007
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Morgan Stanley Smith Barney LLC
|
MSPW
|
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A0980
|
Mesirow Financial Inc
|
MSRO
|
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A7007
|
Morgan Stanley Smith Barney LLC
|
MSSB
|
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A6268
|
MS Securities Services Inc.
|
MSSS
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A5508
|
Midwestern Securities Trading Company LLC
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MSTC
|
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A3678
|
Multi-Bank Securities, Inc.
|
MTBK
|
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A2596
|
Mutual Trust Co.of America Sec
|
MTCA
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A6493
|
Miller Tabak & Co., LLC
|
MTCO
|
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A5241
|
M & T Securities, Inc
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MTDB
|
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A2362
|
MTL Equity Products, Inc.
|
MTLE
|
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A6700
|
MultiTrade Securities, LLC
|
MTRN
|
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A6942
|
Center Street Securities
|
MTRS
|
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B0125
|
Manufacturers and Traders Trust Company
|
MTSD
|
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A7046
|
Mitsubishi UFJ Securities (USA)
|
MUFG
|
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A2021
|
Multi-Financial Securities Corp
|
MULT
|
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A4351
|
Murphy & Durieu
|
MURF
|
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A4351
|
Murphy & Durieu
|
MURP
|
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A0956
|
Mutual Service Corporation
|
MUSC
|
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A5609
|
Cohen & Company Securitites, LLC
|
MUSE
|
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A3485
|
Minnesota Valley Investments
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MVII
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A6740
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Grace Financial Group LLC
|
MVPF
|
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A4870
|
MV Securities Group, Inc.
|
MVSG
|
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A5820
|
MWA Financial Services, Inc.
|
MWAF
|
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A1000
|
Monness, Crespi, Hardt & Co.,
|
MWCC
|
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A6986
|
Madison Williams & Company
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MWCO
|
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A5345
|
McAdams Wright Ragen, Inc.
|
MWRI
|
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A6406
|
Morgan Wilshire Securities Inc.
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MWSI
|
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A4844
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Maximum Fin'l. Inv. Grp, Inc.
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MXFG
|
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A6891
|
Maxwell Simon Inc.
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MXSI
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A4378
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Meyers Associates, L.P.
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MYLG
|
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A4811
|
Money Market 1 Inst'l Inv Dealer
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MYMK
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A4378
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Meyers Associates, L.P.
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MYRS
|
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A6413
|
New Alliance Investments Inc.
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NABC
|
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A5959
|
National Alliance Securities Corporation
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NACL
|
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A4410
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Warren D Nadel & Company
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NADL
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A6643
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NAFA Capital Markets, LLC
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NAFA
|
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A1031
|
National Securities Corp.
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NAPK
|
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A1031
|
National Securities Corp.
|
NAPN
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A1031
|
National Securities Corp.
|
NATL
|
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A6495
|
PNC Investments LLC
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NATY
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A4075
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Nancy Barron & Associates
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NBAR
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A4744
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NBC Securities, Inc.
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NBCS
|
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A0976
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Merrill Lynch, Pierce, Fenner and Smith Inc.
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NBII
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A1039
|
Neuberger Berman LLC
|
NBLB
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B0019
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Bank of America, NA
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NBNA
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A6198
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Brandis Tallman LLC
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NBST
|
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A6203
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Nollenberger Capital Partners, Inc.
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NCPI
|
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A2354
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Newport Coast Securities
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NCSI
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A5690
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Nanes Delorme Capital Management LLC
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NDCM
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A7003
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NDX Trading, Inc.
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NDXT
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A6472
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Needham & Company, LLC
|
NEED
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A4880
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Greenberg Financial Group
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NEHL
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A4311
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Nelkin Capital Management, Inc
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NELK
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A5975
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Nelson Securities, Inc.
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NELS
|
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A3563
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Northeast Securities, Inc.
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NESC
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A1826
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New England Securities
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NESS
|
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A5165
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Netherland Securities, Inc.
|
NETH
|
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A1761
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Network 1 Financial Securities
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NETW
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A1039
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Neuberger Berman LLC
|
NEUB
|
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A1045
|
Capmarket Securities Inc.
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NEWM
|
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A6400
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NewOak Capital Markets LLC
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NEWO
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A6143
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NewPoint Securities, LLC
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NEWP
|
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A5384
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Next Financial Group, Inc.
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NEXT
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A6737
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Navy Federal Brokerage Services LLC
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NFBS
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Nations Financial Group, Inc.
