2017 Filings with the SEC

SR-MSRB-2017-08 (October 13, 2017) New
Proposed Rule Change to Amend MSRB Form G-45 to Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established to Implement the ABLE Act

SR-MSRB-2017-07 (September 29, 2017)
Proposed Rule Change to MSRB Rule A-11, on Assessments for Municipal Advisor Professionals, to Amend the Annual Municipal Advisor Professional Fee

SR-MSRB-2017-06 (August 30, 2017)
Proposed Rule Change to Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements

SR-MSRB-2017-05 (July 19, 2017)

Proposed Rule Change to Assess an Underwriting Fee on Dealers that are Underwriters of Primary Offerings of 529 Plans

SR-MSRB-2017-04 (June 22, 2017)
Proposed Rule Change to Amend Rule G-21(e), on Municipal Fund Security Product Advertisements

SR-MSRB-2017-03 (May 26, 2017)

Proposed Rule Change to Amend MSRB Rule G-26, on Customer Account Transfers, to Modernize the Rule and Promote a Uniform Customer Account Transfer Standard

SR-MSRB-2017-02 (March 22, 2017)

Proposed Rule Change to Rule G-3, on Professional Qualification Requirements, and Rule G-8, on Books and Records, to Establish Continuing Education Requirements for Municipal Advisors and Accompanying Recordkeeping Requirements [Refiled to make technical corrections; original filed on March 17, 2017]

(WITHDRAWN) SR-MSRB-2017-01 (January 24, 2017)

Proposed Rule Change to Add New MSRB Rule G-49, on Transactions Below the Minimum Denomination of an Issue, to the Rules of the MSRB, and to Rescind Paragraph (f), on Minimum Denominations, from MSRB Rule G-15