2015 Filings with the SEC

SR-MSRB-2015-14 (December 16, 2015)
Proposed Rule Change to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business, Rule G-8, on Books and Records, G-9, on Preservation of Records, and Forms G-37 and G-37x

SR-MSRB-2015-13 (December 4, 2015)
Proposed Rule Change to Amend Forms G-37, G-37x and G-38t to Change the MSRB's Address on the Forms

SR-MSRB-2015-12 (November 2, 2015)
Proposed Rule Change to Adopt Proposed New MSRB Rule A-18, on Mandatory Participation in Business Continuity and Disaster Recovery Testing

SR-MSRB-2015-11 (September 29, 2015)
Proposed Rule Change to Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements Pursuant to Rule G-3(i)(i)

SR-MSRB-2015-10 (September 3, 2015)
Proposed Rule Change to Revise the Effective Date of New Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions with Sophisticated Municipal Market Professionals, and Rule D-15, on the Definition of Sophisticated Municipal Market Professional

SR-MSRB-2015-09 (September 2, 2015)
Proposed Rule Change Consisting of Amendments to MSRB Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, and MSRB Rule G-8, on Books and Records to be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors, and the Deletion of Prior Interpretive Guidance

SR-MSRB-2015-08 (August 10, 2015)
Proposed Rule Change Consisting of Amendments to MSRB Rule A-12, on Registration, and MSRB Rule A-13, on Underwriting and Transaction Assessments for Brokers, Dealers and Municipal Securities Dealers

SR-MSRB-2015-07 (July 31, 2015)
Revisions to the Content Outlines for the Series 51, 52 and 53 Examinations and to the Selection Specifications for the Series 53 Examination

SR-MSRB-2015-06 (July 23, 2015)
Proposed Rule Change Consisting of Revisions to the Electronic Municipal Market Access System, the Real-time Transaction Reporting System and the Short-Term Obligation Rate Transparency System

SR-MSRB-2015-05 (June 30, 2015)
Proposed Rule Change Consisting of an Amendment to MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities

SR-MSRB-2015-04 (April 22, 2015)
Specifications for the Selection of Examination Questions and Content Outline for the Municipal Advisor Representative Qualification Examination (Series 50)

SR-MSRB-2015-03 (April 24, 2015)
Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records to be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors [Refiled to make technical corrections; original filed on April 15, 2015]

SR-MSRB-2015-02 (March 19, 2015)
Proposed Rule Change Consisting of Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service

SR-MSRB-2015-01 (March 17, 2015)
Proposed Rule Change Consisting of Amendments to Rule A-16, on Examination Fees