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NFGR
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A1562
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National Financial Serv. Corp. LLC
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NFSC
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Nexity Financial Services, Inc.
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NFSI
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Infinity Securities, Inc.
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NFTY
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Hewitt Financial Services LLC
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NHFS
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A5548
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New Horizon Asset Management Group, LLC
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NHMG
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A3574
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Hennion & Walsh Inc.
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NHWI
|
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A5594
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NIA Securities, LLC
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NIAS
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A6267
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Nicol Investors Corporation
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NICL
|
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A3898
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First Trust Portfolios L.P.
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NIKE
|
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A6718
|
Niagara International Capital Limited
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NILL
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A6773
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North Atlantic Securities, L.L.C.
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NOAS
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A4017
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Noble Internat'l. Invs., Inc.
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NOBL
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A4731
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Noesis Capital Corp.
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NOES
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A0944
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Maxwell, Noll, Inc.
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NOLL
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A4890
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Northern Capital Securities
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NORC
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Northland Securities, Inc.
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NORT
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A2196
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Wells Fargo Brokerage Svcs LLC
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NORW
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A6973
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North South Capital, LLC
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NOSO
|
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A1061
|
David A Noyes & Company
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NOYS
|
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A6103
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NPA Financial Resources
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NPAI
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A6720
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NPB Financial Group, LLC
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NPBF
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A3711
|
North Ridge Securities Corp.
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NRSC
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A6414
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Newbury Street Capital LP
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NSCB
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A6135
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NorthStar Financial Partners, Inc.
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NSFP
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Nestlerode & Loy, Inc.
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NSRD
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Neidiger, Tucker, Bruner, Inc.
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NTBC
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A3290
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Nutmeg Securities, Ltd.
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NTMG
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A3290
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Nutmeg Securities, Ltd.
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NTMP
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A3290
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Nutmeg Securities, Ltd.
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NTMW
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A0654
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Northern Trust Securities, Inc.
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NTRC
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A1062
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Nuveen Investments, LLC
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NVEN
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A2409
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NW Capital Markets Inc.
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NWCM
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A6137
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Northwest Investment Advisors, Inc.
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NWIA
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A5864
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Northwestern Mutual Investment Services, LLC
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NWML
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A1032
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Newport Securities Corporation
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NWPT
|
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B0460
|
Nexity Bank Investment Division
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NXTY
|
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A4166
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NYLife Securities LLC
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NYLS
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A6402
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NYPPEX, LLC.
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NYPP
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A5188
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Wolf Financial Management, LLC
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OAKB
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A6457
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OBEX Securities LLC
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OBEX
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A1067
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O'Brien and Shepard, Inc.
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OBSH
|
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A5021
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Oberweis Securities, Inc.
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OBWS
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A7040
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Oleet Securities, LLC
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OCOJ
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A6930
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O'Connor & Company Securities Inc
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OCON
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NRP Financial, Inc.
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OFCC
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OFG Financial Services, Inc.
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OFGF
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A6765
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Fulcrum Securities, Inc.
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OFKS
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A1070
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Fifth Third Securities, Inc.
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OHIO
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A3666
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American Enterprise Investment Services
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OLDE
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A1073
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Olmsted & Mulhall, Inc.
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OLMM
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A6466
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Olympus Securities
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OLMP
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A4013
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Omnivest, Inc.
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OMNV
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A7071
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Olympia Asset Management, LTD
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OMPA
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A6898
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OM Securities, LLC
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OMSL
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A3378
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O.N. Equity Sales Company
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ONES
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A0455
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Oppenheimer & Co. Inc.
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OPCO
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A5846
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OppenheimerFunds Distributor, Inc.
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OPFD
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A5808
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optionsXpress, Inc.
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OPXI
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A4113
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Oriental Group Financial Services
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ORTL
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AmTrust Investment Services, Inc.
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OSSI
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A3870
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Oak Tree Securities, Inc.
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OTSB
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A5404
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Ogilvie Security Advisors Corporation
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OTSC
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optionsXpress, Inc.
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OXPS
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Packerland Brokerage Services, Inc.
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PACK
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A1092
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Pacific West Securities, Inc.
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PACW
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A6747
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Pali Capital, Inc.
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PALC
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A2876
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Progressive Asset Management, Inc.
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PAMC
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A2948
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Professional Asset Management, Inc
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PAMI
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A5202
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Pacific American Securities, LLC
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PAMS
|
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A6730
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Papamarkou Wellner & Company, Inc.
