2018 Filings with the SEC

SR-MSRB-2018-08 (October 15, 2018) New
Proposed Rule Change Concerning Certain Data Elements on Form G-45 under MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities

SR-MSRB-2018-07 (September 19, 2018)
Proposed Rule Change to Amend MSRB Rule G-3, on Professional Qualification Requirements, to Require Municipal Advisor Principals to Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination

SR-MSRB-2018-06 (July 23, 2018)
Proposed Rule Change to Amend MSRB Rule A-13 to Temporarily Reduce the Rate of Assessment for the MSRB's Underwriting, Transaction and Technology Fees on Brokers, Dealers and Municipal Securities Dealers

SR-MSRB-2018-05 (June 25, 2018)
Revisions to the Content Outline and Selection Specifications for the Series 52 Examination and Revisions to the Content Outlines for the Series 50, Series 51 and Series 53 Examinations

SR-MSRB-2018-04 (June 8, 2018)

Proposed Rule Change to Amend MSRB Rule G-3 to Restructure the MSRB's Current Municipal Securities Representative Qualification Examination and Harmonize Certain MSRB Qualification Requirements with FINRA Rules

SR-MSRB-2018-03 (May 1, 2018)
Proposed Rule Change to Revise the Language of Certain Administrative Rules to Continue to Help Ensure that They Reflect MSRB Practices and Improve Consistency Among the Rules

SR-MSRB-2018-02 (April 2, 2018)
Proposed Rule Change to the MSRB's Facility for the Real-Time Transaction Reporting System

SR-MSRB-2018-01 (January 24, 2018)

Proposed Rule Change Consisting of Amendments to Rule G-21, on Advertising, Proposed New Rule G-40, on Advertising by Municipal Advisors, and a Technical Amendment to Rule G-42, on Duties of Non-Solicitor Municipal Advisors [Refiled to make technical corrections; original filed on January 18, 2018]