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PAPA
|
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A6172
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BNP Paribas Securities Corp
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PARI
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A1093
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SC Parker & Company, Inc.
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PARK
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A5383
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Park Avenue Securities, LLC
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PASC
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A6341
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Pershing Advisor Solutions, LLC
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PASL
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A5251
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Passport Securities, Inc.
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PASP
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A3476
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Du Pasquier & Co., Inc.
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PASQ
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A7058
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Tullet Prebon Financial Services
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PATR
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A1097
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Paulson Investment Company, Inc
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PAUL
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A2647
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Portfolio Brokerage Services
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PBSI
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A5662
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Perelman - Carley & Associates, Inc.
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PCAT
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A3649
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Peachtree Capital Corporation
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PCCA
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A7041
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PCS Dunbar Securities, LLC
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PCDN
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A3988
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Bankoh Investment Services, Inc.
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PCIS
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A2175
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Pacific Commonwealth Corp.
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PCMC
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A0105
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J.P. Morgan Securities Inc.
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PCSD
|
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A6446
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American Trust Investment Services
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PEER
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A3419
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Penrod Financial Services, Inc
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PENC
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A6583
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Pointe Capital, Inc.
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PENP
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A1108
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Peninsular Securities Company
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PENS
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A6735
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Percival Financial Partners, Ltd.
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PERC
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A1111
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Perkins, Smart & Boyd, Inc.
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PERK
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A6495
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PNC Investments LLC
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PERM
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A0399
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Pershing LLC
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PERS
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A6011
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Peraza Capital and Investments, LLC
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PERZ
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Peterson Investments, Inc.
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PETI
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Preferred Client Group, Inc.
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PFCG
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A4712
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Penson Financial Services, Inc.
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PFSI
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A4144
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Princor Financial Service Corp
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PFSM
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A4649
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Philips & Company Securities
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PHCO
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A5248
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Perrin, Holden & Davenport Capital Corporation
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PHDC
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A3362
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Philadelphia Investors, Ltd.
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PHIN
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A5070
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Navaid Financial Services,Inc.
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PHRS
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A1128
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Planned Investment Co., Inc.
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PICC
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A2602
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T Rowe Price Investment Serv.
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PICE
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Polar Investment Counsel, Inc.
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PICI
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A6604
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Banorte Securities International Ltd.
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PICO
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A5937
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Prudential Investment Management Services LLC
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PIMS
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A6918
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Pinnacle Investments, LLC
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PINA
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A6659
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Pinnacle Financial Group, LLC
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PINF
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A1126
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Piper Jaffray & Co.
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PIPR
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A2176
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Pacific Investment Secs. Corp.
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PISC
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A5232
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Jefferies & Company, Inc.
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PJEF
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A6513
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Planners Financial Services, Inc.
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PLAN
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A6219
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Hartford Life Distributors, LLC
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PLCO
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Place Trade Financial, Inc.
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PLTF
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A4912
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PMA Securities, Inc.
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PMAS
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A3629
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Prime Capital Services, Inc.
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PMCS
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A1723
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Portsmouth Financial Services
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PMFS
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A4897
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PMK Securities & Research,Inc.
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PMKS
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A2940
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Prager, Sealy and Co., LLC
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PMLC
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A6495
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PNC Investments LLC
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PNCI
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A2091
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PNC Capital Markets LLC
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PNCM
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A3877
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Powell Capital Markets, Inc.
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POCM
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A2578
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Podesta & Co.
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PODE
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A0441
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Hapoalim Securities USA, Inc.
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POLI
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A5335
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Pond Equities
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POND
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A2388
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Ponder Securities, Inc.
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PONS
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A6583
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Pointe Capital, Inc.
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PONT
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A5475
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Questar Capital Corporation
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POOH
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A1555
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Popular Securities, Inc.
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POPI
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A1926
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Oppenheimer & Close, Inc.
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POPP
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Popular Securities, Inc.
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POPS
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A1137
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Elmer E Powell & Company
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POWL
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A0742
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Porter, White & Company, Inc.
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POWY
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A6290
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PPA Investments, Inc.
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PPAI
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A1692
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People's Securities, Inc.
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PPLE
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A2948
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Professional Asset Management, Inc
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PRAS
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A6583
|
Pointe Capital, Inc.
|
PRBC
|
|
A4845
|
Bedminster Financial Group, Ltd.
|
PRCR
|
|
A6323
|
Presidio Capital Advisors, LLC
|
PRES
|
|
A5417
|
P.R. Gilboy & Associates, Inc.
|
PRGA
|
|
A6097
|
Portfolio Resources Group, Inc.
|
PRGI
|
|
A0104
|
George K Baum & Company
|
PRIE
|
|
A2585
|
Peter R Mack & Co., Inc.
|
PRMC
|
|
A2137
|
ProEquities, Inc
|
PROE
|
|
A5665
|
Putnam Retail Management Limited Partnership
|
PROG
|
|
A1150
|
Protected Investors of America
|
PROT
|
|
A7087
|
Private Portfolio, INC
|
PRPO
|
|
A3945
|
Presidential Brokerage, Inc.
|
PRSB
|
|
A2141
|
Merrill Lynch Prof. Clearing
|
PRST
|
|
A6806
|
Puritan Securities, Inc
|
PRTN
|
|
A5286
|
Pruco Securities, LLC
|
PRUC
|
|
A1152
|
Prudential-American Securities
|
PRUD
|
|
A2232
|
PSA Equities, Inc.
|
PSAE
|
|
A6801
|
Peak Securities Corporation
|
PSCO
|
|
A5273
|
NFP Securities Inc.
|
PSII
|
|
A3567
|
Red Capital Markets, Incorporated
|
PSIN
|
|
A4562
|
Prestige Financial Center
|
PSTG
|
|
A5779
|
PTI Securities & Futures, L.P.
|
PTIS
|
|
A5779
|
PTI Securities & Futures, L.P.
|
PTiS
|
|
A6234
|
PTS Brokerage, LLC
|
PTSB
|
|
B0462
|
Pulaski Bank
|
PULB
|
|
A1153
|
C.E. Gaye & Sons Securities LTD
|
PUMP
|
|
A5582
|
Puplava Securities, Inc.
|
PUPL
|
|
A6943
|
Puritan Brokerage Services, INC
|
PURB
|
|
A3572
|
Liberty Capital Investment Cor
|
PURP
|
|
A6483
|
Pursuit Partners, LLC
|
PURS
|
|
A1145
|
LPL Financial Corporation
|
PVLI
|
|
A5659
|
Partnervest Securities, Inc.
|
PVSI
|
|
A6882
|
PWA Securities, Inc.
|
PWAS
|
|
A1091
|
UBS Financial Services
|
PWJC
|
|
A1091
|
UBS Financial Services
|
PWJX
|
|
A1689
|
UBS Financial Services Inc. of Puerto Rico
|
PWPR
|
|
A6199
|
Kildare Capital
|
PWSL
|
|
A5474
|
QA3 Financial Corp.
|
QAFC
|
|
A5719
|
CFT Securities, LLC
|
QBSI
|
|
A1157
|
Quincy Cass Associates, Inc.
|
QCAS
|
|
A5673
|
Queens Road Securities, LLC
|
QRSC
|
|
A5557
|
Regis Securities Corporation
|
QSEC
|
|
A6742
|
Quayle and Company Securties
|
QUAL
|
|
A3190
|
Quest Capital Strategies, Inc.
|
QUEC
|
|
A4213
|
Quest Securities Inc.
|
QUES
|
|
A6847
|
Quoin Capital LLC
|
QUOI
|
|
A4069
|
Whitehall-Parker Securities
|
QWER
|
|
A3249
|
Royal Alliance Associates Inc.
|
RAAI
|
|
A1466
|
Shearman, Ralston Inc.
|
RACO
|
|
A0218
|
Wells Fargo Investments LLC
|
RAGN
|
|
A6549
|
Rainier Securities, LLC
|
RAIN
|
|
A4194
|
Midwest Financial and Investment Services, Inc.
|
RAIS
|
|
A1172
|
Raymond James & Assoc., Inc.
|
RAJA
|
|
A4603
|
Delta Equity Services Corp.
|
RAYG
|
|
A0069
|
Ausdal Financial Partners, Inc.
|
RBAC
|
|
A4258
|
RBC Capital Markets Corporation
|
RBCD
|
|
A1896
|
Rutherford,Brown & Catherwood
|
RBCW
|
|
A4118
|
Regional Brokers, Inc.
|
RBII
|
|
A4721
|
Robert Blum Municipals, Inc.
|
RBMU
|
|
A6991
|
Rockfleet Financial Services, Inc.
|
RCKF
|
|
A3380
|
Rafferty Capital Markets, Inc.
|
RCMI
|
|
A3380
|
Rafferty Capital Markets, Inc.
|
RCML
|
|
A3380
|
Rafferty Capital Markets, Inc.
|
RCMP
|
|
A1218
|
Roosevelt & Cross Incorporated
|
RCRS
|
|
A1238
|
Ruane, Cunniff & Goldfarb LLC
|
RCSK
|
|
A4655
|
RD Capital Group, inc.
|
RDCG
|
|
A5683
|
RDM Investment Services, Inc.
|
RDMI
|
|
A4853
|
Woodstock Financial Group, Inc.
|
RDNK
|
|
A2989
|
RDSC, LLC
|
RDSS
|
|
A5535
|
Condera Securities, LLC
|
RDST
|
|
A3829
|
Redwood Securities Group
|
RDWD
|
|
A5211
|
WH Reaves & Co., Inc.
|
REAV
|
|
A5771
|
Redi Markets, LLC
|
REDD
|
|
A4320
|
Register Financial Associates, Inc.
|
REGR
|
|
A1178
|
Reid and Associates
|
REID
|
|
A5602
|
Reliance Securities, LLC
|
RELI
|
|
A4393
|
Rensselaer Securities Corp.
|
RENS
|
|
A2729
|
GA Repple & Company
|
REPP
|
|
A6784
|
Reuven Enterprises Securities Division Inc.
|
REUV
|
|
A4827
|
Ryan Financial, Inc.
|
RFAI
|
|
A5639
|
Rockwell Financial Group, Inc. (The)
|
RFRC
|
|
A5725
|
Casimir Capital, LP
|
RFSA
|
|
A0567
|
Gilford Securities, Inc
|
RGIL
|
|
A2014
|
Regal Securities Inc.
|
RGLD
|
|
A2334
|
Ridgewood Associates Inc. NJ
|
RGWD
|
|
A2796
|
Rhodes Securities, Inc.
|
RHDS
|
|
A5692
|
Resource Horizons Group, LLC
|
RHGL
|
|
A1600
|
R H Investment Corporation
|
RHIC
|
|
A6770
|
Arque Capital, Ltd.
|
RHPP
|
|
A5911
|
Ridgeway & Conger, Inc.
|
RIDG
|
|
A4199
|
Riedl First Securities Company of Kansas
|
RIED
|
|
A1577
|
Haverford Trust Securities, Inc.
|
RITT
|
|
A1172
|
Raymond James & Assoc., Inc.
|
RJFI
|
|
A0717
|
Raymond James Financial Services
|
RJFS
|
|
A1196
|
RJJ Pasadena Securities, Inc.
|
RJJZ
|
|
A6811
|
Rockwell Securities LLC
|
RKWS
|
|
A1209
|
Robinson & Lukens
|
RLUK
|
|
A5599
|
Ramat Securities Ltd.
|
RMAT
|
|
A6314
|
Rushmore Capital, Inc.
|
RMCI
|
|
A6357
|
RMIN Securities, Inc.
|
RMIN
|
|
A1193
|
Richards, Merrill & Peterson
|
RMPI
|
|
A4590
|
RM Stark & Co.
|
RMST
|
|
A6002
|
RNR Securities, LLC
|
RNRS
|
|
A1200
|
LaBranche Financial Services, LLC
|
ROBB
|
|
A1205
|
Robinson & Robinson Inc.
|
ROBI
|
|
A2148
|
Rodgers Brothers, Inc.
|
ROBO
|
|
A6866
|
Rockwell Global Capital LLC
|
ROCK
|
|
A2781
|
RIM Securities LLC
|
ROCM
|
|
A6844
|
CapWealth Investment Services
|
ROGO
|
|
A6909
|
Richfield Orion International Incorporated
|
ROII
|
|
A1214
|
Romano Brothers & Company
|
ROMO
|
|
A6270
|
McKim Capital, Inc.
|
ROND
|
|
A3923
|
Roth Capital Partners, LLC
|
ROTH
|
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A3249
|
Royal Alliance Associates Inc.
|
ROYL
|
|
A1162
|
Repex & Co., Inc.
|
RPEX
|
|
A1165
|
Ramirez & Co., Inc.
|
RREZ
|
|
A5470
|
Retirement Resources Investment Corporation
|
RRIC
|
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A2790
|
Roberts & Ryan Investments Inc
|
RRII
|
|
A1165
|
Ramirez & Co., Inc.
|
RRPR
|
|
A3543
|
Ross, Sinclaire & Associates, LLC
|
RSAI
|
|
A5307
|
Ramius Securities, LLC
|
RSCO
|
|
A6063
|
Retirement System Distributors Inc.
|
RSDI
|
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A1233
|
Rothschild Lieberman, Ltd.
|
RSEC
|
|
A3960
|
Brookstone Securities, Inc.
|
RSIC
|
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A6238
|
Russell Implementation Services, Inc.
|
RSSE
|
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A5079
|
RiverStone Wealth Management Inc.
|
RSWM
|
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A1231
|
Rothschild Investment Corp.
|
RTHS
|
|
A5419
|
Loring Ward Securities Inc.
|
RWBM
|
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A5911
|
Ridgeway & Conger, Inc.
|
RWCI
|
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A0434
|
RW Ellwood & Co., Inc.
|
RWEL
|
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A3942
|
RW Pressprich & Co., Inc.
|
RWPS
|
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A2246
|
RW Smith & Associates, Inc.
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RWSM
|
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A6791
|
Reliance Worldwide Investments, LLC
|
RWWI
|
|
A1236
|
Royal Securities Co.
|
RYAL
|
|
A7026
|
Cross Point Capital LLC
|
SAAS
|
|
A6970
|
Sabadell Securities USA, Inc.
|
SABS
|
|
A1249
|
Sage, Rutty & Co., Inc.
|
SAGE
|
|
A3215
|
Securities America, Inc.
|
SAIN
|
|
A4908
|
Stephen A Kohn & Associates
|
SAKL
|
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A1487
|
Citigroup Global Markets Inc.
|
SALB
|
|
A1310
|
Sterne, Agee & Leach, Inc.
|
SALI
|
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A5924
|
Sammons Securities Company, LLC
|
SAMS
|
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A5215
|
Saperston Asset Management, Inc.
|
SAPA
|
|
A4549
|
Purshe Kaplan Sterling Invs.
|
SARG
|
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A3433
|
Richard A Saso & Associates
|
SASO
|
|
A5916
|
Saxony Securities, Inc.
|
SAXO
|
|
A3662
|
Saybrook Capital Corporation
|
SAYB
|
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A0125
|
Sanford C Bernstein & Co.
|
SBER
|
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A6038
|
Laidlaw and Company (UK) Ltd
|
SBIL
|
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A6587
|
Sunbelt Securities, Inc.
|
SBLT
|
|
A1473
|
John A Siberell & Co.
|
SBRL
|
|
A2178
|
Stern Brothers & Co.
|
SBRO
|
|
A1475
|
Muriel Siebert & Co., Inc.
|
SBRT
|
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A5074
|
Siebert Brandford Shank & Co
|
SBSC
|
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A1487
|
Citigroup Global Markets Inc.
|
SBSH
|
|
A5991
|
Scottsdale Capital Advisors
|
SCAI
|
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A1522
|
Shields & Company
|
SCAP
|
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A5965
|
SCF Securities, Inc.
|
SCFA
|
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A1264
|
AR Schmeidler & Co., Inc.
|
SCHM
|
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A7063
|
Salient Capital
|
SCLP
|
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A6845
|
Scotia Capital (USA) Inc.
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SCMC
|
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A6611
|
Sound Capital Management, LLC
|
SCML
|
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A2096
|
Southwestern Capital Markets, Inc.
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SCMT
|
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A6129
|
Structured Capital Resource Corporation
|
SCRC
|
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A7047
|
Standard Credit Securities Inc.
|
SCSI
|
|
A7042
|
Stone Castle Securities, LLC
|
SCSS
|
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A2675
|
Seacoast Investor Services,Inc
|
SCST
|
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A6013
|
Sentinel Securities, Inc.
|
SCTL
|
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A5546
|
Scottrade Inc.
|
SCTO
|
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A1768
|
Sycamore Financial Group
|
SCYA
|
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A3653
|
Sauer, Dazey Investment Co.
|
SDIC
|
|
A4361
|
Sandler O'Neill & Partners, LP
|
SDLR
|
|
A2027
|
Seaport Securities Corporation
|
SEAP
|
|
A4887
|
Sentinel Brokers Company
|
SEBR
|
|
A6969
|
SECU Brokerage Services
|
SEBS
|
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A3896
|
Security Dealers Guild, Inc
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SECD
|
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A1887
|
R Seelaus & Co., Inc.
|
SEEL
|
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A5296
|
Sterling Enterprises Group, Inc.
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SEGI
|
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A1287
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JD Seibert & Company, Inc.
|
SEIB
|
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A5185
|
SEI Investments Distribution
|
SEIC
|
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A5543
|
Seidel & Shaw LLC
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SEID
|
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A5111
|
Southeast Investments, N.C., Inc.
|
SEIN
|
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A4146
|
Summit Equities, Inc.
|
SEMQ
|
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A6926
|
Sendero Securities, LLC
|
SEND
|
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A5290
|
Sequoia Investments, Inc.
|
SEQU
|
|
A1776
|
Searle & Co.
|
SERL
|
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A4230
|
Seslia Securities
|
SESL
|
|
A6153
|
Nationwide Securities, LLC
|
SEVN
|
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A6896
|
Seven Points Capital, LLC
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SEVP
|
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A5512
|
Symetra Investment Services, Inc.
|
SFCO
|
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A1308
|
Stern Fisher Edwards, Inc.
|
SFEI
|
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B0261
|
Simmons First NB of Pine Bluff
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SFNB
|
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A1330
|
SF Investments, Inc.
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SFPS
|
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A5647
|
Superior Financial Services, Inc.
|
SFSI
|
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A6319
|
Stannard Financial Services, LLC
|
SFSL
|
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A3771
|
S F Sentry Securities, Inc.
|
SFSS
|
|
A0193
|
Smith, Brown and Groover, Inc.
|
SGBI
|
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A5476
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SG Long & Company
|
SGLC
|
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A3373
|
Signal Securities, Inc.
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SGNL
|
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A6977
|
Signet Securities, LLC
|
SGNT
|
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A5153
|
Shay Financial Services, Inc.
|
SHAY
|
|
A2332
|
Smith Hayes Fin'l Svcs. Corp.
|
SHFS
|
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A1472
|
Shufro, Rose & Co., LLC
|
SHRE
|
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A1467
|
Carl P Sherr & Co., LLC
|
SHRR
|
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A6778
|
Stonehurst Securities, Inc.
|
SHSI
|
|
A6745
|
Shoreline Trading Group, LLC
|
SHTB
|
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A6745
|
Shoreline Trading Group, LLC
|
SHTG
|
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A3800
|
Securian Financial Services, Inc.
|
SIAN
|
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A1288
|
Morton Seidel & Company, Inc
|
SIDL
|
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A6555
|
Simmons First Investment Group, Inc.
|
SIGI
|
|
A4441
|
SIGMA Financial Corporation
|
SIGM
|
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A6300
|
SummitAlliance Securities, LLC
|
SIGS
|
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A5214
|
Stonewall Investments, Inc.
|
SIII
|
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A1662
|
SII Investments, Inc.
|
SIIW
|
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A1293
|
Goldman Sachs Execution & Clearing L.P.
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SILK
|
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A3346
|
Schlitt Investor Services, Inc
|
SISI
|
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A5740
|
Scott James Group, Inc.
|
SJGM
|
|
A5128
|
Southlake Capital
|
SLAK
|
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A5867
|
Slavic Investment Corporation
|
SLAV
|
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A6814
|
SL Hare Capital, Inc.
|
SLHC
|
|
B0464
|
Sterling Investments, a division of Sterling Bank
|
SLIN
|
|
A6489
|
Sloan Securities Corp.
|
SLOA
|
|
A6489
|
Sloan Securities Corp.
|
SLON
|
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A3479
|
Kern, Suslow Securities Inc.
|
SLOW
|
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A6330
|
S.L. Reed & Company
|
SLRD
|
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A2908
|
Sanders Morris Harris, Inc.
|
SMHI
|
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A2908
|
Sanders Morris Harris, Inc.
|
SMHJ
|
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A5085
|
Smith Asset Management, Inc.
|
SMIT
|
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A1492
|
Smith, Moore and Company
|
SMMO
|
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A7080
|
Sumridge Partners, LLC
|
SMRD
|
|
A6374
|
Sterling Monroe Securities, LLC
|
SMSL
|
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A1279
|
Seattle-Northwest Sec.Corp.
|
SNSC
|
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A5980
|
Source Capital Group, Inc.
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SORE
|
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A4911
|
Sorsby Financial Corp.
|
SORS
|
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A5004
|
Spectrum Capital, Inc.
|
SPCA
|
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A5289
|
Legend Securities, Inc.
|
SPCS
|
|
A5957
|
Shepard & Vrbanac Securities, Inc.
|
SPDV
|
|
A5039
|
Spencer Clarke, LLC
|
SPEN
|
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A5940
|
Sea Port Group Securities, LLC
|
SPGS
|
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A1303
|
Stephens, Inc.
|
SPHN
|
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A6331
|
Spencer Edwards, Inc.
|
SPIN
|
|
A2598
|
S & P Investors, Inc.
|
SPIV
|
|
A6862
|
Spire Securities, LLC
|
SPLC
|
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A4831
|
Celadon Financial Group
|
SPLN
|
|
A6901
|
Spartan Capital Securities, LLC
|
SPRC
|
|
A3528
|
Stark, Salter & Smith
|
SPSR
|
|
A4243
|
Spencer-Winston Securities Co.
|
SPWI
|
|
A6695
|
Samco Capital Markets, Inc.
|
SRAM
|
|
B0373
|
First Source Bank (1st)
|
SRCE
|
|
A0623
|
Securities Research, Inc.
|
SRFL
|
|
A3230
|
SRM Securities, Inc.
|
SRPR
|
|
A4318
|
State Street Global Markets, LLC
|
SSBS
|
|
A1671
|
Franklin Templeton Financial Services Corp.
|
SSCC
|
|
A4746
|
Sunset Financial Services, Inc
|
SSET
|
|
A5671
|
Signature Securities Group Corporation
|
SSGC
|
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A6617
|
Seton Securities Group, Inc.
|
SSGI
|
|
A4318
|
State Street Global Markets, LLC
|
SSGM
|
|
A6333
|
Shareholders Service Group, Inc.
|
SSGR
|
|
A5546
|
Scottrade Inc.
|
SSIC
|
|
A2748
|
SunTrust Investment Services, Inc.
|
SSIN
|
|
A5732
|
Sanderlin Securities LLC
|
SSLC
|
|
A4318
|
State Street Capital Markets, LLC
|
SSLL
|
|
A3587
|
Sisung Securities Corporation
|
SSNG
|
|
A3497
|
Securities Service Network, Inc
|
SSNI
|
|
A4973
|
Santander Securities
|
SSPR
|
|
A6829
|
Sage Southeastern Securities, Inc.
|
SSSA
|
|
A5758
|
Equitable Advisors, Inc.
|
STAD
|
|
A0438
|
SunTrust Robinson Humphrey, inc
|
STCM
|
|
A6035
|
First American Capital and Trading Corporation
|
STCS
|
|
A2161
|
GAIN Securities, Inc.
|
STDB
|
|
A4760
|
Stanford Group Company
|
STFG
|
|
A1313
|
Stifel, Nicolaus & Company, Inc
|
STFL
|
|
A1306
|
Sterling, Grace Municipal Sec.
|
STGC
|
|
A5902
|
Stinson Securities, LLC
|
STIN
|
|
A3181
|
FNB Brokerage Services, Inc.
|
STIS
|
|
A7006
|
Success Trade Securities, Inc.
|
STJT
|
|
A3858
|
Sterling Investment Services, Inc.
|
STLG
|
|
A5350
|
Primesolutions Securities, Inc.
|
STLR
|
|
A1572
|
BedRock Securities LLC
|
STLZ
|
|
A6666
|
Stonnington Group, LLC
|
STNN
|
|
A6070
|
StockCross Financial Services, Inc.
|
STOS
|
|
A1319
|
Stoever Glass & Company, Inc.
|
STOV
|
|
A6070
|
StockCross Financial Services, Inc.
|
STOX
|
|
A6301
|
Strategic Point Securities, LLC
|
STPS
|
|
A2178
|
Stern Brothers & Co.
|
STRN
|
|
A4189
|
Spencer Trask Ventures Inc.
|
STSI
|
|
A7006
|
Success Trade Securities, Inc.
|
STSS
|
|
A5865
|
StateTrust Investments, Inc.
|
STTR
|
|
A5953
|
Sturdivant & Co., Inc.
|
STUR
|
|
A1324
|
Stone & Youngberg LLC
|
STYO
|
|
A6739
|
Susquehanna Financial Group, LLLP
|
SUFI
|
|
A4418
|
SMBC Securities, Inc.
|
SUMI
|
|
A5720
|
Summit Brokerage Services Incorporated
|
SUMT
|
|
A6633
|
Sound Securities, LLC
|
SUND
|
|
A5593
|
Susquehanna Fixed Income, LP
|
SUSF
|
|
A6834
|
Sunstreet Securities, LLC
|
SUST
|
|
A4192
|
Sutter Securities, Inc.
|
SUTT
|
